<section xmlns="http://xml.house.gov/schemas/uslm/1.0" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dcterms="http://purl.org/dc/terms/" style="-uslm-lc:I80" id="ida92232be-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n"><num value="1396n">§ 1396n.</num><heading> Compliance with State plan and payment provisions</heading><subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida92232bf-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a"><num value="a" class="bold">(a)</num><heading class="bold"> Activities deemed as compliance</heading><chapeau style="-uslm-lc:I11" class="indent0">A State shall not be deemed to be out of compliance with the requirements of paragraphs (1), (10), or (23) of <ref href="/us/usc/t42/s1396a/a">section 1396a(a) of this title</ref> solely by reason of the fact that the State (or any political subdivision thereof)—</chapeau><paragraph style="-uslm-lc:I12" class="indent1" id="ida92232c0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/1"><num value="1">(1)</num><chapeau> has entered into—</chapeau><subparagraph style="-uslm-lc:I13" class="indent2" id="ida92232c1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/1/A"><num value="A">(A)</num><content> a contract with an organization which has agreed to provide care and services in addition to those offered under the State plan to individuals eligible for medical assistance who reside in the geographic area served by such organization and who elect to obtain such care and services from such organization, or by reason of the fact that the plan provides for payment for rural health clinic services only if those services are provided by a rural health clinic; or</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida92232c2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/1/B"><num value="B">(B)</num><chapeau> arrangements through a competitive bidding process or otherwise for the purchase of laboratory services referred to in <ref href="/us/usc/t42/s1396d/a/3">section 1396d(a)(3) of this title</ref> or medical devices if the Secretary has found that—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida92232c3-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/1/B/i"><num value="i">(i)</num><content> adequate services or devices will be available under such arrangements, and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92232c4-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/1/B/ii"><num value="ii">(ii)</num><chapeau> any such laboratory services will be provided only through laboratories—</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida92232c5-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/1/B/ii/I"><num value="I">(I)</num><content> which meet the applicable requirements of <ref href="/us/usc/t42/s1395x/e/9">section 1395x(e)(9) of this title</ref> or paragraphs (16) and (17) of <ref href="/us/usc/t42/s1395x/s">section 1395x(s) of this title</ref>, and such additional requirements as the Secretary may require, and</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida92259d6-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/1/B/ii/II"><num value="II">(II)</num><content> no more than 75 percent of whose charges for such services are for services provided to individuals who are entitled to benefits under this subchapter or under part A or part B of subchapter XVIII; or</content>
</subclause>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="ida92259d7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/2"><num value="2">(2)</num><chapeau> restricts for a reasonable period of time the provider or providers from which an individual (eligible for medical assistance for items or services under the State plan) can receive such items or services, if—</chapeau><subparagraph style="-uslm-lc:I13" class="indent2" id="ida92259d8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/2/A"><num value="A">(A)</num><content> the State has found, after notice and opportunity for a hearing (in accordance with procedures established by the State), that the individual has utilized such items or services at a frequency or amount not medically necessary (as determined in accordance with utilization guidelines established by the State), and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida92259d9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/a/2/B"><num value="B">(B)</num><content> under such restriction, individuals eligible for medical assistance for such services have reasonable access (taking into account geographic location and reasonable travel time) to such services of adequate quality.</content>
</subparagraph>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida92259da-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/b"><num value="b" class="bold">(b)</num><heading class="bold"> Waivers to promote cost-effectiveness and efficiency</heading><chapeau style="-uslm-lc:I11" class="indent0">The Secretary, to the extent he finds it to be cost-effective and efficient and not inconsistent with the purposes of this subchapter, may waive such requirements of <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref> (other than subsection (s)) (other than sections 1396a(a)(15), 1396a(bb), and 1396a(a)(10)(A) of this title insofar as it requires provision of the care and services described in <ref href="/us/usc/t42/s1396d/a/2/C">section 1396d(a)(2)(C) of this title</ref>) as may be necessary for a State—</chapeau><paragraph style="-uslm-lc:I12" class="indent1" id="ida92259db-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/b/1"><num value="1">(1)</num><content> to implement a primary care case-management system or a specialty physician services arrangement which restricts the provider from (or through) whom an individual (eligible for medical assistance under this subchapter) can obtain medical care services (other than in emergency circumstances), if such restriction does not substantially impair access to such services of adequate quality where medically necessary,</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="ida92259dc-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/b/2"><num value="2">(2)</num><content> to allow a locality to act as a central broker in assisting individuals (eligible for medical assistance under this subchapter) in selecting among competing health care plans, if such restriction does not substantially impair access to services of adequate quality where medically necessary,</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="ida92259dd-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/b/3"><num value="3">(3)</num><content> to share (through provision of additional services) with recipients of medical assistance under the State plan cost savings resulting from use by the recipient of more cost-effective medical care, and</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="ida92259de-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/b/4"><num value="4">(4)</num><content> to restrict the provider from (or through) whom an individual (eligible for medical assistance under this subchapter) can obtain services (other than in emergency circumstances) to providers or practitioners who undertake to provide such services and who meet, accept, and comply with the reimbursement, quality, and utilization standards under the State plan, which standards shall be consistent with the requirements of <ref href="/us/usc/t42/s1396r–4">section 1396r–4 of this title</ref> and are consistent with access, quality, and efficient and economic provision of covered care and services, if such restriction does not discriminate among classes of providers on grounds unrelated to their demonstrated effectiveness and efficiency in providing those services and if providers under such restriction are paid on a timely basis in the same manner as health care practitioners must be paid under <ref href="/us/usc/t42/s1396a/a/37/A">section 1396a(a)(37)(A) of this title</ref>.</content>
</paragraph>

<continuation style="-uslm-lc:I10" class="indent0 firstIndent0">No waiver under this subsection may restrict the choice of the individual in receiving services under <ref href="/us/usc/t42/s1396d/a/4/C">section 1396d(a)(4)(C) of this title</ref>. Subsection (h)(2) shall apply to a waiver under this subsection.</continuation>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida92280ef-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c"><num value="c" class="bold">(c)</num><heading class="bold"> Waiver respecting medical assistance requirement in State plan; scope, etc.; “habilitation services” defined; imposition of certain regulatory limits prohibited; computation of expenditures for certain disabled patients; coordinated services; substitution of participants</heading><paragraph style="-uslm-lc:I11" class="indent0" id="ida92280f0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/1"><num value="1">(1)</num><content> The Secretary may by waiver provide that a State plan approved under this subchapter may include as “medical assistance” under such plan payment for part or all of the cost of home or community-based services (other than room and board) approved by the Secretary which are provided pursuant to a written plan of care to individuals with respect to whom there has been a determination that but for the provision of such services the individuals would require the level of care provided in a hospital or a nursing facility or intermediate care facility for the mentally retarded the cost of which could be reimbursed under the State plan. For purposes of this subsection, the term “room and board” shall not include an amount established under a method determined by the State to reflect the portion of costs of rent and food attributable to an unrelated personal caregiver who is residing in the same household with an individual who, but for the assistance of such caregiver, would require admission to a hospital, nursing facility, or intermediate care facility for the mentally retarded.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92280f1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2"><num value="2">(2)</num><chapeau> A waiver shall not be granted under this subsection unless the State provides assurances satisfactory to the Secretary that—</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida92280f2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/A"><num value="A">(A)</num><content> necessary safeguards (including adequate standards for provider participation) have been taken to protect the health and welfare of individuals provided services under the waiver and to assure financial accountability for funds expended with respect to such services;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida92280f3-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/B"><num value="B">(B)</num><chapeau> the State will provide, with respect to individuals who—</chapeau><clause style="-uslm-lc:I13" class="indent2" id="ida92280f4-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/B/i"><num value="i">(i)</num><content> are entitled to medical assistance for inpatient hospital services, nursing facility services, or services in an intermediate care facility for the mentally retarded under the State plan,</content>
</clause>
<clause style="-uslm-lc:I13" class="indent2" id="ida92280f5-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/B/ii"><num value="ii">(ii)</num><content> may require such services, and</content>
</clause>
<clause style="-uslm-lc:I13" class="indent2" id="ida92280f6-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/B/iii"><num value="iii">(iii)</num><content> may be eligible for such home or community-based care under such waiver,</content>
</clause>

<continuation style="-uslm-lc:I17" class="indent1 firstIndent0">for an evaluation of the need for inpatient hospital services, nursing facility services, or services in an intermediate care facility for the mentally retarded;</continuation>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida92280f7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/C"><num value="C">(C)</num><content> such individuals who are determined to be likely to require the level of care provided in a hospital, nursing facility, or intermediate care facility for the mentally retarded are informed of the feasible alternatives, if available under the waiver, at the choice of such individuals, to the provision of inpatient hospital services, nursing facility services, or services in an intermediate care facility for the mentally retarded;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida922a808-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/D"><num value="D">(D)</num><content> under such waiver the average per capita expenditure estimated by the State in any fiscal year for medical assistance provided with respect to such individuals does not exceed 100 percent of the average per capita expenditure that the State reasonably estimates would have been made in that fiscal year for expenditures under the State plan for such individuals if the waiver had not been granted; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida922a809-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/2/E"><num value="E">(E)</num><content> the State will provide to the Secretary annually, consistent with a data collection plan designed by the Secretary, information on the impact of the waiver granted under this subsection on the type and amount of medical assistance provided under the State plan and on the health and welfare of recipients.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922a80a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/3"><num value="3">(3)</num><content> A waiver granted under this subsection may include a waiver of the requirements of <ref href="/us/usc/t42/s1396a/a/1">section 1396a(a)(1) of this title</ref> (relating to statewideness), <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> (relating to comparability), and <ref href="/us/usc/t42/s1396a/a/10/C/i/III">section 1396a(a)(10)(C)(i)(III) of this title</ref> (relating to income and resource rules applicable in the community). A waiver under this subsection (other than a waiver described in subsection (h)(2)) shall be for an initial term of three years and, upon the request of a State, shall be extended for additional five-year periods unless the Secretary determines that for the previous waiver period the assurances provided under paragraph (2) have not been met. A waiver may provide, with respect to post-eligibility treatment of income of all individuals receiving services under that waiver, that the maximum amount of the individual’s income which may be disregarded for any month for the maintenance needs of the individual may be an amount greater than the maximum allowed for that purpose under regulations in effect on <date date="1985-07-01">July 1, 1985</date>.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922a80b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/4"><num value="4">(4)</num><chapeau> A waiver granted under this subsection may, consistent with paragraph (2)—</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida922a80c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/4/A"><num value="A">(A)</num><content> limit the individuals provided benefits under such waiver to individuals with respect to whom the State has determined that there is a reasonable expectation that the amount of medical assistance provided with respect to the individual under such waiver will not exceed the amount of such medical assistance provided for such individual if the waiver did not apply, and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida922a80d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/4/B"><num value="B">(B)</num><content> provide medical assistance to individuals (to the extent consistent with written plans of care, which are subject to the approval of the State) for case management services, homemaker/home health aide services and personal care services, adult day health services, habilitation services, respite care, and such other services requested by the State as the Secretary may approve and for day treatment or other partial hospitalization services, psychosocial rehabilitation services, and clinic services (whether or not furnished in a facility) for individuals with chronic mental illness.</content>
</subparagraph>

<continuation style="-uslm-lc:I10" class="indent0 firstIndent0">Except as provided under paragraph (2)(D), the Secretary may not restrict the number of hours or days of respite care in any period which a State may provide under a waiver under this subsection.</continuation>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922a80e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/5"><num value="5">(5)</num><chapeau> For purposes of paragraph (4)(B), the term “habilitation services”—</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida922a80f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/5/A"><num value="A">(A)</num><content> means services designed to assist individuals in acquiring, retaining, and improving the self-help, socialization, and adaptive skills necessary to reside successfully in home and community based settings; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida922cf20-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/5/B"><num value="B">(B)</num><content> includes (except as provided in subparagraph (C)) prevocational, educational, and supported employment services; but</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida922cf21-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/5/C"><num value="C">(C)</num><chapeau> does not include—</chapeau><clause style="-uslm-lc:I13" class="indent2" id="ida922cf22-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/5/C/i"><num value="i">(i)</num><content> special education and related services (as such terms are defined in <ref href="/us/usc/t20/s1401">section 1401 of title 20</ref>) which otherwise are available to the individual through a local educational agency; and</content>
</clause>
<clause style="-uslm-lc:I13" class="indent2" id="ida922cf23-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/5/C/ii"><num value="ii">(ii)</num><content> vocational rehabilitation services which otherwise are available to the individual through a program funded under <ref href="/us/usc/t29/s730">section 730 of title 29</ref>.</content>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922cf24-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/6"><num value="6">(6)</num><content> The Secretary may not require, as a condition of approval of a waiver under this section under paragraph (2)(D), that the actual total expenditures for home and community-based services under the waiver (and a claim for Federal financial participation in expenditures for the services) cannot exceed the approved estimates for these services. The Secretary may not deny Federal financial payment with respect to services under such a waiver on the ground that, in order to comply with paragraph (2)(D), a State has failed to comply with such a requirement.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922cf25-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/7"><num value="7">(7)</num><subparagraph style="-uslm-lc:I11" class="indent0" id="ida922cf26-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/7/A"><num value="A">(A)</num><content> In making estimates under paragraph (2)(D) in the case of a waiver that applies only to individuals with a particular illness or condition who are inpatients in, or who would require the level of care provided in, hospitals, nursing facilities, or intermediate care facilities for the mentally retarded, the State may determine the average per capita expenditure that would have been made in a fiscal year for those individuals under the State plan separately from the expenditures for other individuals who are inpatients in, or who would require the level of care provided in, those respective facilities.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida922cf27-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/7/B"><num value="B">(B)</num><content> In making estimates under paragraph (2)(D) in the case of a waiver that applies only to individuals with developmental disabilities who are inpatients in a nursing facility and whom the State has determined, on the basis of an evaluation under paragraph (2)(B), to need the level of services provided by an intermediate care facility for the mentally retarded, the State may determine the average per capita expenditures that would have been made in a fiscal year for those individuals under the State plan on the basis of the average per capita expenditures under the State plan for services to individuals who are inpatients in an intermediate care facility for the mentally retarded, without regard to the availability of beds for such inpatients.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida922cf28-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/7/C"><num value="C">(C)</num><content> In making estimates under paragraph (2)(D) in the case of a waiver to the extent that it applies to individuals with mental retardation or a related condition who are resident in an intermediate care facility for the mentally retarded the participation of which under the State plan is terminated, the State may determine the average per capita expenditures that would have been made in a fiscal year for those individuals without regard to any such termination.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922cf29-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/8"><num value="8">(8)</num><content> The State agency administering the plan under this subchapter may, whenever appropriate, enter into cooperative arrangements with the State agency responsible for administering the program for children with special health care needs under subchapter V in order to assure improved access to coordinated services to meet the needs of such children.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922f63a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/9"><num value="9">(9)</num><content> In the case of any waiver under this subsection which contains a limit on the number of individuals who shall receive home or community-based services, the State may substitute additional individuals to receive such services to replace any individuals who die or become ineligible for services under the State plan.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922f63b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/c/10"><num value="10">(10)</num><content> The Secretary shall not limit to fewer than 200 the number of individuals in the State who may receive home and community-based services under a waiver under this subsection.</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida922f63c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d"><num value="d" class="bold">(d)</num><heading class="bold"> Home and community-based services for elderly</heading><paragraph style="-uslm-lc:I11" class="indent0" id="ida922f63d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/1"><num value="1">(1)</num><content> Subject to paragraph (2), the Secretary shall grant a waiver to provide that a State plan approved under this subchapter shall include as “medical assistance” under such plan payment for part or all of the cost of home or community-based services (other than room and board) which are provided pursuant to a written plan of care to individuals 65 years of age or older with respect to whom there has been a determination that but for the provision of such services the individuals would be likely to require the level of care provided in a skilled nursing facility or intermediate care facility the cost of which could be reimbursed under the State plan. For purposes of this subsection, the term “room and board” shall not include an amount established under a method determined by the State to reflect the portion of costs of rent and food attributable to an unrelated personal caregiver who is residing in the same household with an individual who, but for the assistance of such caregiver, would require admission to a hospital, nursing facility, or intermediate care facility for the mentally retarded.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida922f63e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/2"><num value="2">(2)</num><chapeau> A waiver shall not be granted under this subsection unless the State provides assurances satisfactory to the Secretary that—</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida922f63f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/2/A"><num value="A">(A)</num><content> necessary safeguards (including adequate standards for provider participation) have been taken to protect the health and welfare of individuals provided services under the waiver and to assure financial accountability for funds expended with respect to such services;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida922f640-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/2/B"><num value="B">(B)</num><chapeau> with respect to individuals 65 years of age or older who—</chapeau><clause style="-uslm-lc:I13" class="indent2" id="ida922f641-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/2/B/i"><num value="i">(i)</num><content> are entitled to medical assistance for skilled nursing or intermediate care facility services under the State plan,</content>
</clause>
<clause style="-uslm-lc:I13" class="indent2" id="ida922f642-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/2/B/ii"><num value="ii">(ii)</num><content> may require such services, and</content>
</clause>
<clause style="-uslm-lc:I13" class="indent2" id="ida922f643-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/2/B/iii"><num value="iii">(iii)</num><content> may be eligible for such home or community-based services under such waiver,</content>
</clause>

<continuation style="-uslm-lc:I17" class="indent1 firstIndent0">the State will provide for an evaluation of the need for such skilled nursing facility or intermediate care facility services; and</continuation>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida922f644-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/2/C"><num value="C">(C)</num><content> such individuals who are determined to be likely to require the level of care provided in a skilled nursing facility or intermediate care facility are informed of the feasible alternatives to the provision of skilled nursing facility or intermediate care facility services, which such individuals may choose if available under the waiver.</content>
</subparagraph>

