<section xmlns="http://xml.house.gov/schemas/uslm/1.0" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dcterms="http://purl.org/dc/terms/" style="-uslm-lc:I80" id="id10d28973-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571"><num value="571">§ 571.</num><heading> Definitions</heading>
<chapeau style="-uslm-lc:I11" class="indent0">For the purposes of this subchapter, the term—</chapeau><paragraph style="-uslm-lc:I12" class="indent1" id="id10d28974-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/1"><num value="1">(1)</num><content> “agency” has the same meaning as in <ref href="/us/usc/t5/s551/1">section 551(1) of this title</ref>;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d28975-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/2"><num value="2">(2)</num><content> “administrative program” includes a Federal function which involves protection of the public interest and the determination of rights, privileges, and obligations of private persons through rule making, adjudication, licensing, or investigation, as those terms are used in subchapter II of this chapter;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d28976-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/3"><num value="3">(3)</num><content> “alternative means of dispute resolution” means any procedure that is used to resolve issues in controversy, including, but not limited to, conciliation, facilitation, mediation, factfinding, minitrials, arbitration, and use of ombuds, or any combination thereof;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d28977-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/4"><num value="4">(4)</num><content> “award” means any decision by an arbitrator resolving the issues in controversy;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d28978-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/5"><num value="5">(5)</num><content> “dispute resolution communication” means any oral or written communication prepared for the purposes of a dispute resolution proceeding, including any memoranda, notes or work product of the neutral, parties or nonparty participant; except that a written agreement to enter into a dispute resolution proceeding, or final written agreement or arbitral award reached as a result of a dispute resolution proceeding, is not a dispute resolution communication;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d2b089-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/6"><num value="6">(6)</num><content> “dispute resolution proceeding” means any process in which an alternative means of dispute resolution is used to resolve an issue in controversy in which a neutral is appointed and specified parties participate;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d2b08a-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/7"><num value="7">(7)</num><chapeau> “in confidence” means, with respect to information, that the information is provided—</chapeau><subparagraph style="-uslm-lc:I13" class="indent2" id="id10d2b08b-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/7/A"><num value="A">(A)</num><content> with the expressed intent of the source that it not be disclosed; or</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="id10d2b08c-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/7/B"><num value="B">(B)</num><content> under circumstances that would create the reasonable expectation on behalf of the source that the information will not be disclosed;</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d2b08d-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/8"><num value="8">(8)</num><chapeau> “issue in controversy” means an issue which is material to a decision concerning an administrative program of an agency, and with which there is disagreement—</chapeau><subparagraph style="-uslm-lc:I13" class="indent2" id="id10d2b08e-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/8/A"><num value="A">(A)</num><content> between an agency and persons who would be substantially affected by the decision; or</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="id10d2b08f-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/8/B"><num value="B">(B)</num><content> between persons who would be substantially affected by the decision;</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d2b090-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/9"><num value="9">(9)</num><content> “neutral” means an individual who, with respect to an issue in controversy, functions specifically to aid the parties in resolving the controversy;</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d2d7a1-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/10"><num value="10">(10)</num><chapeau> “party” means—</chapeau><subparagraph style="-uslm-lc:I13" class="indent2" id="id10d2d7a2-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/10/A"><num value="A">(A)</num><content> for a proceeding with named parties, the same as in <ref href="/us/usc/t5/s551/3">section 551(3) of this title</ref>; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I13" class="indent2" id="id10d2d7a3-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/10/B"><num value="B">(B)</num><content> for a proceeding without named parties, a person who will be significantly affected by the decision in the proceeding and who participates in the proceeding;</content>
</subparagraph>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d2d7a4-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/11"><num value="11">(11)</num><content> “person” has the same meaning as in <ref href="/us/usc/t5/s551/2">section 551(2) of this title</ref>; and</content>
</paragraph>
