<section xmlns="http://xml.house.gov/schemas/uslm/1.0" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dcterms="http://purl.org/dc/terms/" style="-uslm-lc:I80" id="idd3ed67f4-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301"><num value="3301">§ 3301.</num><heading> Securities fraud offenses</heading><subsection style="-uslm-lc:I11" class="indent0" id="idd3ed67f5-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/a"><num value="a">(a)</num><heading> <inline class="small-caps">Definition</inline>.—</heading><chapeau>In this section, the term “securities fraud offense” means a violation of, or a conspiracy or an attempt to violate—</chapeau><paragraph style="-uslm-lc:I12" class="indent1" id="idd3ed67f6-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/a/1"><num value="1">(1)</num><content> section 1348;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="idd3ed67f7-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/a/2"><num value="2">(2)</num><content> section 32(a) of the Securities Exchange Act of 1934 (<ref href="/us/usc/t15/s78ff/a">15 U.S.C. 78ff(a)</ref>);</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="idd3ed67f8-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/a/3"><num value="3">(3)</num><content> section 24 of the Securities Act of 1933 (<ref href="/us/usc/t15/s77x">15 U.S.C. 77x</ref>);</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="idd3ed67f9-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/a/4"><num value="4">(4)</num><content> section 217 of the Investment Advisers Act of 1940 (<ref href="/us/usc/t15/s80b–17">15 U.S.C. 80b–17</ref>);</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="idd3ed67fa-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/a/5"><num value="5">(5)</num><content> section 49 of the Investment Company Act of 1940 (<ref href="/us/usc/t15/s80a–48">15 U.S.C. 80a–48</ref>); or</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="idd3ed8f0b-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/a/6"><num value="6">(6)</num><content> section 325 of the Trust Indenture Act of 1939 (<ref href="/us/usc/t15/s77yyy">15 U.S.C. 77yyy</ref>).</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I11" class="indent0" id="idd3ed8f0c-b211-11e9-bc44-d051d0f40dfd" identifier="/us/usc/t18/s3301/b"><num value="b">(b)</num><heading> <inline class="small-caps">Limitation</inline>.—</heading><content>No person shall be prosecuted, tried, or punished for a securities fraud offense, unless the indictment is found or the information is instituted within 6 years after the commission of the offense.</content>
</subsection>
<sourceCredit id="idd3ed8f0d-b211-11e9-bc44-d051d0f40dfd">(Added <ref href="/us/pl/111/203/tX/s1079A/b/1">Pub. L. 111–203, title X, § 1079A(b)(1)</ref>, <date date="2010-07-21">July 21, 2010</date>, <ref href="/us/stat/124/2079">124 Stat. 2079</ref>.)</sourceCredit>
<notes type="uscNote" id="idd3ed8f0e-b211-11e9-bc44-d051d0f40dfd">
<note style="-uslm-lc:I74" topic="effectiveDate" id="idd3ed8f0f-b211-11e9-bc44-d051d0f40dfd"><heading class="centered smallCaps">Effective Date</heading><p style="-uslm-lc:I21" class="indent0">Section effective 1 day after <date date="2010-07-21">July 21, 2010</date>, except as otherwise provided, see <ref href="/us/pl/111/203/s4">section 4 of Pub. L. 111–203</ref>, set out as a note under <ref href="/us/usc/t12/s5301">section 5301 of Title 12</ref>, Banks and Banking.</p>
</note>
</notes>
</section>