<continuation style="-uslm-lc:I10" class="indent0 firstIndent0">Each State with a waiver under this subsection shall provide to the Secretary annually, consistent with a reasonable data collection plan designed by the Secretary, information on the impact of the waiver granted under this subsection on the type and amount of medical assistance provided under the State plan and on the health and welfare of recipients.</continuation>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida9231d55-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/3"><num value="3">(3)</num><content> A waiver granted under this subsection may include a waiver of the requirements of <ref href="/us/usc/t42/s1396a/a/1">section 1396a(a)(1) of this title</ref> (relating to statewideness), <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> (relating to comparability), and <ref href="/us/usc/t42/s1396a/a/10/C/i/III">section 1396a(a)(10)(C)(i)(III) of this title</ref> (relating to income and resource rules applicable in the community). Subject to a termination by the State (with notice to the Secretary) at any time, a waiver under this subsection (other than a waiver described in subsection (h)(2)) shall be for an initial term of 3 years and, upon the request of a State, shall be extended for additional 5-year periods unless the Secretary determines that for the previous waiver period the assurances provided under paragraph (2) have not been met. A waiver may provide, with respect to post-eligibility treatment of income of all individuals receiving services under the waiver, that the maximum amount of the individual’s income which may be disregarded for any month is equal to the amount that may be allowed for that purpose under a waiver under subsection (c).</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida9231d56-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/4"><num value="4">(4)</num><content> A waiver under this subsection may, consistent with paragraph (2), provide medical assistance to individuals for case management services, homemaker/home health aide services and personal care services, adult day health services, respite care, and other medical and social services that can contribute to the health and well-being of individuals and their ability to reside in a community-based care setting.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida9231d57-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5"><num value="5">(5)</num><subparagraph style="-uslm-lc:I11" class="indent0" id="ida9231d58-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/A"><num value="A">(A)</num><content> In the case of a State having a waiver approved under this subsection, notwithstanding any other provision of <ref href="/us/usc/t42/s1396b">section 1396b of this title</ref> to the contrary, the total amount expended by the State for medical assistance with respect to skilled nursing facility services, intermediate care facility services, and home and community-based services under the State plan for individuals 65 years of age or older during a waiver year under this subsection may not exceed the projected amount determined under subparagraph (B).</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida9231d59-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B"><num value="B">(B)</num><chapeau> For purposes of subparagraph (A), the projected amount under this subparagraph is the sum of the following:</chapeau><clause style="-uslm-lc:I12" class="indent1" id="ida9231d5a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/i"><num value="i">(i)</num><chapeau> The aggregate amount of the State’s medical assistance under this subchapter for skilled nursing facility services and intermediate care facility services furnished to individuals who have attained the age of 65 for the base year increased by a percentage which is equal to the lesser of 7 percent times the number of years (rounded to the nearest quarter of a year) beginning after the base year and ending at the end of the waiver year involved or the sum of—</chapeau><subclause style="-uslm-lc:I13" class="indent2" id="ida9231d5b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/i/I"><num value="I">(I)</num><content> the percentage increase (based on an appropriate market-basket index representing the costs of elements of such services) between the beginning of the base year and the beginning of the waiver year involved, plus</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida9231d5c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/i/II"><num value="II">(II)</num><content> the percentage increase between the beginning of the base year and the beginning of the waiver year involved in the number of residents in the State who have attained the age of 65, plus</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923446d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/i/III"><num value="III">(III)</num><content> 2 percent for each year (rounded to the nearest quarter of a year) beginning after the base year and ending at the end of the waiver year.</content>
</subclause>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida923446e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/ii"><num value="ii">(ii)</num><chapeau> The aggregate amount of the State’s medical assistance under this subchapter for home and community-based services for individuals who have attained the age of 65 for the base year increased by a percentage which is equal to the lesser of 7 percent times the number of years (rounded to the nearest quarter of a year) beginning after the base year and ending at the end of the waiver year involved or the sum of—</chapeau><subclause style="-uslm-lc:I13" class="indent2" id="ida923446f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/ii/I"><num value="I">(I)</num><content> the percentage increase (based on an appropriate market-basket index representing the costs of elements of such services) between the beginning of the base year and the beginning of the waiver year involved, plus</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida9234470-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/ii/II"><num value="II">(II)</num><content> the percentage increase between the beginning of the base year and the beginning of the waiver year involved in the number of residents in the State who have attained the age of 65, plus</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida9234471-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/ii/III"><num value="III">(III)</num><content> 2 percent for each year (rounded to the nearest quarter of a year) beginning after the base year and ending at the end of the waiver year.</content>
</subclause>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida9234472-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/iii"><num value="iii">(iii)</num><chapeau> The Secretary shall develop and promulgate by regulation (by not later than <date date="1989-10-01">October 1, 1989</date>)—</chapeau><subclause style="-uslm-lc:I13" class="indent2" id="ida9234473-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/iii/I"><num value="I">(I)</num><content> a method, based on an index of appropriately weighted indicators of changes in the wages and prices of the mix of goods and services which comprise both skilled nursing facility services and intermediate care facility services (regardless of the source of payment for such services), for projecting the percentage increase for purposes of clause (i)(I);</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida9234474-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/iii/II"><num value="II">(II)</num><content> a method, based on an index of appropriately weighted indicators of changes in the wages and prices of the mix of goods and services which comprise home and community-based services (regardless of the source of payment for such services), for projecting the percentage increase for purposes of clause (ii)(I); and</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida9234475-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/iii/III"><num value="III">(III)</num><content> a method for projecting, on a State specific basis, the percentage increase in the number of residents in each State who are over 65 years of age for any period.</content>
</subclause>

<continuation style="-uslm-lc:I17" class="indent1 firstIndent0">The Secretary shall develop (by not later than <date date="1989-10-01">October 1, 1989</date>) a method for projecting, on a State-specific basis, the percentage increase in the number of residents in each State who are over 65 years of age for any period. Effective on and after the date the Secretary promulgates the regulation under clause (iii), any reference in this subparagraph to the “lesser of 7 percent” shall be deemed to be a reference to the “greater of 7 percent”.</continuation>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida9234476-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/B/iv"><num value="iv">(iv)</num><content> If there is enacted after <date date="1987-12-22">December 22, 1987</date>, an Act which amends this subchapter whose provisions become effective on or after such date and which results in an increase in the aggregate amount of medical assistance under this subchapter for nursing facility services and home and community-based services for individuals who have attained the age of 65 years, the Secretary, at the request of a State with a waiver under this subsection for a waiver year or years and in close consultation with the State, shall adjust the projected amount computed under this subparagraph for the waiver year or years to take into account such increase.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida9236b87-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/C"><num value="C">(C)</num><chapeau> In this paragraph:</chapeau><clause style="-uslm-lc:I12" class="indent1" id="ida9236b88-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/C/i"><num value="i">(i)</num><content> The term “home and community-based services” includes services described in sections 1396d(a)(7) and 1396d(a)(8) of this title, services described in subsection (c)(4)(B), services described in paragraph (4), and personal care services.</content>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida9236b89-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/C/ii"><num value="ii">(ii)</num><subclause style="-uslm-lc:I12" class="indent1" id="ida9236b8a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/C/ii/I"><num value="I">(I)</num><content> Subject to subclause (II), the term “base year” means the most recent year (ending before <date date="1987-12-22">December 22, 1987</date>) for which actual final expenditures under this subchapter have been reported to, and accepted by, the Secretary.</content>
</subclause>
<subclause style="-uslm-lc:I12" class="indent1" id="ida9236b8b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/C/ii/II"><num value="II">(II)</num><content> For purposes of subparagraph (C), in the case of a State that does not report expenditures on the basis of the age categories described in such subparagraph for a year ending before <date date="1987-12-22">December 22, 1987</date>, the term “base year” means fiscal year 1989.</content>
</subclause>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida9236b8c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/5/C/iii"><num value="iii">(iii)</num><content> The term “intermediate care facility services” does not include services furnished in an institution certified in accordance with <ref href="/us/usc/t42/s1396d/d">section 1396d(d) of this title</ref>.</content>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida9236b8d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/6"><num value="6">(6)</num><subparagraph style="-uslm-lc:I11" class="indent0" id="ida9236b8e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/6/A"><num value="A">(A)</num><content> A determination by the Secretary to deny a request for a waiver (or extension of waiver) under this subsection shall be subject to review to the extent provided under <ref href="/us/usc/t42/s1316/b">section 1316(b) of this title</ref>.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida9236b8f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/d/6/B"><num value="B">(B)</num><content> Notwithstanding any other provision of this chapter, if the Secretary denies a request of the State for an extension of a waiver under this subsection, any waiver under this subsection in effect on the date such request is made shall remain in effect for a period of not less than 90 days after the date on which the Secretary denies such request (or, if the State seeks review of such determination in accordance with subparagraph (A), the date on which a final determination is made with respect to such review).</content>
</subparagraph>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida9236b90-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e"><num value="e" class="bold">(e)</num><heading class="bold"> Waiver for children infected with AIDS or drug dependent at birth</heading><paragraph style="-uslm-lc:I11" class="indent0" id="ida9236b91-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/1"><num value="1">(1)</num><subparagraph style="-uslm-lc:I11" class="indent0" id="ida9236b92-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/1/A"><num value="A">(A)</num><content> Subject to paragraph (2), the Secretary shall grant a waiver to provide that a State plan approved under this subchapter shall include as “medical assistance” under such plan payment for part or all of the cost of nursing care, respite care, physicians’ services, prescribed drugs, medical devices and supplies, transportation services, and such other services requested by the State as the Secretary may approve which are provided pursuant to a written plan of care to a child described in subparagraph (B) with respect to whom there has been a determination that but for the provision of such services the infants would be likely to require the level of care provided in a hospital or nursing facility the cost of which could be reimbursed under the State plan.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida9236b93-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/1/B"><num value="B">(B)</num><chapeau> Children described in this subparagraph are individuals under 5 years of age who—</chapeau><clause style="-uslm-lc:I12" class="indent1" id="ida9236b94-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/1/B/i"><num value="i">(i)</num><content> at the time of birth were infected with (or tested positively for) the etiologic agent for acquired immune deficiency syndrome (AIDS),</content>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida9236b95-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/1/B/ii"><num value="ii">(ii)</num><content> have such syndrome, or</content>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida9236b96-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/1/B/iii"><num value="iii">(iii)</num><content> at the time of birth were dependent on heroin, cocaine, or phencyclidine,</content>
</clause>

<continuation style="-uslm-lc:I10" class="indent0 firstIndent0">and with respect to whom adoption or foster care assistance is (or will be) made available under part E of subchapter IV.</continuation>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92392a7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/2"><num value="2">(2)</num><chapeau> A waiver shall not be granted under this subsection unless the State provides assurances satisfactory to the Secretary that—</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida92392a8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/2/A"><num value="A">(A)</num><content> necessary safeguards (including adequate standards for provider participation) have been taken to protect the health and welfare of individuals provided services under the waiver and to assure financial accountability for funds expended with respect to such services;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida92392a9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/2/B"><num value="B">(B)</num><content> under such waiver the average per capita expenditure estimated by the State in any fiscal year for medical assistance provided with respect to such individuals does not exceed 100 percent of the average per capita expenditure that the State reasonably estimates would have been made in that fiscal year for expenditures under the State plan for such individuals if the waiver had not been granted; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida92392aa-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/2/C"><num value="C">(C)</num><content> the State will provide to the Secretary annually, consistent with a data collection plan designed by the Secretary, information on the impact of the waiver granted under this subsection on the type and amount of medical assistance provided under the State plan and on the health and welfare of recipients.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92392ab-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/3"><num value="3">(3)</num><content> A waiver granted under this subsection may include a waiver of the requirements of <ref href="/us/usc/t42/s1396a/a/1">section 1396a(a)(1) of this title</ref> (relating to statewideness) and <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> (relating to comparability). A waiver under this subsection shall be for an initial term of 3 years and, upon the request of a State, shall be extended for additional five-year periods unless the Secretary determines that for the previous waiver period the assurances provided under paragraph (2) have not been met.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92392ac-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/e/4"><num value="4">(4)</num><content> The provisions of paragraph (6) of subsection (d) shall apply to this subsection in the same manner as it applies to subsection (d).</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida92392ad-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/f"><num value="f" class="bold">(f)</num><heading class="bold"> Monitor of implementation of waivers; termination of waiver for noncompliance; time limitation for action on requests for plan approval, amendments, or waivers</heading><paragraph style="-uslm-lc:I11" class="indent0" id="ida92392ae-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/f/1"><num value="1">(1)</num><content> The Secretary shall monitor the implementation of waivers granted under this section to assure that the requirements for such waiver are being met and shall, after notice and opportunity for a hearing, terminate any such waiver where he finds noncompliance has occurred.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92392af-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/f/2"><num value="2">(2)</num><content> A request to the Secretary from a State for approval of a proposed State plan or plan amendment or a waiver of a requirement of this subchapter submitted by the State pursuant to a provision of this subchapter shall be deemed granted unless the Secretary, within 90 days after the date of its submission to the Secretary, either denies such request in writing or informs the State agency in writing with respect to any additional information which is needed in order to make a final determination with respect to the request. After the date the Secretary receives such additional information, the request shall be deemed granted unless the Secretary, within 90 days of such date, denies such request.</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida92392b0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g"><num value="g" class="bold">(g)</num><heading class="bold"> Optional targeted case management services</heading><paragraph style="-uslm-lc:I11" class="indent0" id="ida92392b1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/1"><num value="1">(1)</num><content> A State may provide, as medical assistance, case management services under the plan without regard to the requirements of <ref href="/us/usc/t42/s1396a/a/1">section 1396a(a)(1) of this title</ref> and <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref>. The provision of case management services under this subsection shall not restrict the choice of the individual to receive medical assistance in violation of <ref href="/us/usc/t42/s1396a/a/23">section 1396a(a)(23) of this title</ref>. A State may limit the provision of case management services under this subsection to individuals with acquired immune deficiency syndrome (AIDS), or with AIDS-related conditions, or with either, or to individuals described in <ref href="/us/usc/t42/s1396a/z/1/A">section 1396a(z)(1)(A) of this title</ref> and a State may limit the provision of case management services under this subsection to individuals with chronic mental illness. The State may limit the case managers available with respect to case management services for eligible individuals with developmental disabilities or with chronic mental illness in order to ensure that the case managers for such individuals are capable of ensuring that such individuals receive needed services.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida923b8c2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2"><num value="2">(2)</num><chapeau> For purposes of this subsection:</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida923b8c3-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A"><num value="A">(A)</num><clause style="-uslm-lc:I12" class="indent1" id="ida923b8c4-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/i"><num value="i">(i)</num><content> The term “case management services” means services which will assist individuals eligible under the plan in gaining access to needed medical, social, educational, and other services.</content>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida923b8c5-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii"><num value="ii">(ii)</num><chapeau> Such term includes the following:</chapeau><subclause style="-uslm-lc:I13" class="indent2" id="ida923b8c6-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/I"><num value="I">(I)</num><chapeau> Assessment of an eligible individual to determine service needs, including activities that focus on needs identification, to determine the need for any medical, educational, social, or other services. Such assessment activities include the following:</chapeau><item style="-uslm-lc:I14" class="indent3" id="ida923b8c7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/I/aa"><num value="aa">(aa)</num><content> Taking client history.</content>
</item>
<item style="-uslm-lc:I14" class="indent3" id="ida923b8c8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/I/bb"><num value="bb">(bb)</num><content> Identifying the needs of the individual, and completing related documentation.</content>
</item>
<item style="-uslm-lc:I14" class="indent3" id="ida923b8c9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/I/cc"><num value="cc">(cc)</num><content> Gathering information from other sources such as family members, medical providers, social workers, and educators, if necessary, to form a complete assessment of the eligible individual.</content>
</item>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923b8ca-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/II"><num value="II">(II)</num><content> Development of a specific care plan based on the information collected through an assessment, that specifies the goals and actions to address the medical, social, educational, and other services needed by the eligible individual, including activities such as ensuring the active participation of the eligible individual and working with the individual (or the individual’s authorized health care decision maker) and others to develop such goals and identify a course of action to respond to the assessed needs of the eligible individual.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923b8cb-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/III"><num value="III">(III)</num><content> Referral and related activities to help an individual obtain needed services, including activities that help link eligible individuals with medical, social, educational providers or other programs and services that are capable of providing needed services, such as making referrals to providers for needed services and scheduling appointments for the individual.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923b8cc-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/IV"><num value="IV">(IV)</num><chapeau> Monitoring and followup activities, including activities and contacts that are necessary to ensure the care plan is effectively implemented and adequately addressing the needs of the eligible individual, and which may be with the individual, family members, providers, or other entities and conducted as frequently as necessary to help determine such matters as—</chapeau><item style="-uslm-lc:I14" class="indent3" id="ida923dfdd-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/IV/aa"><num value="aa">(aa)</num><content> whether services are being furnished in accordance with an individual’s care plan;</content>
</item>
<item style="-uslm-lc:I14" class="indent3" id="ida923dfde-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/IV/bb"><num value="bb">(bb)</num><content> whether the services in the care plan are adequate; and</content>
</item>
<item style="-uslm-lc:I14" class="indent3" id="ida923dfdf-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/ii/IV/cc"><num value="cc">(cc)</num><content> whether there are changes in the needs or status of the eligible individual, and if so, making necessary adjustments in the care plan and service arrangements with providers.</content>
</item>
</subclause>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida923dfe0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii"><num value="iii">(iii)</num><chapeau> Such term does not include the direct delivery of an underlying medical, educational, social, or other service to which an eligible individual has been referred, including, with respect to the direct delivery of foster care services, services such as (but not limited to) the following:</chapeau><subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/I"><num value="I">(I)</num><content> Research gathering and completion of documentation required by the foster care program.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/II"><num value="II">(II)</num><content> Assessing adoption placements.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe3-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/III"><num value="III">(III)</num><content> Recruiting or interviewing potential foster care parents.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe4-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/IV"><num value="IV">(IV)</num><content> Serving legal papers.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe5-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/V"><num value="V">(V)</num><content> Home investigations.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe6-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/VI"><num value="VI">(VI)</num><content> Providing transportation.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/VII"><num value="VII">(VII)</num><content> Administering foster care subsidies.</content>
</subclause>
<subclause style="-uslm-lc:I13" class="indent2" id="ida923dfe8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/A/iii/VIII"><num value="VIII">(VIII)</num><content> Making placement arrangements.</content>
