<section xmlns="http://xml.house.gov/schemas/uslm/1.0" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dcterms="http://purl.org/dc/terms/" id="ide89861fe-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007"><num value="2007">§ 2007.</num><heading> Restrictions on use of exemptions</heading><subsection class="indent0" id="ide89861ff-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/a"><num value="a">(a)</num><heading> Test as basis for adverse employment action</heading><paragraph class="indent1" id="ide8986200-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/a/1"><num value="1">(1)</num><heading> Under ongoing investigations exemption</heading><content><p style="-uslm-lc:I12" class="indent1">Except as provided in paragraph (2), the exemption under subsection (d) of <ref href="/us/usc/t29/s2006">section 2006 of this title</ref> shall not apply if an employee is discharged, disciplined, denied employment or promotion, or otherwise discriminated against in any manner on the basis of the analysis of a polygraph test chart or the refusal to take a polygraph test, without additional supporting evidence. The evidence required by such subsection may serve as additional supporting evidence.</p>
</content>
</paragraph>
<paragraph class="indent1" id="ide8986201-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/a/2"><num value="2">(2)</num><heading> Under other exemptions</heading><content><p style="-uslm-lc:I12" class="indent1">In the case of an exemption described in subsection (e) or (f) of such section, the exemption shall not apply if the results of an analysis of a polygraph test chart are used, or the refusal to take a polygraph test is used, as the sole basis upon which an adverse employment action described in paragraph (1) is taken against an employee or prospective employee.</p>
</content>
</paragraph>
</subsection>
<subsection class="indent0" id="ide8988912-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b"><num value="b">(b)</num><heading> Rights of examinee</heading>
<chapeau style="-uslm-lc:I11" class="blockIndent0">The exemptions provided under subsections (d), (e), and (f) of <ref href="/us/usc/t29/s2006">section 2006 of this title</ref> shall not apply unless the requirements described in the following paragraphs are met:</chapeau><paragraph class="indent1" id="ide8988913-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1"><num value="1">(1)</num><heading> All phases</heading>
<chapeau style="-uslm-lc:I12" class="blockIndent1">Throughout all phases of the test—</chapeau><subparagraph class="indent2" id="ide8988914-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/A"><num value="A">(A)</num><content> the examinee shall be permitted to terminate the test at any time;</content>
</subparagraph>
<subparagraph class="indent2" id="ide8988915-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/B"><num value="B">(B)</num><content> the examinee is not asked questions in a manner designed to degrade, or needlessly intrude on, such examinee;</content>
</subparagraph>
<subparagraph class="indent2" id="ide8988916-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/C"><num value="C">(C)</num><chapeau> the examinee is not asked any question concerning—</chapeau><clause class="indent3" id="ide8988917-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/C/i"><num value="i">(i)</num><content> religious beliefs or affiliations,</content>
</clause>
<clause class="indent3" id="ide8988918-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/C/ii"><num value="ii">(ii)</num><content> beliefs or opinions regarding racial matters,</content>
</clause>
<clause class="indent3" id="ide8988919-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/C/iii"><num value="iii">(iii)</num><content> political beliefs or affiliations,</content>
</clause>
<clause class="indent3" id="ide898891a-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/C/iv"><num value="iv">(iv)</num><content> any matter relating to sexual behavior; and</content>
</clause>
<clause class="indent3" id="ide898891b-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/C/v"><num value="v">(v)</num><content> beliefs, affiliations, opinions, or lawful activities regarding unions or labor organizations; and</content>
</clause>
</subparagraph>
<subparagraph class="indent2" id="ide898b02c-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/1/D"><num value="D">(D)</num><content> the examiner does not conduct the test if there is sufficient written evidence by a physician that the examinee is suffering from a medical or psychological condition or undergoing treatment that might cause abnormal responses during the actual testing phase.</content>
</subparagraph>
</paragraph>
<paragraph class="indent1" id="ide898b02d-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2"><num value="2">(2)</num><heading> Pretest phase</heading>
<chapeau style="-uslm-lc:I12" class="blockIndent1">During the pretest phase, the prospective examinee—</chapeau><subparagraph class="indent2" id="ide898b02e-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/A"><num value="A">(A)</num><content> is provided with reasonable written notice of the date, time, and location of the test, and of such examinee’s right to obtain and consult with legal counsel or an employee representative before each phase of the test;</content>
</subparagraph>
<subparagraph class="indent2" id="ide898b02f-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/B"><num value="B">(B)</num><content> is informed in writing of the nature and characteristics of the tests and of the instruments involved;</content>
</subparagraph>
<subparagraph class="indent2" id="ide898b030-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/C"><num value="C">(C)</num><chapeau> is informed, in writing—</chapeau><clause class="indent3" id="ide898b031-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/C/i"><num value="i">(i)</num><content> whether the testing area contains a two-way mirror, a camera, or any other device through which the test can be observed,</content>
</clause>
<clause class="indent3" id="ide898b032-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/C/ii"><num value="ii">(ii)</num><content> whether any other device, including any device for recording or monitoring the test, will be used, or</content>
</clause>
<clause class="indent3" id="ide898d743-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/C/iii"><num value="iii">(iii)</num><content> that the employer or the examinee may (with mutual knowledge) make a recording of the test;</content>
</clause>
</subparagraph>
<subparagraph class="indent2" id="ide898d744-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/D"><num value="D">(D)</num><chapeau> is read and signs a written notice informing such examinee—</chapeau><clause class="indent3" id="ide898d745-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/D/i"><num value="i">(i)</num><content> that the examinee cannot be required to take the test as a condition of employment,</content>