</subclause>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida923dfe9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/2/B"><num value="B">(B)</num><content> The term “targeted case management services” are case management services that are furnished without regard to the requirements of <ref href="/us/usc/t42/s1396a/a/1">section 1396a(a)(1) of this title</ref> and <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> to specific classes of individuals or to individuals who reside in specified areas.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida923dfea-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/3"><num value="3">(3)</num><chapeau> With respect to contacts with individuals who are not eligible for medical assistance under the State plan or, in the case of targeted case management services, individuals who are eligible for such assistance but are not part of the target population specified in the State plan, such contacts—</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida923dfeb-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/3/A"><num value="A">(A)</num><content> are considered an allowable case management activity, when the purpose of the contact is directly related to the management of the eligible individual’s care; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida923dfec-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/3/B"><num value="B">(B)</num><content> are not considered an allowable case management activity if such contacts relate directly to the identification and management of the noneligible or nontargeted individual’s needs and care.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida923dfed-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/4"><num value="4">(4)</num><subparagraph style="-uslm-lc:I11" class="indent0" id="ida923dfee-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/4/A"><num value="A">(A)</num><content> In accordance with <ref href="/us/usc/t42/s1396a/a/25">section 1396a(a)(25) of this title</ref>, Federal financial participation only is available under this subchapter for case management services or targeted case management services if there are no other third parties liable to pay for such services, including as reimbursement under a medical, social, educational, or other program.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida923dfef-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/4/B"><num value="B">(B)</num><content> A State shall allocate the costs of any part of such services which are reimbursable under another federally funded program in accordance with OMB Circular A–87 (or any related or successor guidance or regulations regarding allocation of costs among federally funded programs) under an approved cost allocation program.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida923dff0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/g/5"><num value="5">(5)</num><content> Nothing in this subsection shall be construed as affecting the application of rules with respect to third party liability under programs, or activities carried out under title XXVI of the Public Health Service Act [<ref href="/us/usc/t42/s300ff">42 U.S.C. 300ff</ref> et seq.] or by the Indian Health Service.</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida923dff1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/h"><num value="h" class="bold">(h)</num><heading class="bold"> Period of waivers; continuations</heading><paragraph style="-uslm-lc:I11" class="indent0" id="ida923dff2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/h/1"><num value="1">(1)</num><content> No waiver under this section (other than a waiver under subsection (c), (d), or (e), or a waiver described in paragraph (2)) may extend over a period of longer than two years unless the State requests continuation of such waiver, and such request shall be deemed granted unless the Secretary, within 90 days after the date of its submission to the Secretary, either denies such request in writing or informs the State agency in writing with respect to any additional information which is needed in order to make a final determination with respect to the request. After the date the Secretary receives such additional information, the request shall be deemed granted unless the Secretary, within 90 days of such date, denies such request.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida9240703-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/h/2"><num value="2">(2)</num><subparagraph style="-uslm-lc:I11" class="indent0" id="ida9240704-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/h/2/A"><num value="A">(A)</num><content> Notwithstanding subsections (c)(3) and (d)(3), any waiver under subsection (b), (c), or (d), or a waiver under <ref href="/us/usc/t42/s1315">section 1315 of this title</ref>, that provides medical assistance for dual eligible individuals (including any such waivers under which non dual eligible individuals may be enrolled in addition to dual eligible individuals) may be conducted for a period of 5 years and, upon the request of the State, may be extended for additional 5-year periods unless the Secretary determines that for the previous waiver period the conditions for the waiver have not been met or it would no longer be cost-effective and efficient, or consistent with the purposes of this subchapter, to extend the waiver.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida9240705-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/h/2/B"><num value="B">(B)</num><content> In this paragraph, the term “dual eligible individual” means an individual who is entitled to, or enrolled for, benefits under part A of subchapter XVIII, or enrolled for benefits under part B of subchapter XVIII, and is eligible for medical assistance under the State plan under this subchapter or under a waiver of such plan.</content>
</subparagraph>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida9240706-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i"><num value="i" class="bold">(i)</num><heading class="bold"> State plan amendment option to provide home and community-based services for elderly and disabled individuals</heading><paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida9240707-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1"><num value="1" class="bold">(1)</num><heading class="bold"> In general</heading><chapeau style="-uslm-lc:I12" class="indent1">Subject to the succeeding provisions of this subsection, a State may provide through a State plan amendment for the provision of medical assistance for home and community-based services (within the scope of services described in paragraph (4)(B) of subsection (c) for which the Secretary has the authority to approve a waiver and not including room and board) for individuals eligible for medical assistance under the State plan whose income does not exceed 150 percent of the poverty line (as defined in <ref href="/us/usc/t42/s1397jj/c/5">section 1397jj(c)(5) of this title</ref>), without determining that but for the provision of such services the individuals would require the level of care provided in a hospital or a nursing facility or intermediate care facility for the mentally retarded, but only if the State meets the following requirements:</chapeau><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9240708-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/A"><num value="A" class="bold">(A)</num><heading class="bold"> Needs-based criteria for eligibility for, and receipt of, home and community-based services</heading><content><p style="-uslm-lc:I13" class="indent2">The State establishes needs-based criteria for determining an individual’s eligibility under the State plan for medical assistance for such home and community-based services, and if the individual is eligible for such services, the specific home and community-based services that the individual will receive.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9240709-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/B"><num value="B" class="bold">(B)</num><heading class="bold"> Establishment of more stringent needs-based eligibility criteria for institutionalized care</heading><content><p style="-uslm-lc:I13" class="indent2">The State establishes needs-based criteria for determining whether an individual requires the level of care provided in a hospital, a nursing facility, or an intermediate care facility for the mentally retarded under the State plan or under any waiver of such plan that are more stringent than the needs-based criteria established under subparagraph (A) for determining eligibility for home and community-based services.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9242e1a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/C"><num value="C" class="bold">(C)</num><heading class="bold"> Projection of number of individuals to be provided home and community-based services</heading><content><p style="-uslm-lc:I13" class="indent2">The State submits to the Secretary, in such form and manner, and upon such frequency as the Secretary shall specify, the projected number of individuals to be provided home and community-based services.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9242e1b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/D"><num value="D" class="bold">(D)</num><heading class="bold"> Criteria based on individual assessment</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9242e1c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/D/i"><num value="i" class="bold">(i)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I14" class="indent3">The criteria established by the State for purposes of subparagraphs (A) and (B) requires an assessment of an individual’s support needs and capabilities, and may take into account the inability of the individual to perform 2 or more activities of daily living (as defined in section 7702B(c)(2)(B) of the Internal Revenue Code of 1986) or the need for significant assistance to perform such activities, and such other risk factors as the State determines to be appropriate.</p>
</content>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9242e1d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/D/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Adjustment authority</heading><chapeau style="-uslm-lc:I14" class="indent3">The State plan amendment provides the State with the option to modify the criteria established under subparagraph (A) (without having to obtain prior approval from the Secretary) in the event that the enrollment of individuals eligible for home and community-based services exceeds the projected enrollment submitted for purposes of subparagraph (C), but only if—</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida9242e1e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/D/ii/I"><num value="I">(I)</num><content> the State provides at least 60 days notice to the Secretary and the public of the proposed modification;</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9242e1f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/D/ii/II"><num value="II">(II)</num><content> the State deems an individual receiving home and community-based services on the basis of the most recent version of the criteria in effect prior to the effective date of the modification to continue to be eligible for such services after the effective date of the modification and until such time as the individual no longer meets the standard for receipt of such services under such pre-modified criteria; and</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9242e20-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/D/ii/III"><num value="III">(III)</num><content> after the effective date of such modification, the State, at a minimum, applies the criteria for determining whether an individual requires the level of care provided in a hospital, a nursing facility, or an intermediate care facility for the mentally retarded under the State plan or under any waiver of such plan which applied prior to the application of the more stringent criteria developed under subparagraph (B).</content>
</subclause>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9242e21-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/E"><num value="E" class="bold">(E)</num><heading class="bold"> Independent evaluation and assessment</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9242e22-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/E/i"><num value="i" class="bold">(i)</num><heading class="bold"> Eligibility determination</heading><content><p style="-uslm-lc:I14" class="indent3">The State uses an independent evaluation for making the determinations described in subparagraphs (A) and (B).</p>
</content>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9242e23-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/E/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Assessment</heading><chapeau style="-uslm-lc:I14" class="indent3">In the case of an individual who is determined to be eligible for home and community-based services, the State uses an independent assessment, based on the needs of the individual to—</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida9242e24-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/E/ii/I"><num value="I">(I)</num><content> determine a necessary level of services and supports to be provided, consistent with an individual’s physical and mental capacity;</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9245535-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/E/ii/II"><num value="II">(II)</num><content> prevent the provision of unnecessary or inappropriate care; and</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9245536-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/E/ii/III"><num value="III">(III)</num><content> establish an individualized care plan for the individual in accordance with subparagraph (G).</content>
</subclause>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9245537-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/F"><num value="F" class="bold">(F)</num><heading class="bold"> Assessment</heading><chapeau style="-uslm-lc:I13" class="indent2">The independent assessment required under subparagraph (E)(ii) shall include the following:</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida9245538-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/F/i"><num value="i">(i)</num><content> An objective evaluation of an individual’s inability to perform 2 or more activities of daily living (as defined in section 7702B(c)(2)(B) of the Internal Revenue Code of 1986) or the need for significant assistance to perform such activities.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9245539-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/F/ii"><num value="ii">(ii)</num><content> A face-to-face evaluation of the individual by an individual trained in the assessment and evaluation of individuals whose physical or mental conditions trigger a potential need for home and community-based services.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida924553a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/F/iii"><num value="iii">(iii)</num><content> Where appropriate, consultation with the individual’s family, spouse, guardian, or other responsible individual.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida924553b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/F/iv"><num value="iv">(iv)</num><content> Consultation with appropriate treating and consulting health and support professionals caring for the individual.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida924553c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/F/v"><num value="v">(v)</num><content> An examination of the individual’s relevant history, medical records, and care and support needs, guided by best practices and research on effective strategies that result in improved health and quality of life outcomes.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida924553d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/F/vi"><num value="vi">(vi)</num><content> If the State offers individuals the option to self-direct the purchase of, or control the receipt of, home and community-based service, an evaluation of the ability of the individual or the individual’s representative to self-direct the purchase of, or control the receipt of, such services if the individual so elects.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924553e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G"><num value="G" class="bold">(G)</num><heading class="bold"> Individualized care plan</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida924553f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/i"><num value="i" class="bold">(i)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I14" class="indent3">In the case of an individual who is determined to be eligible for home and community-based services, the State uses the independent assessment required under subparagraph (E)(ii) to establish a written individualized care plan for the individual.</p>
</content>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9245540-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Plan requirements</heading><chapeau style="-uslm-lc:I14" class="indent3">The State ensures that the individualized care plan for an individual—</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida9245541-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/ii/I"><num value="I">(I)</num><chapeau> is developed—</chapeau><item style="-uslm-lc:I580434" class="indent5" id="ida9245542-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/ii/I/aa"><num value="aa">(aa)</num><content> in consultation with the individual, the individual’s treating physician, health care or support professional, or other appropriate individuals, as defined by the State, and, where appropriate the individual’s family, caregiver, or representative; and</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9245543-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/ii/I/bb"><num value="bb">(bb)</num><content> taking into account the extent of, and need for, any family or other supports for the individual;</content>
</item>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9245544-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/ii/II"><num value="II">(II)</num><content> identifies the necessary home and community-based services to be furnished to the individual (or, if the individual elects to self-direct the purchase of, or control the receipt of, such services, funded for the individual); and</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9245545-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/ii/III"><num value="III">(III)</num><content> is reviewed at least annually and as needed when there is a significant change in the individual’s circumstances.</content>
</subclause>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9245546-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii"><num value="iii" class="bold">(iii)</num><heading class="bold"> State option to offer election for self-directed services</heading><subclause style="-uslm-lc:I72" class="indent6 firstIndent-2" id="ida9245547-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/I"><num value="I" class="bold">(I)</num><heading class="bold"> Individual choice</heading><content><p style="-uslm-lc:I16" class="indent4">At the option of the State, the State may allow an individual or the individual’s representative to elect to receive self-directed home and community-based services in a manner which gives them the most control over such services consistent with the individual’s abilities and the requirements of subclauses (II) and (III).</p>
</content>
</subclause>
<subclause style="-uslm-lc:I72" class="indent6 firstIndent-2" id="ida9247c58-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/II"><num value="II" class="bold">(II)</num><heading class="bold"> Self-directed services</heading><chapeau style="-uslm-lc:I16" class="indent4">The term “self-directed” means, with respect to the home and community-based services offered under the State plan amendment, such services for the individual which are planned and purchased under the direction and control of such individual or the individual’s authorized representative, including the amount, duration, scope, provider, and location of such services, under the State plan consistent with the following requirements:</chapeau><item style="-uslm-lc:I580469" class="indent7 firstIndent-2 bold" id="ida9247c59-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/II/aa"><num value="aa">(aa)</num><heading> Assessment</heading><content><p style="-uslm-lc:I580434" class="indent5">There is an assessment of the needs, capabilities, and preferences of the individual with respect to such services.</p>
</content>
</item>
<item style="-uslm-lc:I580469" class="indent7 firstIndent-2 bold" id="ida9247c5a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/II/bb"><num value="bb">(bb)</num><heading> Service plan</heading><content><p style="-uslm-lc:I580434" class="indent5">Based on such assessment, there is developed jointly with such individual or the individual’s authorized representative a plan for such services for such individual that is approved by the State and that satisfies the requirements of subclause (III).</p>
</content>
</item>
</subclause>
<subclause style="-uslm-lc:I72" class="indent6 firstIndent-2" id="ida9247c5b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/III"><num value="III" class="bold">(III)</num><heading class="bold"> Plan requirements</heading><chapeau style="-uslm-lc:I16" class="indent4">For purposes of subclause (II)(bb), the requirements of this subclause are that the plan—</chapeau><item style="-uslm-lc:I580434" class="indent5" id="ida9247c5c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/III/aa"><num value="aa">(aa)</num><content> specifies those services which the individual or the individual’s authorized representative would be responsible for directing;</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9247c5d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/III/bb"><num value="bb">(bb)</num><content> identifies the methods by which the individual or the individual’s authorized representative will select, manage, and dismiss providers of such services;</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9247c5e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/III/cc"><num value="cc">(cc)</num><content> specifies the role of family members and others whose participation is sought by the individual or the individual’s authorized representative with respect to such services;</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9247c5f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/III/dd"><num value="dd">(dd)</num><content> is developed through a person-centered process that is directed by the individual or the individual’s authorized representative, builds upon the individual’s capacity to engage in activities that promote community life and that respects the individual’s preferences, choices, and abilities, and involves families, friends, and professionals as desired or required by the individual or the individual’s authorized representative;</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9247c60-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/III/ee"><num value="ee">(ee)</num><content> includes appropriate risk management techniques that recognize the roles and sharing of responsibilities in obtaining services in a self-directed manner and assure the appropriateness of such plan based upon the resources and capabilities of the individual or the individual’s authorized representative; and</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9247c61-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/III/ff"><num value="ff">(ff)</num><content> may include an individualized budget which identifies the dollar value of the services and supports under the control and direction of the individual or the individual’s authorized representative.</content>
</item>
</subclause>
<subclause style="-uslm-lc:I72" class="indent6 firstIndent-2" id="ida9247c62-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/IV"><num value="IV" class="bold">(IV)</num><heading class="bold"> Budget process</heading><chapeau style="-uslm-lc:I16" class="indent4">With respect to individualized budgets described in subclause (III)(ff), the State plan amendment—</chapeau><item style="-uslm-lc:I580434" class="indent5" id="ida9247c63-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/IV/aa"><num value="aa">(aa)</num><content> describes the method for calculating the dollar values in such budgets based on reliable costs and service utilization;</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9247c64-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/IV/bb"><num value="bb">(bb)</num><content> defines a process for making adjustments in such dollar values to reflect changes in individual assessments and service plans; and</content>
</item>
<item style="-uslm-lc:I580434" class="indent5" id="ida9247c65-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/G/iii/IV/cc"><num value="cc">(cc)</num><content> provides a procedure to evaluate expenditures under such budgets.</content>
</item>
</subclause>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9247c66-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/H"><num value="H" class="bold">(H)</num><heading class="bold"> Quality assurance; conflict of interest standards</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida924a377-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/H/i"><num value="i" class="bold">(i)</num><heading class="bold"> Quality assurance</heading><content><p style="-uslm-lc:I14" class="indent3">The State ensures that the provision of home and community-based services meets Federal and State guidelines for quality assurance.</p>
</content>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida924a378-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/H/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Conflict of interest standards</heading><content><p style="-uslm-lc:I14" class="indent3">The State establishes standards for the conduct of the independent evaluation and the independent assessment to safeguard against conflicts of interest.</p>
</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924a379-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/I"><num value="I" class="bold">(I)</num><heading class="bold"> Redeterminations and appeals</heading><content><p style="-uslm-lc:I13" class="indent2">The State allows for at least annual redeterminations of eligibility, and appeals in accordance with the frequency of, and manner in which, redeterminations and appeals of eligibility are made under the State plan.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924a37a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/1/J"><num value="J" class="bold">(J)</num><heading class="bold"> Presumptive eligibility for assessment</heading><content><p style="-uslm-lc:I13" class="indent2">The State, at its option, elects to provide for a period of presumptive eligibility (not to exceed a period of 60 days) only for those individuals that the State has reason to believe may be eligible for home and community-based services. Such presumptive eligibility shall be limited to medical assistance for carrying out the independent evaluation and assessment under subparagraph (E) to determine an individual’s eligibility for such services and if the individual is so eligible, the specific home and community-based services that the individual will receive.</p>
</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida924a37b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/2"><num value="2" class="bold">(2)</num><heading class="bold"> Definition of individual’s representative</heading><content><p style="-uslm-lc:I12" class="indent1">In this section, the term “individual’s representative” means, with respect to an individual, a parent, a family member, or a guardian of the individual, an advocate for the individual, or any other individual who is authorized to represent the individual.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida924a37c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/3"><num value="3" class="bold">(3)</num><heading class="bold"> Nonapplication</heading><content><p style="-uslm-lc:I12" class="indent1">A State may elect in the State plan amendment approved under this section to not comply with the requirements of <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> (relating to comparability) and <ref href="/us/usc/t42/s1396a/a/10/C/i/III">section 1396a(a)(10)(C)(i)(III) of this title</ref> (relating to income and resource rules applicable in the community), but only for purposes of provided home and community-based services in accordance with such amendment. Any such election shall not be construed to apply to the provision of services to an individual receiving medical assistance in an institutionalized setting as a result of a determination that the individual requires the level of care provided in a hospital or a nursing facility or intermediate care facility for the mentally retarded.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida924a37d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/4"><num value="4" class="bold">(4)</num><heading class="bold"> No effect on other waiver authority</heading><content><p style="-uslm-lc:I12" class="indent1">Nothing in this subsection shall be construed as affecting the option of a State to offer home and community-based services under a waiver under subsections (c) or (d) of this section or under <ref href="/us/usc/t42/s1315">section 1315 of this title</ref>.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida924a37e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/5"><num value="5" class="bold">(5)</num><heading class="bold"> Continuation of Federal financial participation for medical assistance provided to individuals as of effective date of State plan amendment</heading><content><p style="-uslm-lc:I12" class="indent1">Notwithstanding paragraph (1)(B), Federal financial participation shall continue to be available for an individual who is receiving medical assistance in an institutionalized setting, or home and community-based services provided under a waiver under this section or <ref href="/us/usc/t42/s1315">section 1315 of this title</ref> that is in effect as of the effective date of the State plan amendment submitted under this subsection, as a result of a determination that the individual requires the level of care provided in a hospital or a nursing facility or intermediate care facility for the mentally retarded, without regard to whether such individuals satisfy the more stringent eligibility criteria established under that paragraph, until such time as the individual is discharged from the institution or waiver program or no longer requires such level of care.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida924ca8f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/6"><num value="6" class="bold">(6)</num><heading class="bold"> State option to provide home and community-based services to individuals eligible for services under a waiver</heading><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924ca90-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/6/A"><num value="A" class="bold">(A)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I13" class="indent2">A State that provides home and community-based services in accordance with this subsection to individuals who satisfy the needs-based criteria for the receipt of such services established under paragraph (1)(A) may, in addition to continuing to provide such services to such individuals, elect to provide home and community-based services in accordance with the requirements of this paragraph to individuals who are eligible for home and community-based services under a waiver approved for the State under subsection (c), (d), or (e) or under <ref href="/us/usc/t42/s1315">section 1315 of this title</ref> to provide such services, but only for those individuals whose income does not exceed 300 percent of the supplemental security income benefit rate established by <ref href="/us/usc/t42/s1382/b/1">section 1382(b)(1) of this title</ref>.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924ca91-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/6/B"><num value="B" class="bold">(B)</num><heading class="bold"> Application of same requirements for individuals satisfying needs-based criteria</heading><content><p style="-uslm-lc:I13" class="indent2">Subject to subparagraph (C), a State shall provide home and community-based services to individuals under this paragraph in the same manner and subject to the same requirements as apply under the other paragraphs of this subsection to the provision of home and community-based services to individuals who satisfy the needs-based criteria established under paragraph (1)(A).</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924ca92-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/6/C"><num value="C" class="bold">(C)</num><heading class="bold"> Authority to offer different type, amount, duration, or scope of home and community-based services</heading><content><p style="-uslm-lc:I13" class="indent2">A State may offer home and community-based services to individuals under this paragraph that differ in type, amount, duration, or scope from the home and community-based services offered for individuals who satisfy the needs-based criteria established under paragraph (1)(A), so long as such services are within the scope of services described in paragraph (4)(B) of subsection (c) for which the Secretary has the authority to approve a waiver and do not include room or board.</p>
</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida924ca93-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7"><num value="7" class="bold">(7)</num><heading class="bold"> State option to offer home and community-based services to specific, targeted populations</heading><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924ca94-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7/A"><num value="A" class="bold">(A)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I13" class="indent2">A State may elect in a State plan amendment under this subsection to target the provision of home and community-based services under this subsection to specific populations and to differ the type, amount, duration, or scope of such services to such specific populations.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924ca95-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7/B"><num value="B" class="bold">(B)</num><heading class="bold"> 5-year term</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida924ca96-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7/B/i"><num value="i" class="bold">(i)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I14" class="indent3">An election by a State under this paragraph shall be for a period of 5 years.</p>
</content>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida924ca97-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7/B/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Phase-in of services and eligibility permitted during initial 5-year period</heading><content><p style="-uslm-lc:I14" class="indent3">A State making an election under this paragraph may, during the first 5-year period for which the election is made, phase-in the enrollment of eligible individuals, or the provision of services to such individuals, or both, so long as all eligible individuals in the State for such services are enrolled, and all such services are provided, before the end of the initial 5-year period.</p>
</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida924f1a8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7/C"><num value="C" class="bold">(C)</num><heading class="bold"> Renewal</heading><chapeau style="-uslm-lc:I13" class="indent2">An election by a State under this paragraph may be renewed for additional 5-year terms if the Secretary determines, prior to beginning <ref class="footnoteRef" idref="fn002964">1</ref><note type="footnote" id="fn002964"><num>1</num> So in original. Probably should be preceded by “the”.</note> of each such renewal period, that the State has—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida924f1a9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7/C/i"><num value="i">(i)</num><content> adhered to the requirements of this subsection and paragraph in providing services under such an election; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida924f1aa-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/i/7/C/ii"><num value="ii">(ii)</num><content> met the State’s objectives with respect to quality improvement and beneficiary outcomes.</content>
</clause>
</subparagraph>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida924f1ab-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j"><num value="j" class="bold">(j)</num><heading class="bold"> Optional choice of self-directed personal assistance services</heading><paragraph style="-uslm-lc:I11" class="indent0" id="ida924f1ac-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/1"><num value="1">(1)</num><content> A State may provide, as “medical assistance”, payment for part or all of the cost of self-directed personal assistance services (other than room and board) under the plan which are provided pursuant to a written plan of care to individuals with respect to whom there has been a determination that, but for the provision of such services, the individuals would require and receive personal care services under the plan, or home and community-based services provided pursuant to a waiver under subsection (c). Self-directed personal assistance services may not be provided under this subsection to individuals who reside in a home or property that is owned, operated, or controlled by a provider of services, not related by blood or marriage.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida924f1ad-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2"><num value="2">(2)</num><chapeau> The Secretary shall not grant approval for a State self-directed personal assistance services program under this section unless the State provides assurances satisfactory to the Secretary of the following:</chapeau><subparagraph style="-uslm-lc:I12" class="indent1" id="ida924f1ae-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/A"><num value="A">(A)</num><content> Necessary safeguards have been taken to protect the health and welfare of individuals provided services under the program, and to assure financial accountability for funds expended with respect to such services.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida924f1af-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/B"><num value="B">(B)</num><chapeau> The State will provide, with respect to individuals who—</chapeau><clause style="-uslm-lc:I13" class="indent2" id="ida924f1b0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/B/i"><num value="i">(i)</num><content> are entitled to medical assistance for personal care services under the plan, or receive home and community-based services under a waiver granted under subsection (c);</content>
</clause>
<clause style="-uslm-lc:I13" class="indent2" id="ida924f1b1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/B/ii"><num value="ii">(ii)</num><content> may require self-directed personal assistance services; and</content>
</clause>
<clause style="-uslm-lc:I13" class="indent2" id="ida924f1b2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/B/iii"><num value="iii">(iii)</num><content> may be eligible for self-directed personal assistance services,</content>
</clause>

<continuation style="-uslm-lc:I17" class="indent1 firstIndent0">an evaluation of the need for personal care under the plan, or personal services under a waiver granted under subsection (c).</continuation>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida924f1b3-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/C"><num value="C">(C)</num><content> Such individuals who are determined to be likely to require personal care under the plan, or home and community-based services under a waiver granted under subsection (c) are informed of the feasible alternatives, if available under the State’s self-directed personal assistance services program, at the choice of such individuals, to the provision of personal care services under the plan, or personal assistance services under a waiver granted under subsection (c).</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida924f1b4-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/D"><num value="D">(D)</num><content> The State will provide for a support system that ensures participants in the self-directed personal assistance services program are appropriately assessed and counseled prior to enrollment and are able to manage their budgets. Additional counseling and management support may be provided at the request of the participant.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I12" class="indent1" id="ida924f1b5-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/2/E"><num value="E">(E)</num><content> The State will provide to the Secretary an annual report on the number of individuals served and total expenditures on their behalf in the aggregate. The State shall also provide an evaluation of overall impact on the health and welfare of participating individuals compared to non-participants every three years.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92518c6-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/3"><num value="3">(3)</num><content> A State may provide self-directed personal assistance services under the State plan without regard to the requirements of <ref href="/us/usc/t42/s1396a/a/1">section 1396a(a)(1) of this title</ref> and may limit the population eligible to receive these services and limit the number of persons served without regard to <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref>.</content>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92518c7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/4"><num value="4">(4)</num><subparagraph style="-uslm-lc:I11" class="indent0" id="ida92518c8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/4/A"><num value="A">(A)</num><content> For purposes of this subsection, the term “self-directed personal assistance services” means personal care and related services, or home and community-based services otherwise available under the plan under this subchapter or subsection (c), that are provided to an eligible participant under a self-directed personal assistance services program under this section, under which individuals, within an approved self-directed services plan and budget, purchase personal assistance and related services, and permits participants to hire, fire, supervise, and manage the individuals providing such services.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I11" class="indent0" id="ida92518c9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/4/B"><num value="B">(B)</num><chapeau> At the election of the State—</chapeau><clause style="-uslm-lc:I12" class="indent1" id="ida92518ca-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/4/B/i"><num value="i">(i)</num><content> a participant may choose to use any individual capable of providing the assigned tasks including legally liable relatives as paid providers of the services; and</content>
</clause>
<clause style="-uslm-lc:I12" class="indent1" id="ida92518cb-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/4/B/ii"><num value="ii">(ii)</num><content> the individual may use the individual’s budget to acquire items that increase independence or substitute (such as a microwave oven or an accessibility ramp) for human assistance, to the extent that expenditures would otherwise be made for the human assistance.</content>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida92518cc-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5"><num value="5">(5)</num><chapeau> For purpose of this section, the term “approved self-directed services plan and budget” means, with respect to a participant, the establishment of a plan and budget for the provision of self-directed personal assistance services, consistent with the following requirements:</chapeau><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92518cd-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5/A"><num value="A" class="bold">(A)</num><heading class="bold"> Self-direction</heading><content><p style="-uslm-lc:I13" class="indent2">The participant (or in the case of a participant who is a minor child, the participant’s parent or guardian, or in the case of an incapacitated adult, another individual recognized by State law to act on behalf of the participant) exercises choice and control over the budget, planning, and purchase of self-directed personal assistance services, including the amount, duration, scope, provider, and location of service provision.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92518ce-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5/B"><num value="B" class="bold">(B)</num><heading class="bold"> Assessment of needs</heading><content><p style="-uslm-lc:I13" class="indent2">There is an assessment of the needs, strengths, and preferences of the participants for such services.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92518cf-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5/C"><num value="C" class="bold">(C)</num><heading class="bold"> Service plan</heading><chapeau style="-uslm-lc:I13" class="indent2">A plan for such services (and supports for such services) for the participant has been developed and approved by the State based on such assessment through a person-centered process that—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida92518d0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5/C/i"><num value="i">(i)</num><content> builds upon the participant’s capacity to engage in activities that promote community life and that respects the participant’s preferences, choices, and abilities; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92518d1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5/C/ii"><num value="ii">(ii)</num><content> involves families, friends, and professionals in the planning or delivery of services or supports as desired or required by the participant.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92518d2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5/D"><num value="D" class="bold">(D)</num><heading class="bold"> Service budget</heading><content><p style="-uslm-lc:I13" class="indent2">A budget for such services and supports for the participant has been developed and approved by the State based on such assessment and plan and on a methodology that uses valid, reliable cost data, is open to public inspection, and includes a calculation of the expected cost of such services if those services were not self-directed. The budget may not restrict access to other medically necessary care and services furnished under the plan and approved by the State but not included in the budget.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9253fe3-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/5/E"><num value="E" class="bold">(E)</num><heading class="bold"> Application of quality assurance and risk management</heading><content><p style="-uslm-lc:I13" class="indent2">There are appropriate quality assurance and risk management techniques used in establishing and implementing such plan and budget that recognize the roles and responsibilities in obtaining services in a self-directed manner and assure the appropriateness of such plan and budget based upon the participant’s resources and capabilities.</p>
</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I11" class="indent0" id="ida9253fe4-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/j/6"><num value="6">(6)</num><content> A State may employ a financial management entity to make payments to providers, track costs, and make reports under the program. Payment for the activities of the financial management entity shall be at the administrative rate established in <ref href="/us/usc/t42/s1396b/a">section 1396b(a) of this title</ref>.</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida9253fe5-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k"><num value="k" class="bold">(k)</num><heading class="bold"> State plan option to provide home and community-based attendant services and supports</heading><paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida9253fe6-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1"><num value="1" class="bold">(1)</num><heading class="bold"> In general</heading><chapeau style="-uslm-lc:I12" class="indent1">Subject to the succeeding provisions of this subsection, beginning <date date="2011-10-01">October 1, 2011</date>, a State may provide through a State plan amendment for the provision of medical assistance for home and community-based attendant services and supports for individuals who are eligible for medical assistance under the State plan whose income does not exceed 150 percent of the poverty line (as defined in <ref href="/us/usc/t42/s1397jj/c/5">section 1397jj(c)(5) of this title</ref>) or, if greater, the income level applicable for an individual who has been determined to require an institutional level of care to be eligible for nursing facility services under the State plan and with respect to whom there has been a determination that, but for the provision of such services, the individuals would require the level of care provided in a hospital, a nursing facility, an intermediate care facility for the mentally retarded, or an institution for mental diseases, the cost of which could be reimbursed under the State plan, but only if the individual chooses to receive such home and community-based attendant services and supports, and only if the State meets the following requirements:</chapeau><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9253fe7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A"><num value="A" class="bold">(A)</num><heading class="bold"> Availability</heading><chapeau style="-uslm-lc:I13" class="indent2">The State shall make available home and community-based attendant services and supports to eligible individuals, as needed, to assist in accomplishing activities of daily living, instrumental activities of daily living, and health-related tasks through hands-on assistance, supervision, or cueing—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida9253fe8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A/i"><num value="i">(i)</num><content> under a person-centered plan of services and supports that is based on an assessment of functional need and that is agreed to in writing by the individual or, as appropriate, the individual’s representative;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9253fe9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A/ii"><num value="ii">(ii)</num><content> in a home or community setting, which does not include a nursing facility, institution for mental diseases, or an intermediate care facility for the mentally retarded;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9253fea-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A/iii"><num value="iii">(iii)</num><content> under an agency-provider model or other model (as defined in paragraph (6)(C)); and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92566fb-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A/iv"><num value="iv">(iv)</num><chapeau> the furnishing of which—</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida92566fc-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A/iv/I"><num value="I">(I)</num><content> is selected, managed, and dismissed by the individual, or, as appropriate, with assistance from the individual’s representative;</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida92566fd-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A/iv/II"><num value="II">(II)</num><content> is controlled, to the maximum extent possible, by the individual or where appropriate, the individual’s representative, regardless of who may act as the employer of record; and</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida92566fe-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/A/iv/III"><num value="III">(III)</num><content> provided by an individual who is qualified to provide such services, including family members (as defined by the Secretary).</content>