</clause>
<clause class="indent3" id="ide898d746-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/D/ii"><num value="ii">(ii)</num><content> that any statement made during the test may constitute additional supporting evidence for the purposes of an adverse employment action described in subsection (a) of this section,</content>
</clause>
<clause class="indent3" id="ide898d747-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/D/iii"><num value="iii">(iii)</num><content> of the limitations imposed under this section,</content>
</clause>
<clause class="indent3" id="ide898d748-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/D/iv"><num value="iv">(iv)</num><content> of the legal rights and remedies available to the examinee if the polygraph test is not conducted in accordance with this chapter, and</content>
</clause>
<clause class="indent3" id="ide898d749-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/D/v"><num value="v">(v)</num><content> of the legal rights and remedies of the employer under this chapter (including the rights of the employer under <ref href="/us/usc/t29/s2008/c/2">section 2008(c)(2) of this title</ref>); and</content>
</clause>
</subparagraph>
<subparagraph class="indent2" id="ide898fe5a-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/2/E"><num value="E">(E)</num><content> is provided an opportunity to review all questions to be asked during the test and is informed of the right to terminate the test at any time.</content>
</subparagraph>
</paragraph>
<paragraph class="indent1" id="ide898fe5b-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/3"><num value="3">(3)</num><heading> Actual testing phase</heading><content><p style="-uslm-lc:I12" class="indent1">During the actual testing phase, the examiner does not ask such examinee any question relevant during the test that was not presented in writing for review to such examinee before the test.</p>
</content>
</paragraph>
<paragraph class="indent1" id="ide899256c-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/4"><num value="4">(4)</num><heading> Post-test phase</heading>
<chapeau style="-uslm-lc:I12" class="blockIndent1">Before any adverse employment action, the employer shall—</chapeau><subparagraph class="indent2" id="ide899256d-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/4/A"><num value="A">(A)</num><content> further interview the examinee on the basis of the results of the test; and</content>
</subparagraph>
<subparagraph class="indent2" id="ide899256e-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/4/B"><num value="B">(B)</num><chapeau> provide the examinee with—</chapeau><clause class="indent3" id="ide899256f-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/4/B/i"><num value="i">(i)</num><content> a written copy of any opinion or conclusion rendered as a result of the test, and</content>
</clause>
<clause class="indent3" id="ide8992570-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/4/B/ii"><num value="ii">(ii)</num><content> a copy of the questions asked during the test along with the corresponding charted responses.</content>
</clause>
</subparagraph>
</paragraph>
<paragraph class="indent1" id="ide8992571-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/b/5"><num value="5">(5)</num><heading> Maximum number and minimum duration of tests</heading><content><p style="-uslm-lc:I12" class="indent1">The examiner shall not conduct and complete more than five polygraph tests on a calendar day on which the test is given, and shall not conduct any such test for less than a 90-minute duration.</p>
</content>
</paragraph>
</subsection>
<subsection class="indent0" id="ide8994b82-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c"><num value="c">(c)</num><heading> Qualifications and requirements of examiners</heading>
<chapeau style="-uslm-lc:I11" class="blockIndent0">The exemptions provided under subsections (d), (e), and (f) of <ref href="/us/usc/t29/s2006">section 2006 of this title</ref> shall not apply unless the individual who conducts the polygraph test satisfies the requirements under the following paragraphs:</chapeau><paragraph class="indent1" id="ide8997293-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/1"><num value="1">(1)</num><heading> Qualifications</heading>
<chapeau style="-uslm-lc:I12" class="blockIndent1">The examiner—</chapeau><subparagraph class="indent2" id="ide8997294-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/1/A"><num value="A">(A)</num><content> has a valid and current license granted by licensing and regulatory authorities in the State in which the test is to be conducted, if so required by the State; and</content>
</subparagraph>
<subparagraph class="indent2" id="ide8997295-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/1/B"><num value="B">(B)</num><content> maintains a minimum of a $50,000 bond or an equivalent amount of professional liability coverage.</content>
</subparagraph>
</paragraph>
<paragraph class="indent1" id="ide8997296-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/2"><num value="2">(2)</num><heading> Requirements</heading>
<chapeau style="-uslm-lc:I12" class="blockIndent1">The examiner—</chapeau><subparagraph class="indent2" id="ide8997297-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/2/A"><num value="A">(A)</num><chapeau> renders any opinion or conclusion regarding the test—</chapeau><clause class="indent3" id="ide8997298-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/2/A/i"><num value="i">(i)</num><content> in writing and solely on the basis of an analysis of polygraph test charts,</content>
</clause>
<clause class="indent3" id="ide8997299-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/2/A/ii"><num value="ii">(ii)</num><content> that does not contain information other than admissions, information, case facts, and interpretation of the charts relevant to the purpose and stated objectives of the test, and</content>
</clause>
<clause class="indent3" id="ide89999aa-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/2/A/iii"><num value="iii">(iii)</num><content> that does not include any recommendation concerning the employment of the examinee; and</content>
</clause>
</subparagraph>
<subparagraph class="indent2" id="ide89999ab-f63b-11e2-8470-abc29ba29c4d" identifier="/us/usc/t29/s2007/c/2/B"><num value="B">(B)</num><content> maintains all opinions, reports, charts, written questions, lists, and other records relating to the test for a minimum period of 3 years after administration of the test.</content>
</subparagraph>
</paragraph>
</subsection>
<sourceCredit id="ide89999ac-f63b-11e2-8470-abc29ba29c4d">
(<ref href="/us/pl/100/347/s8">Pub. L. 100–347, § 8</ref>, <date date="1988-06-27">June 27, 1988</date>, <ref href="/us/stat/102/650">102 Stat. 650</ref>.)</sourceCredit>
</section>