</subclause>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92566ff-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/B"><num value="B" class="bold">(B)</num><heading class="bold"> Included services and supports</heading><chapeau style="-uslm-lc:I13" class="indent2">In addition to assistance in accomplishing activities of daily living, instrumental activities of daily living, and health related tasks, the home and community-based attendant services and supports made available include—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida9256700-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/B/i"><num value="i">(i)</num><content> the acquisition, maintenance, and enhancement of skills necessary for the individual to accomplish activities of daily living, instrumental activities of daily living, and health related tasks;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9256701-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/B/ii"><num value="ii">(ii)</num><content> back-up systems or mechanisms (such as the use of beepers or other electronic devices) to ensure continuity of services and supports; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9256702-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/B/iii"><num value="iii">(iii)</num><content> voluntary training on how to select, manage, and dismiss attendants.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9256703-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/C"><num value="C" class="bold">(C)</num><heading class="bold"> Excluded services and supports</heading><chapeau style="-uslm-lc:I13" class="indent2">Subject to subparagraph (D), the home and community-based attendant services and supports made available do not include—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida9256704-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/C/i"><num value="i">(i)</num><content> room and board costs for the individual;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9256705-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/C/ii"><num value="ii">(ii)</num><content> special education and related services provided under the Individuals with Disabilities Education Act [<ref href="/us/usc/t20/s1400">20 U.S.C. 1400</ref> et seq.] and vocational rehabilitation services provided under the Rehabilitation Act of 1973 [<ref href="/us/usc/t29/s701">29 U.S.C. 701</ref> et seq.];</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9256706-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/C/iii"><num value="iii">(iii)</num><content> assistive technology devices and assistive technology services other than those under (1)(B)(ii);</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9256707-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/C/iv"><num value="iv">(iv)</num><content> medical supplies and equipment; or</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9256708-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/C/v"><num value="v">(v)</num><content> home modifications.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9256709-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/D"><num value="D" class="bold">(D)</num><heading class="bold"> Permissible services and supports</heading><chapeau style="-uslm-lc:I13" class="indent2">The home and community-based attendant services and supports may include—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida925670a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/D/i"><num value="i">(i)</num><content> expenditures for transition costs such as rent and utility deposits, first month’s rent and utilities, bedding, basic kitchen supplies, and other necessities required for an individual to make the transition from a nursing facility, institution for mental diseases, or intermediate care facility for the mentally retarded to a community-based home setting where the individual resides; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida925670b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/1/D/ii"><num value="ii">(ii)</num><content> expenditures relating to a need identified in an individual’s person-centered plan of services that increase independence or substitute for human assistance, to the extent that expenditures would otherwise be made for the human assistance.</content>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida925670c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/2"><num value="2" class="bold">(2)</num><heading class="bold"> Increased Federal financial participation</heading><content><p style="-uslm-lc:I12" class="indent1">For purposes of payments to a State under <ref href="/us/usc/t42/s1396b/a/1">section 1396b(a)(1) of this title</ref>, with respect to amounts expended by the State to provide medical assistance under the State plan for home and community-based attendant services and supports to eligible individuals in accordance with this subsection during a fiscal year quarter occurring during the period described in paragraph (1), the Federal medical assistance percentage applicable to the State (as determined under <ref href="/us/usc/t42/s1396d/b">section 1396d(b) of this title</ref>) shall be increased by 6 percentage points.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida9258e1d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3"><num value="3" class="bold">(3)</num><heading class="bold"> State requirements</heading><chapeau style="-uslm-lc:I12" class="indent1">In order for a State plan amendment to be approved under this subsection, the State shall—</chapeau><subparagraph style="-uslm-lc:I13" class="indent2" id="ida9258e1e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/A"><num value="A">(A)</num><content> develop and implement such amendment in collaboration with a Development and Implementation Council established by the State that includes a majority of members with disabilities, elderly individuals, and their representatives and consults and collaborates with such individuals;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida9258e1f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/B"><num value="B">(B)</num><content> provide consumer controlled home and community-based attendant services and supports to individuals on a statewide basis, in a manner that provides such services and supports in the most integrated setting appropriate to the individual’s needs, and without regard to the individual’s age, type or nature of disability, severity of disability, or the form of home and community-based attendant services and supports that the individual requires in order to lead an independent life;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida9258e20-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/C"><num value="C">(C)</num><content> with respect to expenditures during the first full fiscal year in which the State plan amendment is implemented, maintain or exceed the level of State expenditures for medical assistance that is provided under <ref href="/us/usc/t42/s1396d/a">section 1396d(a) of this title</ref>, this section, <ref href="/us/usc/t42/s1315">section 1315 of this title</ref>, or otherwise to individuals with disabilities or elderly individuals attributable to the preceding fiscal year;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida9258e21-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/D"><num value="D">(D)</num><chapeau> establish and maintain a comprehensive, continuous quality assurance system with respect to community-based attendant services and supports that—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida9258e22-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/D/i"><num value="i">(i)</num><content> includes standards for agency-based and other delivery models with respect to training, appeals for denials and reconsideration procedures of an individual plan, and other factors as determined by the Secretary;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9258e23-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/D/ii"><num value="ii">(ii)</num><content> incorporates feedback from consumers and their representatives, disability organizations, providers, families of disabled or elderly individuals, members of the community, and others and maximizes consumer independence and consumer control;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9258e24-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/D/iii"><num value="iii">(iii)</num><content> monitors the health and well-being of each individual who receives home and community-based attendant services and supports, including a process for the mandatory reporting, investigation, and resolution of allegations of neglect, abuse, or exploitation in connection with the provision of such services and supports; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9258e25-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/D/iv"><num value="iv">(iv)</num><content> provides information about the provisions of the quality assurance required under clauses (i) through (iii) to each individual receiving such services; and</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida9258e26-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/3/E"><num value="E">(E)</num><content> collect and report information, as determined necessary by the Secretary, for the purposes of approving the State plan amendment, providing Federal oversight, and conducting an evaluation under paragraph (5)(A), including data regarding how the State provides home and community-based attendant services and supports and other home and community-based services, the cost of such services and supports, and how the State provides individuals with disabilities who otherwise qualify for institutional care under the State plan or under a waiver the choice to instead receive home and community-based services in lieu of institutional care.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida9258e27-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/4"><num value="4" class="bold">(4)</num><heading class="bold"> Compliance with certain laws</heading><chapeau style="-uslm-lc:I12" class="indent1">A State shall ensure that, regardless of whether the State uses an agency-provider model or other models to provide home and community-based attendant services and supports under a State plan amendment under this subsection, such services and supports are provided in accordance with the requirements of the Fair Labor Standards Act of 1938 [<ref href="/us/usc/t29/s201">29 U.S.C. 201</ref> et seq.] and applicable Federal and State laws regarding—</chapeau><subparagraph style="-uslm-lc:I13" class="indent2" id="ida925b538-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/4/A"><num value="A">(A)</num><content> withholding and payment of Federal and State income and payroll taxes;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida925b539-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/4/B"><num value="B">(B)</num><content> the provision of unemployment and workers compensation insurance;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida925b53a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/4/C"><num value="C">(C)</num><content> maintenance of general liability insurance; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="ida925b53b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/4/D"><num value="D">(D)</num><content> occupational health and safety.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida925b53c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5"><num value="5" class="bold">(5)</num><heading class="bold"> Evaluation, data collection, and report to Congress</heading><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925b53d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/A"><num value="A" class="bold">(A)</num><heading class="bold"> Evaluation</heading><content><p style="-uslm-lc:I13" class="indent2">The Secretary shall conduct an evaluation of the provision of home and community-based attendant services and supports under this subsection in order to determine the effectiveness of the provision of such services and supports in allowing the individuals receiving such services and supports to lead an independent life to the maximum extent possible; the impact on the physical and emotional health of the individuals who receive such services; and an <ref class="footnoteRef" idref="fn002965">2</ref><note type="footnote" id="fn002965"><num>2</num> So in original. Probably should be “a”.</note> comparative analysis of the costs of services provided under the State plan amendment under this subsection and those provided under institutional care in a nursing facility, institution for mental diseases, or an intermediate care facility for the mentally retarded.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925b53e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/B"><num value="B" class="bold">(B)</num><heading class="bold"> Data collection</heading><chapeau style="-uslm-lc:I13" class="indent2">The State shall provide the Secretary with the following information regarding the provision of home and community-based attendant services and supports under this subsection for each fiscal year for which such services and supports are provided:</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida925b53f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/B/i"><num value="i">(i)</num><content> The number of individuals who are estimated to receive home and community-based attendant services and supports under this subsection during the fiscal year.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida925b540-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/B/ii"><num value="ii">(ii)</num><content> The number of individuals that received such services and supports during the preceding fiscal year.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida925b541-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/B/iii"><num value="iii">(iii)</num><content> The specific number of individuals served by type of disability, age, gender, education level, and employment status.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida925b542-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/B/iv"><num value="iv">(iv)</num><content> Whether the specific individuals have been previously served under any other home and community based services program under the State plan or under a waiver.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925b543-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/C"><num value="C" class="bold">(C)</num><heading class="bold"> Reports</heading><chapeau style="-uslm-lc:I13" class="indent2">Not later than—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida925b544-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/C/i"><num value="i">(i)</num><content> <date date="2013-12-31">December 31, 2013</date>, the Secretary shall submit to Congress and make available to the public an interim report on the findings of the evaluation under subparagraph (A); and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida925b545-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/5/C/ii"><num value="ii">(ii)</num><content> <date date="2015-12-31">December 31, 2015</date>, the Secretary shall submit to Congress and make available to the public a final report on the findings of the evaluation under subparagraph (A).</content>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida925b546-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6"><num value="6" class="bold">(6)</num><heading class="bold"> Definitions</heading><chapeau style="-uslm-lc:I12" class="indent1">In this subsection:</chapeau><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925b547-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/A"><num value="A" class="bold">(A)</num><heading class="bold"> Activities of daily living</heading><content><p style="-uslm-lc:I13" class="indent2">The term “activities of daily living” includes tasks such as eating, toileting, grooming, dressing, bathing, and transferring.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925b548-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/B"><num value="B" class="bold">(B)</num><heading class="bold"> Consumer controlled</heading><content><p style="-uslm-lc:I13" class="indent2">The term “consumer controlled” means a method of selecting and providing services and supports that allow the individual, or where appropriate, the individual’s representative, maximum control of the home and community-based attendant services and supports, regardless of who acts as the employer of record.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925dc59-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/C"><num value="C" class="bold">(C)</num><heading class="bold"> Delivery models</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida925dc5a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/C/i"><num value="i" class="bold">(i)</num><heading class="bold"> Agency-provider model</heading><content><p style="-uslm-lc:I14" class="indent3">The term “agency-provider model” means, with respect to the provision of home and community-based attendant services and supports for an individual, subject to paragraph (4), a method of providing consumer controlled services and supports under which entities contract for the provision of such services and supports.</p>
</content>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida925dc5b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/C/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Other models</heading><content><p style="-uslm-lc:I14" class="indent3">The term “other models” means, subject to paragraph (4), methods, other than an agency-provider model, for the provision of consumer controlled services and supports. Such models may include the provision of vouchers, direct cash payments, or use of a fiscal agent to assist in obtaining services.</p>
</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925dc5c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/D"><num value="D" class="bold">(D)</num><heading class="bold"> Health-related tasks</heading><content><p style="-uslm-lc:I13" class="indent2">The term “health-related tasks” means specific tasks related to the needs of an individual, which can be delegated or assigned by licensed health-care professionals under State law to be performed by an attendant.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925dc5d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/E"><num value="E" class="bold">(E)</num><heading class="bold"> Individual’s representative</heading><content><p style="-uslm-lc:I13" class="indent2">The term “individual’s representative” means a parent, family member, guardian, advocate, or other authorized representative of an individual <ref class="footnoteRef" idref="fn002966">3</ref><note type="footnote" id="fn002966"><num>3</num> So in original. Probably should be followed by a period.</note></p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925dc5e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/k/6/F"><num value="F" class="bold">(F)</num><heading class="bold"> Instrumental activities of daily living</heading><content><p style="-uslm-lc:I13" class="indent2">The term “instrumental activities of daily living” includes (but is not limited to) meal planning and preparation, managing finances, shopping for food, clothing, and other essential items, performing essential household chores, communicating by phone or other media, and traveling around and participating in the community.</p>
</content>
</subparagraph>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I19" class="indent2 firstIndent-2" id="ida925dc5f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l"><num value="l" class="bold">(l)</num><heading class="bold"> State plan amendment option to provide medical assistance for certain individuals who are patients in certain institutions for mental diseases</heading><paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida925dc60-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/1"><num value="1" class="bold">(1)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I12" class="indent1">With respect to calendar quarters beginning during the period beginning <date date="2019-10-01">October 1, 2019</date>, and ending <date date="2023-09-30">September 30, 2023</date>, a State may elect, through a State plan amendment, to provide medical assistance for items and services furnished to an eligible individual who is a patient in an eligible institution for mental diseases in accordance with the requirements of this subsection.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida925dc61-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/2"><num value="2" class="bold">(2)</num><heading class="bold"> Payments</heading><content><p style="-uslm-lc:I12" class="indent1">Subject to paragraphs (3) and (4), amounts expended under a State plan amendment under paragraph (1) for services described in such paragraph furnished, with respect to a 12-month period, to an eligible individual who is a patient in an eligible institution for mental diseases shall be treated as medical assistance for which payment is made under <ref href="/us/usc/t42/s1396b/a">section 1396b(a) of this title</ref> but only to the extent that such services are furnished for not more than a period of 30 days (whether or not consecutive) during such 12-month period.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida925dc62-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3"><num value="3" class="bold">(3)</num><heading class="bold"> Maintenance of effort</heading><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida925dc63-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/A"><num value="A" class="bold">(A)</num><heading class="bold"> In general</heading><chapeau style="-uslm-lc:I13" class="indent2">As a condition for a State receiving payments under <ref href="/us/usc/t42/s1396b/a">section 1396b(a) of this title</ref> for medical assistance provided in accordance with this subsection, the State shall (during the period in which it so furnished such medical assistance through a State plan amendment under this subsection) maintain on an annual basis a level of funding expended by the State (and political subdivisions thereof) other than under this subchapter from non-Federal funds for—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida9260374-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/A/i"><num value="i">(i)</num><content> items and services furnished to eligible individuals who are patients in eligible institutions for mental diseases that is not less than the level of such funding for such items and services for the most recently ended fiscal year as of <date date="2018-10-24">October 24, 2018</date>, or, if higher, for the most recently ended fiscal year as of the date the State submits a State plan amendment to the Secretary to provide such medical assistance in accordance with this subsection; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9260375-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/A/ii"><num value="ii">(ii)</num><content> items and services (including services described in subparagraph (B)) furnished to eligible individuals in outpatient and community-based settings that is not less than the level of such funding for such items and services for the most recently ended fiscal year as of <date date="2018-10-24">October 24, 2018</date>, or, if higher, for the most recently ended fiscal year as of the date the State submits a State plan amendment to the Secretary to provide such medical assistance in accordance with this subsection.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9260376-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B"><num value="B" class="bold">(B)</num><heading class="bold"> Services described</heading><chapeau style="-uslm-lc:I13" class="indent2">For purposes of subparagraph (A)(ii), services described in this subparagraph are the following:</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida9260377-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/i"><num value="i">(i)</num><content> Outpatient and community-based substance use disorder treatment.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9260378-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/ii"><num value="ii">(ii)</num><content> Evidence-based recovery and support services.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida9260379-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/iii"><num value="iii">(iii)</num><content> Clinically-directed therapeutic treatment to facilitate recovery skills, relapse prevention, and emotional coping strategies.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida926037a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/iv"><num value="iv">(iv)</num><content> Outpatient medication-assisted treatment, related therapies, and pharmacology.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida926037b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/v"><num value="v">(v)</num><content> Counseling and clinical monitoring.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida926037c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/vi"><num value="vi">(vi)</num><content> Outpatient withdrawal management and related treatment designed to alleviate acute emotional, behavioral, cognitive, or biomedical distress resulting from, or occurring with, an individual’s use of alcohol and other drugs.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida926037d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/vii"><num value="vii">(vii)</num><content> Routine monitoring of medication adherence.</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida926037e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/B/viii"><num value="viii">(viii)</num><content> Other outpatient and community-based services for the treatment of substance use disorders, as designated by the Secretary.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida926037f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/C"><num value="C" class="bold">(C)</num><heading class="bold"> State reporting requirement</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9260380-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/C/i"><num value="i" class="bold">(i)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I14" class="indent3">Prior to approval of a State plan amendment under this subsection, as a condition for a State receiving payments under <ref href="/us/usc/t42/s1396b/a">section 1396b(a) of this title</ref> for medical assistance provided in accordance with this subsection, the State shall report to the Secretary, in accordance with the process established by the Secretary under clause (ii), the information deemed necessary by the Secretary under such clause.</p>
</content>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9260381-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/3/C/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Process</heading><content><p style="-uslm-lc:I14" class="indent3">Not later than the date that is 8 months after <date date="2018-10-24">October 24, 2018</date>, the Secretary shall establish a process for States to report to the Secretary, at such time and in such manner as the Secretary deems appropriate, such information as the Secretary deems necessary to verify a State’s compliance with subparagraph (A).</p>
</content>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida9260382-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4"><num value="4" class="bold">(4)</num><heading class="bold"> Ensuring a continuum of services</heading><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9260383-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/A"><num value="A" class="bold">(A)</num><heading class="bold"> In general</heading><content><p style="-uslm-lc:I13" class="indent2">As a condition for a State receiving payments under <ref href="/us/usc/t42/s1396b/a">section 1396b(a) of this title</ref> for medical assistance provided in accordance with this subsection, the State shall carry out each of the requirements described in subparagraphs (B) through (D).</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9262a94-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/B"><num value="B" class="bold">(B)</num><heading class="bold"> Notification</heading><content><p style="-uslm-lc:I13" class="indent2">Prior to approval of a State plan amendment under this subsection, the State shall notify the Secretary of how the State will ensure that eligible individuals receive appropriate evidence-based clinical screening prior to being furnished with items and services in an eligible institution for mental diseases, including initial and periodic assessments to determine the appropriate level of care, length of stay, and setting for such care for each individual.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida9262a95-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C"><num value="C" class="bold">(C)</num><heading class="bold"> Outpatient services; inpatient and residential services</heading><clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9262a96-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/i"><num value="i" class="bold">(i)</num><heading class="bold"> Outpatient services</heading><chapeau style="-uslm-lc:I14" class="indent3">The State shall, at a minimum, provide medical assistance for services that could otherwise be covered under the State plan, consistent with each of the following outpatient levels of care:</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida9262a97-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/i/I"><num value="I">(I)</num><content> Early intervention for individuals who, for a known reason, are at risk of developing substance-related problems and for individuals for whom there is not yet sufficient information to document a diagnosable substance use disorder.</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9262a98-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/i/II"><num value="II">(II)</num><content> Outpatient services for less than 9 hours per week for adults, and for less than 6 hours per week for adolescents, for recovery or motivational enhancement therapies and strategies.</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9262a99-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/i/III"><num value="III">(III)</num><content> Intensive outpatient services for 9 hours or more per week for adults, and for 6 hours or more per week for adolescents, to treat multidimensional instability.</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9262a9a-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/i/IV"><num value="IV">(IV)</num><content> Partial hospitalization services for 20 hours or more per week for adults and adolescents to treat multidimensional instability that does not require 24-hour care.</content>
</subclause>
</clause>
<clause style="-uslm-lc:I77" class="indent5 firstIndent-2" id="ida9262a9b-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/ii"><num value="ii" class="bold">(ii)</num><heading class="bold"> Inpatient and residential services</heading><chapeau style="-uslm-lc:I14" class="indent3">The State shall provide medical assistance for services that could otherwise be covered under the State plan, consistent with at least 2 of the following inpatient and residential levels of care:</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida9262a9c-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/ii/I"><num value="I">(I)</num><content> Clinically managed, low-intensity residential services that provide adults and adolescents with 24-hour living support and structure with trained personnel and at least 5 hours of clinical service per week per individual.</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9262a9d-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/ii/II"><num value="II">(II)</num><content> Clinically managed, population-specific, high-intensity residential services that provide adults with 24-hour care with trained counselors to stabilize multidimensional imminent danger along with less intense milieu and group treatment for those with cognitive or other impairments unable to use full active milieu or therapeutic community.</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9262a9e-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/ii/III"><num value="III">(III)</num><content> Clinically managed, medium-intensity residential services for adolescents, and clinically managed, high-intensity residential services for adults, that provide 24-hour care with trained counselors to stabilize multidimensional imminent danger and preparation for outpatient treatment.</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9262a9f-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/ii/IV"><num value="IV">(IV)</num><content> Medically monitored, high-intensity inpatient services for adolescents, and medically monitored, intensive inpatient services withdrawal management for adults, that provide 24-hour nursing care, make physicians available for significant problems in Dimensions 1, 2, or 3, and provide counseling services 16 hours per day.</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida9262aa0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/C/ii/V"><num value="V">(V)</num><content> Medically managed, intensive inpatient services for adolescents and adults that provide 24-hour nursing care and daily physician care for severe, unstable problems in Dimensions 1, 2 or 3.</content>
</subclause>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92651b1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/D"><num value="D" class="bold">(D)</num><heading class="bold"> Transition of care</heading><chapeau style="-uslm-lc:I13" class="indent2">In order to ensure an appropriate transition for an eligible individual from receiving care in an eligible institution for mental diseases to receiving care at a lower level of clinical intensity within the continuum of care (including outpatient services), the State shall ensure that—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida92651b2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/D/i"><num value="i">(i)</num><content> a placement in such eligible institution for mental diseases would allow for an eligible individual’s successful transition to the community, considering such factors as proximity to an individual’s support network (such as family members, employment, and counseling and other services near an individual’s residence); and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92651b3-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/D/ii"><num value="ii">(ii)</num><chapeau> all eligible institutions for mental diseases that furnish items and services to individuals for which medical assistance is provided under the State plan—</chapeau><subclause style="-uslm-lc:I16" class="indent4" id="ida92651b4-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/D/ii/I"><num value="I">(I)</num><content> are able to provide care at such lower level of clinical intensity; or</content>
</subclause>
<subclause style="-uslm-lc:I16" class="indent4" id="ida92651b5-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/4/D/ii/II"><num value="II">(II)</num><content> have an established relationship with another facility or provider that is able to provide care at such lower level of clinical intensity and accepts patients receiving medical assistance under this subchapter under which the eligible institution for mental diseases may arrange for individuals to receive such care from such other facility or provider.</content>
</subclause>
</clause>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida92651b6-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/5"><num value="5" class="bold">(5)</num><heading class="bold"> Application to managed care</heading><content><p style="-uslm-lc:I12" class="indent1">Payments for, and limitations to, medical assistance furnished in accordance with this subsection shall be in addition to and shall not be construed to limit or supersede the ability of States to make monthly capitation payments to managed care organizations for individuals receiving treatment in institutions for mental diseases in accordance with section 438.6(e) of title 42, Code of Federal Regulations (or any successor regulation).</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida92651b7-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/6"><num value="6" class="bold">(6)</num><heading class="bold"> Other medical assistance</heading><content><p style="-uslm-lc:I12" class="indent1">The provision of medical assistance for items and services furnished to an eligible individual who is a patient in an eligible institution for mental diseases in accordance with the requirements of this subsection shall not prohibit Federal financial participation for medical assistance for items or services that are provided to such eligible individual in or away from the eligible institution for mental disease during any period in which the eligible individual is receiving items or services in accordance with this subsection.</p>
</content>
</paragraph>
<paragraph style="-uslm-lc:I79" class="indent3 firstIndent-2" id="ida92651b8-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7"><num value="7" class="bold">(7)</num><heading class="bold"> Definitions</heading><chapeau style="-uslm-lc:I12" class="indent1">In this subsection:</chapeau><subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92651b9-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/A"><num value="A" class="bold">(A)</num><heading class="bold"> Dimensions 1, 2, or 3</heading><content><p style="-uslm-lc:I13" class="indent2">The term “Dimensions 1, 2, or 3” has the meaning given that term for purposes of the publication of the American Society of Addiction Medicine entitled “The ASAM Criteria: Treatment Criteria for Addictive Substance-Related, and Co-Occurring Conditions, 2013”.</p>
</content>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92651ba-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/B"><num value="B" class="bold">(B)</num><heading class="bold"> Eligible individual</heading><chapeau style="-uslm-lc:I13" class="indent2">The term “eligible individual” means an individual who—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida92651bb-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/B/i"><num value="i">(i)</num><content> with respect to a State, is enrolled for medical assistance under the State plan or a waiver of such plan;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92651bc-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/B/ii"><num value="ii">(ii)</num><content> is at least 21 years of age;</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92651bd-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/B/iii"><num value="iii">(iii)</num><content> has not attained 65 years of age; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92651be-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/B/iv"><num value="iv">(iv)</num><content> has at least 1 substance use disorder.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92651bf-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/C"><num value="C" class="bold">(C)</num><heading class="bold"> Eligible institution for mental diseases</heading><chapeau style="-uslm-lc:I13" class="indent2">The term “eligible institution for mental diseases” means an institution for mental diseases that—</chapeau><clause style="-uslm-lc:I14" class="indent3" id="ida92678d0-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/C/i"><num value="i">(i)</num><content> follows reliable, evidence-based practices; and</content>
</clause>
<clause style="-uslm-lc:I14" class="indent3" id="ida92678d1-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/C/ii"><num value="ii">(ii)</num><content> offers at least 2 forms of medication-assisted treatment for substance use disorders on site, including, in the case of medication-assisted treatment for opioid use disorder, at least 1 antagonist and 1 partial agonist.</content>
</clause>
</subparagraph>
<subparagraph style="-uslm-lc:I18" class="indent4 firstIndent-2" id="ida92678d2-09a0-11eb-a85b-f5cef3d06f4d" identifier="/us/usc/t42/s1396n/l/7/D"><num value="D" class="bold">(D)</num><heading class="bold"> Institution for mental diseases</heading><content><p style="-uslm-lc:I13" class="indent2">The term “institution for mental diseases” has the meaning given that term in <ref href="/us/usc/t42/s1396d/i">section 1396d(i) of this title</ref>.</p>
</content>
</subparagraph>
</paragraph>
</subsection>
<sourceCredit id="ida92678d3-09a0-11eb-a85b-f5cef3d06f4d">(<ref href="/us/act/1935-08-14/ch531">Aug. 14, 1935, ch. 531</ref>, title XIX, § 1915, as added <ref href="/us/pl/97/35/tXXI/s2175/b">Pub. L. 97–35, title XXI, § 2175(b)</ref>, <date date="1981-08-13">Aug. 13, 1981</date>, <ref href="/us/stat/95/809">95 Stat. 809</ref>; amended <ref href="/us/pl/97/35/tXXI">Pub. L. 97–35, title XXI</ref>, §§ 2176, 2177(a), <date date="1981-08-13">Aug. 13, 1981</date>, <ref href="/us/stat/95/812">95 Stat. 812</ref>, 813; <ref href="/us/pl/97/248/tI/s137/b/19/A">Pub. L. 97–248, title I, § 137(b)(19)(A)</ref>, (20)–(25), <date date="1982-09-03">Sept. 3, 1982</date>, <ref href="/us/stat/96/380">96 Stat. 380</ref>; <ref href="/us/pl/97/448/tIII/s309/b/17">Pub. L. 97–448, title III, § 309(b)(17)</ref>, <date date="1983-01-12">Jan. 12, 1983</date>, <ref href="/us/stat/96/2409">96 Stat. 2409</ref>; <ref href="/us/pl/98/369/dB/tIII/s2373/b/21">Pub. L. 98–369, div. B, title III, § 2373(b)(21)</ref>, <date date="1984-07-18">July 18, 1984</date>, <ref href="/us/stat/98/1112">98 Stat. 1112</ref>; <ref href="/us/pl/99/272/tIX">Pub. L. 99–272, title IX</ref>, §§ 9502(a)–(e), (g)–(i), 9508(a), <date date="1986-04-07">Apr. 7, 1986</date>, <ref href="/us/stat/100/202-204">100 Stat. 202–204</ref>, 210; <ref href="/us/pl/99/509/tIX">Pub. L. 99–509, title IX</ref>, §§ 9320(h)(3), 9411(a)–(d), <date date="1986-10-21">Oct. 21, 1986</date>, <ref href="/us/stat/100/2016">100 Stat. 2016</ref>, 2061, 2062; <ref href="/us/pl/100/93/s8/h/2">Pub. L. 100–93, § 8(h)(2)</ref>, <date date="1987-08-18">Aug. 18, 1987</date>, <ref href="/us/stat/101/694">101 Stat. 694</ref>; <ref href="/us/pl/100/203/tIV">Pub. L. 100–203, title IV</ref>, §§ 4072(d), 4102(a)(1), (b)(2), 4118(a)(1), (b), (i)(1), (k), (<i>l</i>)(1), (p)(10), 4211(h)(10), <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-117">101 Stat. 1330–117</ref>, 1330–143, 1330–146, 1330–154 to 1330–157, 1330–160, 1330–206; <ref href="/us/pl/100/360/tII/s204/d/3">Pub. L. 100–360, title II, § 204(d)(3)</ref>, title IV, § 411(k)(3), (10)(A), (H), (I), (17)(A), (<i>l</i>)(3)(G), <date date="1988-07-01">July 1, 1988</date>, <ref href="/us/stat/102/729">102 Stat. 729</ref>, 791, 794, 796, 799, 803; <ref href="/us/pl/100/485/tVI/s608/d/26/M">Pub. L. 100–485, title VI, § 608(d)(26)(M)</ref>, (f)(2), <date date="1988-10-13">Oct. 13, 1988</date>, <ref href="/us/stat/102/2422">102 Stat. 2422</ref>, 2424; <ref href="/us/pl/100/647/tVIII">Pub. L. 100–647, title VIII</ref>, §§ 8432(a), (b), 8437(a), <date date="1988-11-10">Nov. 10, 1988</date>, <ref href="/us/stat/102/3804">102 Stat. 3804</ref>, 3806; <ref href="/us/pl/101/234/tII/s201/a">Pub. L. 101–234, title II, § 201(a)</ref>, <date date="1989-12-13">Dec. 13, 1989</date>, <ref href="/us/stat/103/1981">103 Stat. 1981</ref>; <ref href="/us/pl/101/239/tVI">Pub. L. 101–239, title VI</ref>, §§ 6115(c), 6411(c)(2), <date date="1989-12-19">Dec. 19, 1989</date>, <ref href="/us/stat/103/2219">103 Stat. 2219</ref>, 2270; <ref href="/us/pl/101/508/tIV">Pub. L. 101–508, title IV</ref>, §§ 4604(c), 4704(b)(3), 4741, 4742(a), (c)(1), (d)(1), <date date="1990-11-05">Nov. 5, 1990</date>, <ref href="/us/stat/104/1388-169">104 Stat. 1388–169</ref>, 1388–172, 1388–197, 1388–198; <ref href="/us/pl/102/119/s26/i/2">Pub. L. 102–119, § 26(i)(2)</ref>, <date date="1991-10-07">Oct. 7, 1991</date>, <ref href="/us/stat/105/607">105 Stat. 607</ref>; <ref href="/us/pl/103/66/tXIII/s13603/d">Pub. L. 103–66, title XIII, § 13603(d)</ref>, <date date="1993-08-10">Aug. 10, 1993</date>, <ref href="/us/stat/107/620">107 Stat. 620</ref>; <ref href="/us/pl/105/33/tIV">Pub. L. 105–33, title IV</ref>, §§ 4106(c), 4743(a), <date date="1997-08-05">Aug. 5, 1997</date>, <ref href="/us/stat/111/368">111 Stat. 368</ref>, 524; <ref href="/us/pl/106/113/dB/s1000/a/6">Pub. L. 106–113, div. B, § 1000(a)(6)</ref> [title VI, § 608(<i>o</i>), (z)], <date date="1999-11-29">Nov. 29, 1999</date>, <ref href="/us/stat/113/1536">113 Stat. 1536</ref>, 1501A–397, 1501A–398; <ref href="/us/pl/106/554/s1/a/6/tVII/s702/c/2">Pub. L. 106–554, § 1(a)(6) [title VII, § 702(c)(2)]</ref>, <date date="2000-12-21">Dec. 21, 2000</date>, <ref href="/us/stat/114/2763">114 Stat. 2763</ref>, 2763A–574; <ref href="/us/pl/107/121/s2/b/3">Pub. L. 107–121, § 2(b)(3)</ref>, <date date="2002-01-15">Jan. 15, 2002</date>, <ref href="/us/stat/115/2384">115 Stat. 2384</ref>; <ref href="/us/pl/108/446/tIII/s305/j/2">Pub. L. 108–446, title III, § 305(j)(2)</ref>, <date date="2004-12-03">Dec. 3, 2004</date>, <ref href="/us/stat/118/2806">118 Stat. 2806</ref>; <ref href="/us/pl/109/171/tVI">Pub. L. 109–171, title VI</ref>, §§ 6052(a), 6086(a), 6087(a), <date date="2006-02-08">Feb. 8, 2006</date>, <ref href="/us/stat/120/93">120 Stat. 93</ref>, 121, 127; <ref href="/us/pl/111/148/tII">Pub. L. 111–148, title II</ref>, §§ 2401, 2402(b), (c), (e), (f), 2601(a), (b)(1), <date date="2010-03-23">Mar. 23, 2010</date>, <ref href="/us/stat/124/297">124 Stat. 297</ref>, 302–304, 314, 315; <ref href="/us/pl/111/152/tI/s1205">Pub. L. 111–152, title I, § 1205</ref>, <date date="2010-03-30">Mar. 30, 2010</date>, <ref href="/us/stat/124/1056">124 Stat. 1056</ref>; <ref href="/us/pl/115/271/tV/s5052/a/2">Pub. L. 115–271, title V, § 5052(a)(2)</ref>, <date date="2018-10-24">Oct. 24, 2018</date>, <ref href="/us/stat/132/3971">132 Stat. 3971</ref>.)</sourceCredit>
<notes type="uscNote" id="ida92678d4-09a0-11eb-a85b-f5cef3d06f4d">
<note style="-uslm-lc:I75" topic="referencesInText" id="ida92678d5-09a0-11eb-a85b-f5cef3d06f4d">
<heading class="centered smallCaps">References in Text</heading><p style="-uslm-lc:I21" class="indent0">The Public Health Service Act, referred to in subsec. (g)(5), is <ref href="/us/act/1944-07-01/ch373">act July 1, 1944, ch. 373</ref>, <ref href="/us/stat/58/682">58 Stat. 682</ref>. Title XXVI of the Act is classified generally to subchapter XXIV (§ 300ff et seq.) of chapter 6A of this title. For complete classification of this Act to the Code, see Short Title note set out under <ref href="/us/usc/t42/s201">section 201 of this title</ref> and Tables.</p>
<p style="-uslm-lc:I21" class="indent0">Section 7702B(c)(2)(B) of the Internal Revenue Code of 1986, referred to in subsec. (i)(1)(D)(i), (F)(i), is classified to <ref href="/us/usc/t26/s7702B/c/2/B">section 7702B(c)(2)(B) of Title 26</ref>, Internal Revenue Code.</p>
<p style="-uslm-lc:I21" class="indent0">The Individuals with Disabilities Education Act, referred to in subsec. (k)(1)(C)(ii), is title VI of <ref href="/us/pl/91/230">Pub. L. 91–230</ref>, <date date="1970-04-13">Apr. 13, 1970</date>, <ref href="/us/stat/84/175">84 Stat. 175</ref>, which is classified generally to chapter 33 (§ 1400 et seq.) of Title 20, Education. For complete classification of this Act to the Code, see <ref href="/us/usc/t20/s1400">section 1400 of Title 20</ref> and Tables.</p>
<p style="-uslm-lc:I21" class="indent0">The Rehabilitation Act of 1973, referred to in subsec. (k)(1)(C)(ii), is <ref href="/us/pl/93/112">Pub. L. 93–112</ref>, <date date="1973-09-26">Sept. 26, 1973</date>, <ref href="/us/stat/87/355">87 Stat. 355</ref>, which is classified generally to chapter 16 (§ 701 et seq.) of Title 29, Labor. For complete classification of this Act to the Code, see Short Title note set out under <ref href="/us/usc/t29/s701">section 701 of Title 29</ref> and Tables.</p>
<p style="-uslm-lc:I21" class="indent0">The Fair Labor Standards Act of 1938, referred to in subsec. (k)(4), is <ref href="/us/act/1938-06-25/ch676">act June 25, 1938, ch. 676</ref>, <ref href="/us/stat/52/1060">52 Stat. 1060</ref>, which is classified generally to chapter 8 (§ 201 et seq.) of Title 29, Labor. For complete classification of this Act to the Code, see <ref href="/us/usc/t29/s201">section 201 of Title 29</ref> and Tables.</p>
</note>
<note style="-uslm-lc:I74" topic="amendments" id="ida9269fe6-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Amendments</heading><p style="-uslm-lc:I21" class="indent0">2018—Subsec. (<i>l</i>). <ref href="/us/pl/115/271">Pub. L. 115–271</ref> added subsec. (<i>l</i>).</p>
<p style="-uslm-lc:I21" class="indent0">2010—Subsec. (b). <ref href="/us/pl/111/148/s2601/b/1/A">Pub. L. 111–148, § 2601(b)(1)(A)</ref>, inserted at end of concluding provisions “Subsection (h)(2) shall apply to a waiver under this subsection.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(3). <ref href="/us/pl/111/148/s2601/b/1/B">Pub. L. 111–148, § 2601(b)(1)(B)</ref>, inserted “(other than a waiver described in subsection (h)(2))” after “A waiver under this subsection”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(3). <ref href="/us/pl/111/148/s2601/b/1/C">Pub. L. 111–148, § 2601(b)(1)(C)</ref>, which directed insertion of “(other than a waiver described in subsection (h)(2))” after “A waiver under this subsection” in second sentence, was executed by making the insertion after “a waiver under this subsection”, to reflect the probable intent of Congress.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (h). <ref href="/us/pl/111/148/s2601/a">Pub. L. 111–148, § 2601(a)</ref>, designated existing provisions as par. (1), inserted “, or a waiver described in paragraph (2)” after “(c), (d), or (e)”, and added par. (2).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (i)(1). <ref href="/us/pl/111/148/s2402/c">Pub. L. 111–148, § 2402(c)</ref>, struck out “or such other services requested by the State as the Secretary may approve” after “room and board”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (i)(1)(C). <ref href="/us/pl/111/148/s2402/e/1">Pub. L. 111–148, § 2402(e)(1)</ref>, added subpar. (C) and struck out former subpar. (C) which related to projection of number of individuals to be provided home and community-based services and State authority to limit number of eligible individuals.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (i)(1)(D)(ii)(II). <ref href="/us/pl/111/148/s2402/e/2">Pub. L. 111–148, § 2402(e)(2)</ref>, substituted “to continue to be eligible for such services after the effective date of the modification and until such time as the individual no longer meets the standard for receipt of such services under such pre-modified criteria” for “to be eligible for such services for a period of at least 12 months beginning on the date the individual first received medical assistance for such services”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (i)(3). <ref href="/us/pl/111/148/s2402/f">Pub. L. 111–148, § 2402(f)</ref>, substituted “1396a(a)(10)(B) of this title (relating to comparability)” for “1396a(a)(1) of this title (relating to statewideness)”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (i)(6), (7). <ref href="/us/pl/111/148/s2402/b">Pub. L. 111–148, § 2402(b)</ref>, added pars. (6) and (7).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (k). <ref href="/us/pl/111/148/s2401">Pub. L. 111–148, § 2401</ref>, added subsec. (k).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (k)(1). <ref href="/us/pl/111/152">Pub. L. 111–152</ref> substituted “<date date="2011-10-01">October 1, 2011</date>” for “<date date="2010-10-01">October 1, 2010</date>” in introductory provisions.</p>
<p style="-uslm-lc:I21" class="indent0">2006—Subsec. (g)(2) to (5). <ref href="/us/pl/109/171/s6052/a">Pub. L. 109–171, § 6052(a)</ref>, added pars. (2) to (5) and struck out former par. (2), which read as follows: “For purposes of this subsection, the term ‘case management services’ means services which will assist individuals eligible under the plan in gaining access to needed medical, social, educational, and other services.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (i). <ref href="/us/pl/109/171/s6086/a">Pub. L. 109–171, § 6086(a)</ref>, added subsec. (i).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (j). <ref href="/us/pl/109/171/s6087/a">Pub. L. 109–171, § 6087(a)</ref>, added subsec. (j).</p>
<p style="-uslm-lc:I21" class="indent0">2004—Subsec. (c)(5)(C)(i). <ref href="/us/pl/108/446">Pub. L. 108–446</ref>, which directed the substitution of “(as such terms are defined in <ref href="/us/usc/t20/s1401">section 1401 of title 20</ref>)” for “as defined in section 1401(16) and (17) of title 20)”, was executed by making the substitution for “(as defined in paragraphs (16) and (17) of <ref href="/us/usc/t20/s1401/a">section 1401(a) of title 20</ref>)” to reflect the probable intent of Congress and the amendment by <ref href="/us/pl/102/119">Pub. L. 102–119</ref>. See 1991 Amendment note below.</p>
<p style="-uslm-lc:I21" class="indent0">2002—Subsec. (b). <ref href="/us/pl/107/121">Pub. L. 107–121</ref> substituted “1396a(bb)” for “1396a(aa)”.</p>
<p style="-uslm-lc:I21" class="indent0">2000—Subsec. (b). <ref href="/us/pl/106/554">Pub. L. 106–554</ref> substituted “1396a(a)(15), 1396a(aa),” for “1396a(a)(13)(C)” in introductory provisions.</p>
<p style="-uslm-lc:I21" class="indent0">1999—Subsec. (b). <ref href="/us/pl/106/113/s1000/a/6/tVI/s608/z">Pub. L. 106–113, § 1000(a)(6) [title VI, § 608(z)]</ref>, which directed, effective <date date="2004-10-01">Oct. 1, 2004</date>, substitution of “section” for “sections 1396a(a)(13)(C) and” in introductory provisions, could not be executed due to the amendment by <ref href="/us/pl/106/554">Pub. L. 106–554</ref>. See 2000 Amendment note above.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/106/113/s1000/a/6">Pub. L. 106–113, § 1000(a)(6)</ref> [title VI, § 608(<i>o</i>)(1)], substituted “1396a(a)(13)(C)” for “1396a(a)(13)(E)” in introductory provisions.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(5)(B)(iii). <ref href="/us/pl/106/113/s1000/a/6">Pub. L. 106–113, § 1000(a)(6)</ref> [title VI, § 608(<i>o</i>)(2)], which directed substitution of “65” for “75” in last sentence of cl. (iii), was executed by making the substitution in the penultimate sentence to reflect the probable intent of Congress.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (h). <ref href="/us/pl/106/113/s1000/a/6">Pub. L. 106–113, § 1000(a)(6)</ref> [title VI, § 608(<i>o</i>)(3)], substituted “90 days of such date” for “90 day of such date”.</p>
<p style="-uslm-lc:I21" class="indent0">1997—Subsec. (a)(1)(B)(ii)(I). <ref href="/us/pl/105/33/s4106/c">Pub. L. 105–33, § 4106(c)</ref>, substituted “paragraphs (16) and (17)” for “paragraphs (15) and (16)”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(5). <ref href="/us/pl/105/33/s4743/a">Pub. L. 105–33, § 4743(a)</ref>, in introductory provisions, struck out “, with respect to individuals who receive such services after discharge from a nursing facility or intermediate care facility for the mentally retarded” after “ ‘habilitation services’ ”.</p>
<p style="-uslm-lc:I21" class="indent0">1993—Subsec. (g)(1). <ref href="/us/pl/103/66">Pub. L. 103–66</ref> inserted “or to individuals described in <ref href="/us/usc/t42/s1396a/z/1/A">section 1396a(z)(1)(A) of this title</ref>” after “or with either,”.</p>
<p style="-uslm-lc:I21" class="indent0">1991—Subsec. (c)(5)(C)(i). <ref href="/us/pl/102/119">Pub. L. 102–119</ref> substituted “(as defined in paragraphs (16) and (17) of <ref href="/us/usc/t20/s1401/a">section 1401(a) of title 20</ref>)” for “(as defined in section 1401(16) and (17) of title 20)”. The reference to <ref href="/us/usc/t20/s1401">section 1401 of title 20</ref> includes the substitution of “Individuals with Disabilities Education Act” for “Education of the Handicapped Act” in the original.</p>
<p style="-uslm-lc:I21" class="indent0">1990—Subsec. (b). <ref href="/us/pl/101/508/s4704/b/3">Pub. L. 101–508, § 4704(b)(3)</ref>, inserted “(other than sections 1396a(a)(13)(E) and 1396a(a)(10)(A) of this title insofar as it requires provision of the care and services described in <ref href="/us/usc/t42/s1396d/a/2/C">section 1396d(a)(2)(C) of this title</ref>)” after “<ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>” in introductory provisions.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/101/508/s4604/c">Pub. L. 101–508, § 4604(c)</ref>, which directed amendment of subsec. (b) by inserting “(other than subsection (s))” after “<ref href="/us/usc/t42/s1396a">Section 1396a of this title</ref>”, was executed by inserting the new language after “<ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>” to reflect the probable intent of Congress.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (b)(4). <ref href="/us/pl/101/508/s4742/a">Pub. L. 101–508, § 4742(a)</ref>, inserted before period at end “and if providers under such restriction are paid on a timely basis in the same manner as health care practitioners must be paid under <ref href="/us/usc/t42/s1396a/a/37/A">section 1396a(a)(37)(A) of this title</ref>”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(1). <ref href="/us/pl/101/508/s4741/a">Pub. L. 101–508, § 4741(a)</ref>, inserted at end “For purposes of this subsection, the term ‘room and board’ shall not include an amount established under a method determined by the State to reflect the portion of costs of rent and food attributable to an unrelated personal caregiver who is residing in the same household with an individual who, but for the assistance of such caregiver, would require admission to a hospital, nursing facility, or intermediate care facility for the mentally retarded.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(4). <ref href="/us/pl/101/508/s4742/d/1">Pub. L. 101–508, § 4742(d)(1)</ref>, inserted at end “Except as provided under paragraph (2)(D), the Secretary may not restrict the number of hours or days of respite care in any period which a State may provide under a waiver under this subsection.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(7)(C). <ref href="/us/pl/101/508/s4742/c/1">Pub. L. 101–508, § 4742(c)(1)</ref>, added subpar. (C).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(1). <ref href="/us/pl/101/508/s4741/a">Pub. L. 101–508, § 4741(a)</ref>, inserted at end “For purposes of this subsection, the term ‘room and board’ shall not include an amount established under a method determined by the State to reflect the portion of costs of rent and food attributable to an unrelated personal caregiver who is residing in the same household with an individual who, but for the assistance of such caregiver, would require admission to a hospital, nursing facility, or intermediate care facility for the mentally retarded.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(5)(B)(iv). <ref href="/us/pl/101/508/s4741/b">Pub. L. 101–508, § 4741(b)</ref>, substituted “this subchapter whose provisions become effective on or after such date” for first reference to “this subchapter”.</p>
<p style="-uslm-lc:I21" class="indent0">1989—Subsec. (a)(1)(B)(ii)(I). <ref href="/us/pl/101/239/s6115/c">Pub. L. 101–239, § 6115(c)</ref>, substituted “paragraphs (15) and (16)” for “paragraphs (14) and (15)”.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/101/234">Pub. L. 101–234</ref>, which repealed <ref href="/us/pl/100/360/s204/d/3">Pub. L. 100–360, § 204(d)(3)</ref>, and provided that the provisions of law amended or repealed by such section are restored or revived as if such section had not been enacted, was not executed in view of intervening amendments made to this section by <ref href="/us/pl/101/239/s6115/c">Pub. L. 101–239, § 6115(c)</ref>, and to <ref href="/us/usc/t42/s1395x/s">section 1395x(s) of this title</ref> by <ref href="/us/pl/101/239/s6115/a/1/C">Pub. L. 101–239, § 6115(a)(1)(C)</ref>. See 1988 Amendment note below.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (b)(4). <ref href="/us/pl/101/239/s6411/c/2">Pub. L. 101–239, § 6411(c)(2)</ref>, inserted “shall be consistent with the requirements of <ref href="/us/usc/t42/s1396r–4">section 1396r–4 of this title</ref> and” after “which standards”.</p>
<p style="-uslm-lc:I21" class="indent0">1988—Subsec. (a)(1)(B)(ii)(I). <ref href="/us/pl/100/360/s204/d/3">Pub. L. 100–360, § 204(d)(3)</ref>, substituted “paragraphs (14) and (15)” for “paragraphs (13) and (14)”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (a)(2). <ref href="/us/pl/100/485/s608/f/2">Pub. L. 100–485, § 608(f)(2)</ref>, substituted “restricts” for “Restricts” in introductory provisions.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(7). <ref href="/us/pl/100/360/s411">Pub. L. 100–360, § 411</ref>(<i>l</i>)(3)(G), amended <ref href="/us/pl/100/203/s4211/h/10/G">Pub. L. 100–203, § 4211(h)(10)(G)</ref>, see 1987 Amendment note below.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(7)(A). <ref href="/us/pl/100/647/s8437/a">Pub. L. 100–647, § 8437(a)</ref>, substituted “who are inpatients in, or who would require the level of care provided in, hospitals,” for “who are inpatients in hospitals,” and “who are inpatients in, or who would require the level of care provided in, those respective facilities” for “who are inpatients of those respective facilities”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(7)(B). <ref href="/us/pl/100/360/s411/k/10/H">Pub. L. 100–360, § 411(k)(10)(H)</ref>, inserted “, without regard to the availability of beds for such inpatients” before period at end.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(10). <ref href="/us/pl/100/360/s411/k/10/A">Pub. L. 100–360, § 411(k)(10)(A)</ref>, substituted “The Secretary shall not limit to fewer than 200” for “No waiver under this subsection shall limit by an amount less than 200” and “under a waiver under this subsection” for “under such waiver”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(5)(B)(i), (ii). <ref href="/us/pl/100/647/s8432/b">Pub. L. 100–647, § 8432(b)</ref>, in introductory provisions, substituted “the number of years (rounded to the nearest quarter of a year) beginning after the base year and ending at the end of the waiver year” for “the number of years beginning after the base year and ending before the waiver year”, in subcls. (I) and (II), substituted “between the beginning of the base year and the beginning of the waiver year” for “between the base year and the waiver year”, and in subcl. (III), inserted “(rounded to the nearest quarter of a year)” after “for each year” and substituted “at the end of the waiver year” for “before the waiver year”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(5)(B)(iii). <ref href="/us/pl/100/360/s411/k/3/A/ii">Pub. L. 100–360, § 411(k)(3)(A)(ii)</ref>, inserted before last sentence “The Secretary shall develop (by not later than <date date="1989-10-01">October 1, 1989</date>) a method for projecting, on a State-specific basis, the percentage increase in the number of residents in each State who are over 75 years of age for any period.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(5)(B)(iii)(III). <ref href="/us/pl/100/360/s411/k/3/A/i">Pub. L. 100–360, § 411(k)(3)(A)(i)</ref>, substituted “65” for “75”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(5)(B)(iv). <ref href="/us/pl/100/647/s8432/a">Pub. L. 100–647, § 8432(a)</ref>, added cl. (iv).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d)(5)(C)(i). <ref href="/us/pl/100/360/s411/k/3/B">Pub. L. 100–360, § 411(k)(3)(B)</ref>, substituted “paragraph (4), and personal care services” for “paragraph (4)(B), personal care services, and services furnished pursuant to a waiver under subsection (c) of this section”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (e). <ref href="/us/pl/100/360/s411/k/17/A/ii">Pub. L. 100–360, § 411(k)(17)(A)(ii)</ref>, (iii), added subsec. (e), redesignated former subsec. (e)(1) as (f)(1), and struck out former subsec. (e)(2) which read as follows: “The Secretary shall report, not later than <date date="1984-09-30">September 30, 1984</date>, to Congress on waivers granted under this section.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (f)(1). <ref href="/us/pl/100/360/s411/k/17/A/ii">Pub. L. 100–360, § 411(k)(17)(A)(ii)</ref>, redesignated former subsec. (e)(1) as (f)(1).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (f)(2). <ref href="/us/pl/100/360/s411/k/17/A/i">Pub. L. 100–360, § 411(k)(17)(A)(i)</ref>, redesignated former subsec. (f) as subsec. (f)(2).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (h). <ref href="/us/pl/100/360/s411/k/10/I">Pub. L. 100–360, § 411(k)(10)(I)</ref>, made technical amendment to directory language of <ref href="/us/pl/100/203/s4118">Pub. L. 100–203, § 4118</ref>(<i>l</i>)(1), see 1987 Amendment note below.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/100/360/s411/k/17/A/iv">Pub. L. 100–360, § 411(k)(17)(A)(iv)</ref>, as amended by <ref href="/us/pl/100/485/s608/d/26/M">Pub. L. 100–485, § 608(d)(26)(M)</ref>, substituted “, (d), or (e)” for “or (d)”.</p>
<p style="-uslm-lc:I21" class="indent0">1987—Subsec. (a)(1)(B)(ii)(I). <ref href="/us/pl/100/203/s4072/d">Pub. L. 100–203, § 4072(d)</ref>, substituted “paragraphs (13) and (14)” for “paragraphs (12) and (13)”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (a)(2). <ref href="/us/pl/100/93">Pub. L. 100–93</ref> amended par. (2) generally. Prior to amendment, par. (2) read as follows: “restricts—</p>
<p style="-uslm-lc:I22" class="indent1">“(A) for a reasonable period of time the provider or providers from which an individual (eligible for medical assistance for items or services under the State plan) can receive such items or services, if the State has found, after notice and opportunity for a hearing (in accordance with procedures established by the State), that the individual has utilized such items or services at a frequency or amount not medically necessary (as determined in accordance with utilization guidelines established by the State), or</p>
<p style="-uslm-lc:I22" class="indent1">“(B) (through suspension or otherwise) for a reasonable period of time the participation of a provider of items or services under the State plan, if the State has found, after notice and opportunity for a hearing (in accordance with procedures established by the State), that the provider has (in a significant number or proportion of cases) provided such items or services either (i) at a frequency or amount not medically necessary (as determined in accordance with utilization guidelines established by the State), or (ii) of a quality which does not meet professionally recognized standards of health care,</p>
<p style="-uslm-lc:I33" class="indent0 firstIndent0">if, under such restriction, individuals eligible for medical assistance for such services have reasonable access (taking into account geographic location and reasonable travel time) to such services of adequate quality.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(1). <ref href="/us/pl/100/203/s4211/h/10/A">Pub. L. 100–203, § 4211(h)(10)(A)</ref>, substituted “nursing facility or intermediate care facility for the mentally retarded” for “skilled nursing facility or intermediate care facility”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(2)(B). <ref href="/us/pl/100/203/s4211/h/10/C">Pub. L. 100–203, § 4211(h)(10)(C)</ref>, in closing provisions, substituted “need for inpatient hospital services, nursing facility services, or services in an intermediate care facility for the mentally retarded” for “need for such inpatient hospital, skilled nursing facility or intermediate care facility services”.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/100/203/s4118/p/10">Pub. L. 100–203, § 4118(p)(10)</ref>, amended <ref href="/us/pl/99/509/s9411/a/2">Pub. L. 99–509, § 9411(a)(2)</ref>. See 1986 Amendment note below.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(2)(B)(i). <ref href="/us/pl/100/203/s4211/h/10/B">Pub. L. 100–203, § 4211(h)(10)(B)</ref>, substituted “services, nursing facility services, or services in an intermediate care facility for the mentally retarded” for “, skilled nursing facility, or intermediate care facility services”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(2)(C). <ref href="/us/pl/100/203/s4211/h/10/D">Pub. L. 100–203, § 4211(h)(10)(D)</ref>, (E), substituted “, nursing facility, or intermediate care facility for the mentally retarded” for “or skilled nursing facility or intermediate care facility” and “, nursing facility services, or services in an intermediate care facility for the mentally retarded” for “or skilled nursing facility or intermediate care facility services”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(3). <ref href="/us/pl/100/203/s4118/a/1">Pub. L. 100–203, § 4118(a)(1)</ref>, substituted “, <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> (relating to comparability), and <ref href="/us/usc/t42/s1396a/a/10/C/i/III">section 1396a(a)(10)(C)(i)(III) of this title</ref> (relating to income and resource rules applicable in the community)” for “and <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> (relating to comparability)”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(5). <ref href="/us/pl/100/203/s4211/h/10/F">Pub. L. 100–203, § 4211(h)(10)(F)</ref>, substituted “nursing facility or intermediate care facility for the mentally retarded” for “skilled nursing facility or intermediate care facility”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(7). <ref href="/us/pl/100/203/s4211/h/10/G">Pub. L. 100–203, § 4211(h)(10)(G)</ref>, as amended by <ref href="/us/pl/100/360/s411">Pub. L. 100–360, § 411</ref>(<i>l</i>)(3)(G), substituted “, nursing facilities, or intermediate care facilities for the mentally retarded” for “or in skilled nursing or intermediate care facilities” in subpar. (A) and “nursing facility” for “skilled nursing facility or intermediate care facility” in subpar. (B).</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/100/203/s4118/k">Pub. L. 100–203, § 4118(k)</ref>, designated existing provisions as subpar. (A) and added subpar. (B).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(10). <ref href="/us/pl/100/203/s4118/b">Pub. L. 100–203, § 4118(b)</ref>, added par. (10).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (d). <ref href="/us/pl/100/203/s4102/a/1">Pub. L. 100–203, § 4102(a)(1)</ref>, added subsec. (d). Former subsec. (d) redesignated (h).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (g)(1). <ref href="/us/pl/100/203/s4118/i/1">Pub. L. 100–203, § 4118(i)(1)</ref>, inserted at end “The State may limit the case managers available with respect to case management services for eligible individuals with developmental disabilities or with chronic mental illness in order to ensure that the case managers for such individuals are capable of ensuring that such individuals receive needed services.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (h). <ref href="/us/pl/100/203/s4118">Pub. L. 100–203, § 4118</ref>(<i>l</i>)(1), as amended by <ref href="/us/pl/100/360/s411/k/10/I">Pub. L. 100–360, § 411(k)(10)(I)</ref>, substituted “, within 90 days after the date of its submission to the Secretary, either denies such request in writing or informs the State agency in writing with respect to any additional information which is needed in order to make a final determination with respect to the request. After the date the Secretary receives such additional information, the request shall be deemed granted unless the Secretary, within 90 day of such date, denies such request.” for “denies such request in writing within 90 days after the date of its submission to the Secretary.”</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/100/203/s4102/b/2">Pub. L. 100–203, § 4102(b)(2)</ref>, substituted “subsection (c) or (d)” for “subsection (c)”.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/100/203/s4102/a/1/A">Pub. L. 100–203, § 4102(a)(1)(A)</ref>, redesignated former subsec. (d) as (h).</p>
<p style="-uslm-lc:I21" class="indent0">1986—Subsec. (a)(1)(B)(ii)(I). <ref href="/us/pl/99/509/s9320/h/3">Pub. L. 99–509, § 9320(h)(3)</ref>, substituted “paragraphs (12) and (13)” for “paragraphs (11) and (12)”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (b). <ref href="/us/pl/99/272/s9508/a/2">Pub. L. 99–272, § 9508(a)(2)</ref>, inserted provision, following par. (4), that no waiver under this subsection may restrict the choice of the individual in receiving services under <ref href="/us/usc/t42/s1396d/a/4/C">section 1396d(a)(4)(C) of this title</ref>.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(1). <ref href="/us/pl/99/509/s9411/a/1">Pub. L. 99–509, § 9411(a)(1)</ref>, inserted “a hospital or” after “level of care provided in”, and struck out provision added by <ref href="/us/pl/99/272/s9502/b/1">Pub. L. 99–272, § 9502(b)(1)</ref>.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/99/272/s9502/b/1">Pub. L. 99–272, § 9502(b)(1)</ref>, inserted provision relating to individuals with respect to whom there has been a determination that but for the provision of such services the individuals would continue to receive inpatient hospital services, skilled nursing facility services, or intermediate care facility services because they are dependent on ventilator support the cost of which is reimbursed under the State plan.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(2)(B). <ref href="/us/pl/99/509/s9411/a/2">Pub. L. 99–509, § 9411(a)(2)</ref>, as amended by <ref href="/us/pl/100/203/s4118/p/10">Pub. L. 100–203, § 4118(p)(10)</ref>, substituted “inpatient hospital, skilled nursing facility, or” for “skilled nursing facility or” in cl. (i) and inserted “inpatient hospital,” after “need for such” in concluding provision following cl. (iii).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(2)(C). <ref href="/us/pl/99/272/s9502/b/2">Pub. L. 99–272, § 9502(b)(2)</ref>, inserted “hospital or” after “provided in a”, and “inpatient hospital services or” after “the provision of”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(2)(D). <ref href="/us/pl/99/272/s9502/c/1">Pub. L. 99–272, § 9502(c)(1)</ref>, inserted “100 percent of” after “does not exceed”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(3). <ref href="/us/pl/99/509/s9411/c">Pub. L. 99–509, § 9411(c)</ref>, substituted “and <ref href="/us/usc/t42/s1396a/a/10/B">section 1396a(a)(10)(B) of this title</ref> (relating to comparability)” for “and <ref href="/us/usc/t42/s1396a/a/10">section 1396a(a)(10) of this title</ref>”.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/99/272/s9502/g">Pub. L. 99–272, § 9502(g)</ref>, substituted “additional five-year periods” for “additional three-year periods”, and “previous waiver period” for “previous three-year period”.</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/99/272/s9502/e">Pub. L. 99–272, § 9502(e)</ref>, inserted at end “A waiver may provide, with respect to post-eligibility treatment of income of all individuals receiving services under that waiver, that the maximum amount of the individual’s income which may be disregarded for any month for the maintenance needs of the individual may be an amount greater than the maximum allowed for that purpose under regulations in effect on <date date="1985-07-01">July 1, 1985</date>.”</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(4)(B). <ref href="/us/pl/99/509/s9411/d">Pub. L. 99–509, § 9411(d)</ref>, inserted before the period “and for day treatment or other partial hospitalization services, psychosocial rehabilitation services, and clinic services (whether or not furnished in a facility) for individuals with chronic mental illness”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(5). <ref href="/us/pl/99/272/s9502/a">Pub. L. 99–272, § 9502(a)</ref>, added par. (5).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(6). <ref href="/us/pl/99/272/s9502/c/2">Pub. L. 99–272, § 9502(c)(2)</ref>, added par. (6).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(7). <ref href="/us/pl/99/509/s9411/a/3">Pub. L. 99–509, § 9411(a)(3)</ref>, amended par. (7) generally. Prior to amendment, par. (7) read as follows: “In making estimates under paragraph (2)(D) in the case of a waiver which applies only to physically disabled individuals who are inpatients in skilled nursing or intermediate care facilities, the State may determine the average per capita expenditure which would have been made in a fiscal year for those individuals under the State plan separately from the expenditure for other individuals who are inpatients of those facilities.”</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/99/272/s9502/d">Pub. L. 99–272, § 9502(d)</ref>, added par. (7).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(8). <ref href="/us/pl/99/272/s9502/h">Pub. L. 99–272, § 9502(h)</ref>, added par. (8).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(9). <ref href="/us/pl/99/272/s9502/i">Pub. L. 99–272, § 9502(i)</ref>, added par. (9).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (g). <ref href="/us/pl/99/272/s9508/a/1">Pub. L. 99–272, § 9508(a)(1)</ref>, added subsec. (g).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (g)(1). <ref href="/us/pl/99/509/s9411/b">Pub. L. 99–509, § 9411(b)</ref>, inserted provision at end allowing a State to limit case management services to AIDS victims or to individuals with chronic mental illness.</p>
<p style="-uslm-lc:I21" class="indent0">1984—Subsec. (c)(1). <ref href="/us/pl/98/369">Pub. L. 98–369</ref> substituted “under this subchapter” for “under this part”.</p>
<p style="-uslm-lc:I21" class="indent0">1983—Subsec. (c)(2)(B). <ref href="/us/pl/97/448">Pub. L. 97–448</ref> substituted “need for such skilled nursing facility or intermediate care facility services” for “need for such services” in provisions following cl. (iii).</p>
<p style="-uslm-lc:I21" class="indent0">1982—Subsec. (b). <ref href="/us/pl/97/248/s137/b/19/A">Pub. L. 97–248, § 137(b)(19)(A)</ref>, struck out “and <ref href="/us/usc/t42/s1396b/m">section 1396b(m) of this title</ref>” after “<ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (b)(1). <ref href="/us/pl/97/248/s137/b/20">Pub. L. 97–248, § 137(b)(20)</ref>, inserted “primary care” before “case-management system”, and substituted “medical care services” for “primary care services”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(1). <ref href="/us/pl/97/248/s137/b/21">Pub. L. 97–248, § 137(b)(21)</ref>, inserted “payment for part or all of the cost of” after “may include as ‘medical assistance’ under such plan”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(2)(B). <ref href="/us/pl/97/248/s137/b/22">Pub. L. 97–248, § 137(b)(22)</ref>, redesignated existing provisions as cls. (i) and (ii) and added cl. (iii).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(3). <ref href="/us/pl/97/248/s137/b/23">Pub. L. 97–248, § 137(b)(23)</ref>, substituted “<ref href="/us/usc/t42/s1396a/a/1">section 1396a(a)(1) of this title</ref>” for “subsection (a)(1) of this section” and “<ref href="/us/usc/t42/s1396a/a/10">section 1396a(a)(10) of this title</ref>” for “subsection (a)(10) of <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (c)(4). <ref href="/us/pl/97/248/s137/b/24">Pub. L. 97–248, § 137(b)(24)</ref>, substituted “this subsection” for “this section”.</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (f). <ref href="/us/pl/97/248/s137/b/25">Pub. L. 97–248, § 137(b)(25)</ref>, inserted “approval of” before “a proposed State plan”.</p>
<p style="-uslm-lc:I21" class="indent0">1981—Subsecs. (c) to (e). <ref href="/us/pl/97/35/s2176">Pub. L. 97–35, § 2176</ref>, added subsec. (c), redesignated former subsec. (c) as (d) and inserted “(other than a waiver under subsection (c))”, and redesignated former subsec. (d) as (e).</p>
<p style="-uslm-lc:I21" class="indent0">Subsec. (f). <ref href="/us/pl/97/35/s2177/a">Pub. L. 97–35, § 2177(a)</ref>, added subsec. (f).</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida9278a47-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 2010 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by section 2402(b), (c), (e), (f) of <ref href="/us/pl/111/148">Pub. L. 111–148</ref> effective on the first day of the first fiscal year quarter that begins after <date date="2010-03-23">Mar. 23, 2010</date>, see <ref href="/us/pl/111/148/s2402/g">section 2402(g) of Pub. L. 111–148</ref>, set out as an Effective and Termination Dates of 2010 Amendment note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida9278a48-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 2006 Amendment</heading><p><ref href="/us/pl/109/171/tVI/s6052/c">Pub. L. 109–171, title VI, § 6052(c)</ref>, <date date="2006-02-08">Feb. 8, 2006</date>, <ref href="/us/stat/120/95">120 Stat. 95</ref>, provided that: <quotedContent origin="/us/pl/109/171/tVI/s6052/c">“The amendment made by subsection (a) [amending this section] shall take effect on <date date="2006-01-01">January 1, 2006</date>.”</quotedContent>
</p>
<p><ref href="/us/pl/109/171/tVI/s6086/c">Pub. L. 109–171, title VI, § 6086(c)</ref>, <date date="2006-02-08">Feb. 8, 2006</date>, <ref href="/us/stat/120/127">120 Stat. 127</ref>, provided that: <quotedContent origin="/us/pl/109/171/tVI/s6086/c">“The amendments made by subsections (a) and (b) [amending this section] take effect on <date date="2007-01-01">January 1, 2007</date>, and apply to expenditures for medical assistance for home and community-based services provided in accordance with section 1915(i) of the Social Security Act [<ref href="/us/usc/t42/s1396n/i">42 U.S.C. 1396n(i)</ref>] (as added by subsections (a) and (b) [probably means subsec. (a)]) on or after that date.”</quotedContent>
</p>
<p><ref href="/us/pl/109/171/tVI/s6087/b">Pub. L. 109–171, title VI, § 6087(b)</ref>, <date date="2006-02-08">Feb. 8, 2006</date>, <ref href="/us/stat/120/130">120 Stat. 130</ref>, provided that: <quotedContent origin="/us/pl/109/171/tVI/s6087/b">“The amendment made by subsection (a) [amending this section] shall apply to services furnished on or after <date date="2007-01-01">January 1, 2007</date>.”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida9278a49-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 2002 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/107/121">Pub. L. 107–121</ref> effective as if included in the enactment of section 702 of the Medicare, Medicaid, and SCHIP Benefits Improvement and Protection Act of 2000 as enacted into law by <ref href="/us/pl/106/554/s1/a/6">section 1(a)(6) of Pub. L. 106–554</ref>, see <ref href="/us/pl/107/121/s2/c/2">section 2(c)(2) of Pub. L. 107–121</ref>, set out as a note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida9278a4a-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 2000 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/106/554">Pub. L. 106–554</ref> effective <date date="2001-01-01">Jan. 1, 2001</date>, and applicable to services furnished on or after such date, see section 1(a)(6) [title VII, § 702(e)] of <ref href="/us/pl/106/554">Pub. L. 106–554</ref>, set out as a note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927b15b-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1999 Amendment</heading><p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/106/113/dB/s1000/a/6/tVI/s608/z">Pub. L. 106–113, div. B, § 1000(a)(6) [title VI, § 608(z)]</ref>, <date date="1999-11-29">Nov. 29, 1999</date>, <ref href="/us/stat/113/1536">113 Stat. 1536</ref>, 1501A–398, provided that the amendment made by section 1000(a)(6) [title VI, § 608(z)] is effective <date date="2004-10-01">Oct. 1, 2004</date>.</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by section 1000(a)(6) [title VI, § 608<i>o</i>] of <ref href="/us/pl/106/113">Pub. L. 106–113</ref> effective <date date="1999-11-29">Nov. 29, 1999</date>, see section 1000(a)(6) [title VI, § 608(bb)] of <ref href="/us/pl/106/113">Pub. L. 106–113</ref>, set out as a note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927b15c-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1997 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/105/33/s4106/c">section 4106(c) of Pub. L. 105–33</ref> applicable to bone mass measurements performed on or after <date date="1998-07-01">July 1, 1998</date>, see <ref href="/us/pl/105/33/s4106/d">section 4106(d) of Pub. L. 105–33</ref>, set out as a note under <ref href="/us/usc/t42/s1395x">section 1395x of this title</ref>.</p>
<p><ref href="/us/pl/105/33/tIV/s4743/b">Pub. L. 105–33, title IV, § 4743(b)</ref>, <date date="1997-08-05">Aug. 5, 1997</date>, <ref href="/us/stat/111/524">111 Stat. 524</ref>, provided that: <quotedContent origin="/us/pl/105/33/tIV/s4743/b">“The amendment made by subsection (a) [amending this section] apply to services furnished on or after <date date="1997-10-01">October 1, 1997</date>.”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927b15d-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1993 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/103/66">Pub. L. 103–66</ref> applicable to medical assistance furnished on or after <date date="1994-01-01">Jan. 1, 1994</date>, without regard to whether or not final regulations to carry out the amendments by <ref href="/us/pl/103/66/s13603">section 13603 of Pub. L. 103–66</ref> have been promulgated by such date, see <ref href="/us/pl/103/66/s13603/f">section 13603(f) of Pub. L. 103–66</ref>, set out as a note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927b15e-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1990 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/101/508/s4604/c">section 4604(c) of Pub. L. 101–508</ref> effective with respect to payments under this subchapter for calendar quarters beginning on or after <date date="1991-07-01">July 1, 1991</date>, without regard to whether or not final regulations to carry out the amendments by <ref href="/us/pl/101/508/s4604">section 4604 of Pub. L. 101–508</ref> have been promulgated by such date, see <ref href="/us/pl/101/508/s4604/d">section 4604(d) of Pub. L. 101–508</ref>, set out as a note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/101/508/s4704/b/3">section 4704(b)(3) of Pub. L. 101–508</ref> effective as if included in the enactment of the Omnibus Budget Reconciliation Act of 1989, <ref href="/us/pl/101/239">Pub. L. 101–239</ref>, see <ref href="/us/pl/101/508/s4704/f">section 4704(f) of Pub. L. 101–508</ref>, set out as a note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
<p><ref href="/us/pl/101/508/tIV/s4742/b">Pub. L. 101–508, title IV, § 4742(b)</ref>, <date date="1990-11-05">Nov. 5, 1990</date>, <ref href="/us/stat/104/1388-197">104 Stat. 1388–197</ref>, provided that: <quotedContent origin="/us/pl/101/508/tIV/s4742/b">“The amendment made by subsection (a) [amending this section] shall take effect as of the first calendar quarter beginning more than 30 days after the date of the enactment of this Act [<date date="1990-11-05">Nov. 5, 1990</date>].”</quotedContent>
</p>
<p><ref href="/us/pl/101/508/tIV/s4742/c/2">Pub. L. 101–508, title IV, § 4742(c)(2)</ref>, <date date="1990-11-05">Nov. 5, 1990</date>, <ref href="/us/stat/104/1388-198">104 Stat. 1388–198</ref>, provided that: <quotedContent origin="/us/pl/101/508/tIV/s4742/c/2">“The amendment made by paragraph (1) [amending this section] shall apply as if included in the enactment of the Omnibus Budget Reconciliation Act of 1981 [<ref href="/us/pl/97/35">Pub. L. 97–35</ref>], but shall only apply to facilities the participation of which under a State plan under title XIX of the Social Security Act [<ref href="/us/usc/t42/s1396">42 U.S.C. 1396</ref> et seq.] is terminated on or after the date of the enactment of this Act [<date date="1990-11-05">Nov. 5, 1990</date>].”</quotedContent>
</p>
<p><ref href="/us/pl/101/508/tIV/s4742/d/2">Pub. L. 101–508, title IV, § 4742(d)(2)</ref>, <date date="1990-11-05">Nov. 5, 1990</date>, <ref href="/us/stat/104/1388-198">104 Stat. 1388–198</ref>, provided that: <quotedContent origin="/us/pl/101/508/tIV/s4742/d/2">“The amendment made by paragraph (1) [amending this section] shall apply as if included in the enactment of the Omnibus Budget Reconciliation Act of 1981 [<ref href="/us/pl/97/35">Pub. L. 97–35</ref>].”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927b15f-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1989 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/101/239/s6115/c">section 6115(c) of Pub. L. 101–239</ref> applicable to screening pap smears performed on or after <date date="1990-07-01">July 1, 1990</date>, see <ref href="/us/pl/101/239/s6115/d">section 6115(d) of Pub. L. 101–239</ref>, set out as a note under <ref href="/us/usc/t42/s1395x">section 1395x of this title</ref>.</p>
<p><ref href="/us/pl/101/239/tVI/s6411/c/4">Pub. L. 101–239, title VI, § 6411(c)(4)</ref>, <date date="1989-12-19">Dec. 19, 1989</date>, <ref href="/us/stat/103/2270">103 Stat. 2270</ref>, provided that: <quotedContent origin="/us/pl/101/239/tVI/s6411/c/4">“The amendment made by paragraph (2) [amending this section] shall be effective as if included in the enactment of the Omnibus Budget Reconciliation Act of 1987 [<ref href="/us/pl/100/203">Pub. L. 100–203</ref>].”</quotedContent>
</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/101/234">Pub. L. 101–234</ref> effective <date date="1990-01-01">Jan. 1, 1990</date>, see <ref href="/us/pl/101/234/s201/c">section 201(c) of Pub. L. 101–234</ref>, set out as a note under <ref href="/us/usc/t42/s1320a–7a">section 1320a–7a of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927d770-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1988 Amendment</heading><p><ref href="/us/pl/100/647/tVIII/s8432/c">Pub. L. 100–647, title VIII, § 8432(c)</ref>, <date date="1988-11-10">Nov. 10, 1988</date>, <ref href="/us/stat/102/3804">102 Stat. 3804</ref>, provided that: <quotedContent origin="/us/pl/100/647/tVIII/s8432/c">“The amendments made by this section [amending this section] shall apply to waiver years beginning during or after fiscal year 1989.”</quotedContent>
</p>
<p><ref href="/us/pl/100/647/tVIII/s8437/b">Pub. L. 100–647, title VIII, § 8437(b)</ref>, <date date="1988-11-10">Nov. 10, 1988</date>, <ref href="/us/stat/102/3806">102 Stat. 3806</ref>, provided that: <quotedContent origin="/us/pl/100/647/tVIII/s8437/b">“The amendment made by subsection (a) [amending this section] shall apply with respect to waiver applications submitted before, on, or after the date of the enactment of this Act [<date date="1988-11-10">Nov. 10, 1988</date>].”</quotedContent>
</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/100/485/s608/d/26/M">section 608(d)(26)(M) of Pub. L. 100–485</ref> effective as if included in the enactment of the Medicare Catastrophic Coverage Act of 1988, <ref href="/us/pl/100/360">Pub. L. 100–360</ref>, see <ref href="/us/pl/100/485/s608/g/1">section 608(g)(1) of Pub. L. 100–485</ref>, set out as a note under <ref href="/us/usc/t42/s704">section 704 of this title</ref>.</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/100/485/s608/f/2">section 608(f)(2) of Pub. L. 100–485</ref> effective <date date="1988-10-13">Oct. 13, 1988</date>, see <ref href="/us/pl/100/485/s608/g/2">section 608(g)(2) of Pub. L. 100–485</ref>, set out as a note under <ref href="/us/usc/t42/s704">section 704 of this title</ref>.</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/100/360/s204/d/3">section 204(d)(3) of Pub. L. 100–360</ref> applicable to screening mammography performed on or after <date date="1990-01-01">Jan. 1, 1990</date>, see <ref href="/us/pl/100/360/s204/e">section 204(e) of Pub. L. 100–360</ref>, set out as a note under <ref href="/us/usc/t42/s1395m">section 1395m of this title</ref>.</p>
<p style="-uslm-lc:I21" class="indent0">Except as specifically provided in <ref href="/us/pl/100/360/s411">section 411 of Pub. L. 100–360</ref>, amendment by section 411(k)(3), (10)(A), (H), (I), (17)(A), (<i>l</i>)(3)(G) of <ref href="/us/pl/100/360">Pub. L. 100–360</ref>, as it relates to a provision in the Omnibus Budget Reconciliation Act of 1987, <ref href="/us/pl/100/203">Pub. L. 100–203</ref>, effective as if included in the enactment of that provision in <ref href="/us/pl/100/203">Pub. L. 100–203</ref>, see <ref href="/us/pl/100/360/s411/a">section 411(a) of Pub. L. 100–360</ref>, set out as a Reference to OBRA; Effective Date note under <ref href="/us/usc/t1/s106">section 106 of Title 1</ref>, General Provisions.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927d771-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1987 Amendment</heading><p style="-uslm-lc:I21" class="indent0">For effective date of amendment by <ref href="/us/pl/100/203/s4072/d">section 4072(d) of Pub. L. 100–203</ref>, see <ref href="/us/pl/100/203/s4072/e">section 4072(e) of Pub. L. 100–203</ref>, set out as a note under <ref href="/us/usc/t42/s1395x">section 1395x of this title</ref>.</p>
<p><ref href="/us/pl/100/203/tIV/s4102/a/2">Pub. L. 100–203, title IV, § 4102(a)(2)</ref>, <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-146">101 Stat. 1330–146</ref>, provided that: <quotedContent origin="/us/pl/100/203/tIV/s4102/a/2">“The amendments made by paragraph (1) [amending this section] shall become effective on <date date="1988-01-01">January 1, 1988</date>.”</quotedContent>
</p>
<p><ref href="/us/pl/100/203">Pub. L. 100–203</ref> , title IV, § 4118(a)(2), <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-155">101 Stat. 1330–155</ref>, provided that: <quotedContent origin="/us/pl/100/203">“The amendment made by paragraph (1) [amending this section] shall be effective as if included in the enactment of the Omnibus Budget Reconciliation Act of 1986 [<ref href="/us/pl/99/509">Pub. L. 99–509</ref>].”</quotedContent>
</p>
<p><ref href="/us/pl/100/203/tIV/s4118/i/2">Pub. L. 100–203, title IV, § 4118(i)(2)</ref>, <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-156">101 Stat. 1330–156</ref>, provided that: <quotedContent origin="/us/pl/100/203/tIV/s4118/i/2">“The amendment made by paragraph (1) [amending this section] shall take effect as though it were included in the enactment of the Consolidated Omnibus Budget Reconciliation Act of 1985 [<ref href="/us/pl/99/272">Pub. L. 99–272</ref>].”</quotedContent>
</p>
<p><ref href="/us/pl/100/203/tIV/s4118">Pub. L. 100–203, title IV, § 4118</ref>(<i>l</i>)(2), <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-157">101 Stat. 1330–157</ref>, provided that: <quotedContent origin="/us/stat/101/1330-157">“The amendment made by paragraph (1) [amending this section] shall apply to requests for continuation of waivers received after the date of the enactment of this Act [<date date="1987-12-22">Dec. 22, 1987</date>].”</quotedContent>
</p>
<p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/100/203/tIV/s4118/p/10">Pub. L. 100–203, title IV, § 4118(p)(10)</ref>, <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-160">101 Stat. 1330–160</ref>, provided that the amendment made by that section is effective as if included in the enactment of <ref href="/us/pl/99/509">Pub. L. 99–509</ref>.</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/100/203/s4211/h/10">section 4211(h)(10) of Pub. L. 100–203</ref> applicable to nursing facility services furnished on or after <date date="1990-10-01">Oct. 1, 1990</date>, without regard to whether regulations implementing such amendment are promulgated by such date, except as otherwise specifically provided in <ref href="/us/usc/t42/s1396r">section 1396r of this title</ref>, with transitional rule, see section 4214(a), (b)(2) of <ref href="/us/pl/100/203">Pub. L. 100–203</ref>, as amended, set out as an Effective Date note under <ref href="/us/usc/t42/s1396r">section 1396r of this title</ref>.</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/100/93">Pub. L. 100–93</ref> effective at end of fourteen-day period beginning <date date="1987-08-18">Aug. 18, 1987</date>, and inapplicable to administrative proceedings commenced before end of such period, see <ref href="/us/pl/100/93/s15/a">section 15(a) of Pub. L. 100–93</ref>, set out as a note under <ref href="/us/usc/t42/s1320a–7">section 1320a–7 of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927d772-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1986 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/99/509/s9320/h/3">section 9320(h)(3) of Pub. L. 99–509</ref> applicable to services furnished on or after <date date="1989-01-01">Jan. 1, 1989</date>, with exceptions for hospitals located in rural areas which meet certain requirements related to certified registered nurse anesthetists, see section 9320(i), (k) of <ref href="/us/pl/99/509">Pub. L. 99–509</ref>, as amended, set out as notes under <ref href="/us/usc/t42/s1395k">section 1395k of this title</ref>.</p>
<p><ref href="/us/pl/99/509/tIX/s9411/e">Pub. L. 99–509, title IX, § 9411(e)</ref>, <date date="1986-10-21">Oct. 21, 1986</date>, <ref href="/us/stat/100/2062">100 Stat. 2062</ref>, provided that: <quotedContent origin="/us/pl/99/509/tIX/s9411/e">“The amendments made by this section [amending this section] shall apply to applications for waivers (or renewals thereof) approved on or after the date of the enactment of this Act [<date date="1986-10-21">Oct. 21, 1986</date>].”</quotedContent>
</p>
<p><ref href="/us/pl/99/272/tIX/s9502/j">Pub. L. 99–272, title IX, § 9502(j)</ref>, <date date="1986-04-07">Apr. 7, 1986</date>, <ref href="/us/stat/100/204">100 Stat. 204</ref>, as amended by <ref href="/us/pl/99/509/tIX/s9435/a">Pub. L. 99–509, title IX, § 9435(a)</ref>, <date date="1986-10-21">Oct. 21, 1986</date>, <ref href="/us/stat/100/2069">100 Stat. 2069</ref>; <ref href="/us/pl/100/203/tIV/s4118/j">Pub. L. 100–203, title IV, § 4118(j)</ref>, <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-156">101 Stat. 1330–156</ref>, provided that:<quotedContent origin="/us/pl/100/203/tIV/s4118/j">
<paragraph style="-uslm-lc:I21" class="indent0"><num value="1">“(1)</num><heading> <inline class="small-caps">Habilitation services</inline>.—</heading><content>The amendment made by subsection (a) [amending this section] shall be effective for services furnished on or after the date of the enactment of this Act [<date date="1986-04-07">Apr. 7, 1986</date>] to individuals eligible for services under a waiver granted under section 1915(c) of the Social Security Act [<ref href="/us/usc/t42/s1396n/c">42 U.S.C. 1396n(c)</ref>], without regard to whether such individuals were receiving institutional services before their participation in the waiver.</content>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="2">“(2)</num><heading> <inline class="small-caps">Hospitalized patients</inline>.—</heading><content>The amendments made by subsection (b) [amending this section] shall be effective for services furnished on or after <date date="1985-10-01">October 1, 1985</date>.</content>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="3">“(3)</num><heading> <inline class="small-caps">Prohibition of regulatory limits and treatment of certain physically disabled individuals</inline>.—</heading><content>The amendments made by subsections (c) and (d) [amending this section] shall apply to applications for waivers (or renewals thereof) filed before, on, or after, the date of the enactment of this Act [<date date="1986-04-07">Apr. 7, 1986</date>] and for services furnished on or after <date date="1981-08-13">August 13, 1981</date>.</content>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="4">“(4)</num><heading> <inline class="small-caps">Income standards</inline>.—</heading><content>The amendment made by subsection (e) [amending this section] shall apply to waivers (or renewals thereof) approved before, on, or after the date of the enactment of this Act [<date date="1986-04-07">Apr. 7, 1986</date>].</content>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="5">“(5)</num><heading> <inline class="small-caps">Waiver extensions</inline>.—</heading><content>Subsection (f) [enacting provisions set out below] shall apply to waivers expiring on or after <date date="1985-09-30">September 30, 1985</date>, and before <date date="1986-09-30">September 30, 1986</date>.</content>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="6">“(6)</num><heading> <inline class="small-caps">Waiver renewals</inline>.—</heading><content>The amendments made by subsection (g) [amending this section] shall become effective on <date date="1986-09-30">September 30, 1986</date>.</content>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="7">“(7)</num><heading> <inline class="small-caps">Coordinated services and substitution of participants</inline>.—</heading><content>The amendments made by subsections (h) and (i) [amending this section] shall become effective on the date of the enactment of this Act [<date date="1986-04-07">Apr. 7, 1986</date>].”</content>
</paragraph>
</quotedContent>
</p>
<p><ref href="/us/pl/99/272/tIX/s9508/b">Pub. L. 99–272, title IX, § 9508(b)</ref>, <date date="1986-04-07">Apr. 7, 1986</date>, <ref href="/us/stat/100/211">100 Stat. 211</ref>, as amended by <ref href="/us/pl/99/509/tIX/s9435/d/1">Pub. L. 99–509, title IX, § 9435(d)(1)</ref>, <date date="1986-10-21">Oct. 21, 1986</date>, <ref href="/us/stat/100/2070">100 Stat. 2070</ref>, provided that: <quotedContent origin="/us/pl/99/509/tIX/s9435/d/1">“The amendments made by this section [amending this section] shall apply to services furnished on or after the date of the enactment of this Act [<date date="1986-04-07">Apr. 7, 1986</date>], without regard to whether or not regulations to carry out the amendments have been promulgated by that date.”</quotedContent>
</p>
<p style="-uslm-lc:I21" class="indent0">[<ref href="/us/pl/100/203/tIV/s4118/j">Pub. L. 100–203, title IV, § 4118(j)</ref>, <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-156">101 Stat. 1330–156</ref>, provided that the amendment made by that section to <ref href="/us/pl/99/272/s9502/j/1">section 9502(j)(1) of Pub. L. 99–272</ref>, set out above, is effective as if included in the enactment of <ref href="/us/pl/99/272/s9502">section 9502 of Pub. L. 99–272</ref>.]</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927fe83-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1983 Amendment</heading><p style="-uslm-lc:I21" class="indent0">Amendment by <ref href="/us/pl/97/448">Pub. L. 97–448</ref> effective as if originally included as a part of this section as this section was amended by the Tax Equity and Fiscal Responsibility Act of 1982, <ref href="/us/pl/97/248">Pub. L. 97–248</ref>, see <ref href="/us/pl/97/448/s309/c/2">section 309(c)(2) of Pub. L. 97–448</ref>, set out as a note under <ref href="/us/usc/t42/s426–1">section 426–1 of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida927fe84-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1982 Amendment</heading><p><ref href="/us/pl/97/248/tI/s137/b/19/B">Pub. L. 97–248, title I, § 137(b)(19)(B)</ref>, <date date="1982-09-03">Sept. 3, 1982</date>, <ref href="/us/stat/96/380">96 Stat. 380</ref>, provided that: <quotedContent origin="/us/pl/97/248/tI/s137/b/19/B">“The amendment made by subparagraph (A) [amending this section] shall not apply with respect to any waiver if such waiver was granted, and the arrangement covered by the waiver was in place, prior to <date date="1982-08-10">August 10, 1982</date>.”</quotedContent>
</p>
<p style="-uslm-lc:I21" class="indent0">Amendment by section 137(b)(20)–(25) of <ref href="/us/pl/97/248">Pub. L. 97–248</ref> effective as if originally included as part of this section as this section was amended by the Omnibus Budget Reconciliation Act of 1981, <ref href="/us/pl/97/35">Pub. L. 97–35</ref>, see <ref href="/us/pl/97/248/s137/d/2">section 137(d)(2) of Pub. L. 97–248</ref>, set out as a note under <ref href="/us/usc/t42/s1396a">section 1396a of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="effectiveDateOfAmendment" id="ida9282595-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Effective Date of 1981 Amendment</heading><p><ref href="/us/pl/97/35/tXXI/s2177/b">Pub. L. 97–35, title XXI, § 2177(b)</ref>, <date date="1981-08-13">Aug. 13, 1981</date>, <ref href="/us/stat/95/813">95 Stat. 813</ref>, provided that: <quotedContent origin="/us/pl/97/35/tXXI/s2177/b">“The amendment made by this section [amending this section] shall become effective 90 days after the date of the enactment of this Act [<date date="1981-08-13">Aug. 13, 1981</date>]”.</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="ida9282596-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Regulations</heading><p><ref href="/us/pl/109/171/tVI/s6052/b">Pub. L. 109–171, title VI, § 6052(b)</ref>, <date date="2006-02-08">Feb. 8, 2006</date>, <ref href="/us/stat/120/95">120 Stat. 95</ref>, provided that: <quotedContent origin="/us/pl/109/171/tVI/s6052/b">“The Secretary shall promulgate regulations to carry out the amendment made by subsection (a) [amending this section] which may be effective and final immediately on an interim basis as of the date of publication of the interim final regulation. If the Secretary provides for an interim final regulation, the Secretary shall provide for a period of public comments on such regulation after the date of publication. The Secretary may change or revise such regulation after completion of the period of public comment.”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="ida9282597-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Construction of 2018 Amendment</heading><p><ref href="/us/pl/115/271/tV/s5052/b">Pub. L. 115–271, title V, § 5052(b)</ref>, <date date="2018-10-24">Oct. 24, 2018</date>, <ref href="/us/stat/132/3976">132 Stat. 3976</ref>, provided that: <quotedContent origin="/us/pl/115/271/tV/s5052/b">“Nothing in the amendments made by subsection (a) [amending this section and <ref href="/us/usc/t42/s1396d">section 1396d of this title</ref>] shall be construed as encouraging a State to place an individual in an inpatient or a residential care setting where a home or community-based care setting would be more appropriate for the individual, or as preventing a State from conducting or pursuing a demonstration project under section 1115 of the Social Security Act [<ref href="/us/usc/t42/s1315">42 U.S.C. 1315</ref>] to improve access to, and the quality of, substance use disorder treatment for eligible populations.”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="ida9282598-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Oversight and Assessment of the Administration of Home and Community-based Services</heading><p><ref href="/us/pl/111/148/tII/s2402/a">Pub. L. 111–148, title II, § 2402(a)</ref>, <date date="2010-03-23">Mar. 23, 2010</date>, <ref href="/us/stat/124/301">124 Stat. 301</ref>, provided that: <quotedContent origin="/us/pl/111/148/tII/s2402/a">
<inline>“The Secretary of Health and Human Services shall promulgate regulations to ensure that all States develop service systems that are designed to—</inline>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> allocate resources for services in a manner that is responsive to the changing needs and choices of beneficiaries receiving non-institutionally-based long-term services and supports (including such services and supports that are provided under programs other [than] the State Medicaid program), and that provides strategies for beneficiaries receiving such services to maximize their independence, including through the use of client-employed providers;</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><content> provide the support and coordination needed for a beneficiary in need of such services (and their family caregivers or representative, if applicable) to design an individualized, self-directed, community-supported life; and</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="3">“(3)</num><chapeau> improve coordination among, and the regulation of, all providers of such services under federally and State-funded programs in order to—</chapeau><subparagraph style="-uslm-lc:I23" class="indent2"><num value="A">“(A)</num><content> achieve a more consistent administration of policies and procedures across programs in relation to the provision of such services; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I23" class="indent2"><num value="B">“(B)</num><chapeau> oversee and monitor all service system functions to assure—</chapeau><clause style="-uslm-lc:I24" class="indent3"><num value="i">“(i)</num><content> coordination of, and effectiveness of, eligibility determinations and individual assessments;</content>
</clause>
<clause style="-uslm-lc:I24" class="indent3"><num value="ii">“(ii)</num><content> development and service monitoring of a complaint system, a management system, a system to qualify and monitor providers, and systems for role-setting and individual budget determinations; and</content>
</clause>
<clause style="-uslm-lc:I24" class="indent3"><num value="iii">“(iii)</num><content> an adequate number of qualified direct care workers to provide self-directed personal assistance services.”</content>
</clause>
</subparagraph>
</paragraph>
</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="ida9284ca9-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Quality of Care Measures</heading><p><ref href="/us/pl/109/171/tVI/s6086/b">Pub. L. 109–171, title VI, § 6086(b)</ref>, <date date="2006-02-08">Feb. 8, 2006</date>, <ref href="/us/stat/120/127">120 Stat. 127</ref>, provided that:<quotedContent origin="/us/pl/109/171/tVI/s6086/b">
<paragraph style="-uslm-lc:I21" class="indent0"><num value="1">“(1)</num><heading> <inline class="small-caps">In general</inline>.—</heading><content>The Secretary, acting through the Director of the Agency for Healthcare Research and Quality, shall consult with consumers, health and social service providers and other professionals knowledgeable about long-term care services and supports to develop program performance indicators, client function indicators, and measures of client satisfaction with respect to home and community-based services offered under State Medicaid programs.</content>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="2">“(2)</num><heading> <inline class="small-caps">Best practices</inline>.—</heading><chapeau>The Secretary shall—</chapeau><subparagraph style="-uslm-lc:I22" class="indent1"><num value="A">“(A)</num><content> use the indicators and measures developed under paragraph (1) to assess such home and community-based services, the outcomes associated with the receipt of such services (particularly with respect to the health and welfare of the recipient of the services), and the overall system for providing home and community-based services under the Medicaid program under title XIX of the Social Security Act [<ref href="/us/usc/t42/s1396">42 U.S.C. 1396</ref> et seq.]; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I22" class="indent1"><num value="B">“(B)</num><content> make publicly available the best practices identified through such assessment and a comparative analyses of the system features of each State.</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I21" class="indent0"><num value="3">“(3)</num><heading> <inline class="small-caps">Appropriation</inline>.—</heading><content>Out of any funds in the Treasury not otherwise appropriated, there is appropriated to the Secretary of Health and Human Services, $1,000,000 for the period of fiscal years 2006 through 2010 to carry out this subsection.”</content>
</paragraph>
</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="ida9284caa-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Permitting Adjustment in Estimates To Take Into Account Preadmission Screening Requirement</heading><p><ref href="/us/pl/101/508/tIV/s4742/e">Pub. L. 101–508, title IV, § 4742(e)</ref>, <date date="1990-11-05">Nov. 5, 1990</date>, <ref href="/us/stat/104/1388-198">104 Stat. 1388–198</ref>, provided that: <quotedContent origin="/us/pl/101/508/tIV/s4742/e">“In the case of a waiver under section 1915(c) of the Social Security Act [<ref href="/us/usc/t42/s1396n/c">42 U.S.C. 1396n(c)</ref>] for individuals with mental retardation or a related condition in a State, the Secretary of Health and Human Services shall permit the State to adjust the estimate of average per capita expenditures submitted under paragraph (2)(D) of such section, with respect to such expenditures made on or after <date date="1989-01-01">January 1, 1989</date>, to take into account increases in expenditures for, or utilization of, intermediate care facilities for the mentally retarded resulting from implementation of section 1919(e)(7)(A) of such Act [<ref href="/us/usc/t42/s1396r/e/7/A">42 U.S.C. 1396r(e)(7)(A)</ref>].”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="ida9284cab-09a0-11eb-a85b-f5cef3d06f4d"><heading class="centered smallCaps">Extensions of Waivers Under Subsection (c)</heading><p><ref href="/us/pl/100/203/tIV/s4102/c">Pub. L. 100–203, title IV, § 4102(c)</ref>, <date date="1987-12-22">Dec. 22, 1987</date>, <ref href="/us/stat/101/1330-146">101 Stat. 1330–146</ref>, provided that: <quotedContent origin="/us/pl/100/203/tIV/s4102/c">“In the case of a State which, as of <date date="1987-12-01">December 1, 1987</date>, has a waiver approved with respect to elderly individuals under section 1915(c) of the Social Security Act [<ref href="/us/usc/t42/s1396n/c">42 U.S.C. 1396n(c)</ref>], which waiver is scheduled to expire before <date date="1988-07-01">July 1, 1988</date>, if the State notifies the Secretary of Health and Human Services of the State’s intention to file an application for a waiver under section 1915(d) of such Act (as amended by subsection (a) of this section), the Secretary shall extend approval of the State’s waiver, under section 1915(c) of such Act, on the same terms and conditions through <date date="1988-09-30">September 30, 1988</date>.”</quotedContent>
</p>
<p><ref href="/us/pl/99/272/tIX/s9502/f">Pub. L. 99–272, title IX, § 9502(f)</ref>, <date date="1986-04-07">Apr. 7, 1986</date>, <ref href="/us/stat/100/204">100 Stat. 204</ref>, provided that: <quotedContent origin="/us/pl/99/272/tIX/s9502/f">“The Secretary of Health and Human Services shall extend, upon request of the State, any waiver under section 1915(c) of the Social Security Act [<ref href="/us/usc/t42/s1396n/c">42 U.S.C. 1396n(c)</ref>] which expires on or after <date date="1985-09-30">September 30, 1985</date>, and before <date date="1986-09-30">September 30, 1986</date>. Such extension shall be for a period of not less than one year nor more than five years, subject to section 1915(e)(1) of such Act.”</quotedContent>
</p>
</note>
</notes>
</section>