<paragraph style="-uslm-lc:I12" class="indent1" id="id10d2d7a5-81bc-11eb-8b8f-cf900944cd12" identifier="/us/usc/t5/s571/12"><num value="12">(12)</num><content> “roster” means a list of persons qualified to provide services as neutrals.</content>
</paragraph>
<sourceCredit id="id10d2d7a6-81bc-11eb-8b8f-cf900944cd12">(Added <ref href="/us/pl/101/552/s4/b">Pub. L. 101–552, § 4(b)</ref>, <date date="1990-11-15">Nov. 15, 1990</date>, <ref href="/us/stat/104/2738">104 Stat. 2738</ref>, § 581; renumbered § 571 and amended <ref href="/us/pl/102/354">Pub. L. 102–354</ref>, §§ 3(b)(2), 5(b)(1), (2), <date date="1992-08-26">Aug. 26, 1992</date>, <ref href="/us/stat/106/944">106 Stat. 944</ref>, 946; <ref href="/us/pl/104/320/s2">Pub. L. 104–320, § 2</ref>, <date date="1996-10-19">Oct. 19, 1996</date>, <ref href="/us/stat/110/3870">110 Stat. 3870</ref>.)</sourceCredit>
<notes type="uscNote" id="id10d2d7a7-81bc-11eb-8b8f-cf900944cd12">
<note style="-uslm-lc:I74" role="crossHeading" topic="editorialNotes" id="id10d2d7a8-81bc-11eb-8b8f-cf900944cd12"><heading class="centered"><b>Editorial Notes</b></heading></note>
<note style="-uslm-lc:I76" topic="codification" id="id10d2d7a9-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Codification</heading>
<p style="-uslm-lc:I21" class="indent0">Section 571 of former Title 5, Executive Departments and Government Officers and Employees, was transferred to <ref href="/us/usc/t7/s2256">section 2256 of Title 7</ref>, Agriculture.</p>
</note>
<note style="-uslm-lc:I74" topic="priorProvisions" id="id10d2d7aa-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Prior Provisions</heading><p style="-uslm-lc:I21" class="indent0">A prior section 571 was renumbered <ref href="/us/usc/t5/s591">section 591 of this title</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="amendments" id="id10d2d7ab-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Amendments</heading><p style="-uslm-lc:I21" class="indent0">1996—Par. (3). <ref href="/us/pl/104/320/s2/1">Pub. L. 104–320, § 2(1)</ref>, struck out “, in lieu of an adjudication as defined in <ref href="/us/usc/t5/s551/7">section 551(7) of this title</ref>,” after “any procedure that is used”, struck out “settlement negotiations,” after “but not limited to,” and substituted “arbitration, and use of ombuds” for “and arbitration”.</p>
<p style="-uslm-lc:I21" class="indent0">Par. (8). <ref href="/us/pl/104/320/s2/2">Pub. L. 104–320, § 2(2)</ref>, substituted “decision;” for “decision,” at end of subpar. (B), and struck out closing provisions which read as follows: “except that such term shall not include any matter specified under section 2302 or 7121(c) of this title;”.</p>
<p style="-uslm-lc:I21" class="indent0">1992—<ref href="/us/pl/102/354/s3/b/2">Pub. L. 102–354, § 3(b)(2)</ref>, renumbered <ref href="/us/usc/t5/s581">section 581 of this title</ref> as this section.</p>
<p style="-uslm-lc:I21" class="indent0">Par. (3). <ref href="/us/pl/102/354/s5/b/1">Pub. L. 102–354, § 5(b)(1)</ref>, inserted comma after “including”.</p>
<p style="-uslm-lc:I21" class="indent0">Par. (8). <ref href="/us/pl/102/354/s5/b/2">Pub. L. 102–354, § 5(b)(2)</ref>, amended par. (8) generally. Prior to amendment, par. (8) read as follows: “ ‘issue in controversy’ means an issue which is material to a decision concerning an administrative program of an agency, and with which there is disagreement between the agency and persons who would be substantially affected by the decision but shall not extend to matters specified under the provisions of sections 2302 and 7121(c) of title 5;”.</p>
</note>
<note style="-uslm-lc:I74" role="crossHeading" topic="statutoryNotes" id="id10d2febc-81bc-11eb-8b8f-cf900944cd12"><heading class="centered"><b>Statutory Notes and Related Subsidiaries</b></heading></note>
<note style="-uslm-lc:I74" topic="terminationDate" id="id10d2febd-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Termination Date; Savings Provision</heading><p style="-uslm-lc:I21" class="indent0"><ref href="/us/pl/101/552/s11">Pub. L. 101–552, § 11</ref>, <date date="1990-11-15">Nov. 15, 1990</date>, <ref href="/us/stat/104/2747">104 Stat. 2747</ref>, as amended by <ref href="/us/pl/104/106/dD/tXLIII/s4321/i/5">Pub. L. 104–106, div. D, title XLIII, § 4321(i)(5)</ref>, <date date="1996-02-10">Feb. 10, 1996</date>, <ref href="/us/stat/110/676">110 Stat. 676</ref>, which provided that the authority of agencies to use dispute resolution proceedings under this Act [see Short Title note below] was to terminate on <date date="1995-10-01">Oct. 1, 1995</date>, except with respect to pending proceedings, was repealed by <ref href="/us/pl/104/320/s9">Pub. L. 104–320, § 9</ref>, <date date="1996-10-19">Oct. 19, 1996</date>, <ref href="/us/stat/110/3872">110 Stat. 3872</ref>.</p>
</note>
<note style="-uslm-lc:I74" topic="shortTitleOfAmendment" id="id10d2febe-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Short Title of 1996 Amendment</heading><p><ref href="/us/pl/104/320/s1">Pub. L. 104–320, § 1</ref>, <date date="1996-10-19">Oct. 19, 1996</date>, <ref href="/us/stat/110/3870">110 Stat. 3870</ref>, provided that: <quotedContent origin="/us/pl/104/320/s1">“This Act [enacting sections 570a and 584 of this title, amending this section, sections 569, 573 to 575, 580, 581, and 583 of this title, <ref href="/us/usc/t10/s2304">section 2304 of Title 10</ref>, Armed Forces, <ref href="/us/usc/t28/s1491">section 1491 of Title 28</ref>, Crimes and Criminal Procedure, <ref href="/us/usc/t29/s173">section 173 of Title 29</ref>, Labor, <ref href="/us/usc/t31/s3556">section 3556 of Title 31</ref>, Money and Finance, and sections 253 and 605 of Title 41, Public Contracts, repealing <ref href="/us/usc/t5/s582">section 582 of this title</ref>, enacting provisions set out as notes under <ref href="/us/usc/t5/s563">section 563 of this title</ref>, <ref href="/us/usc/t28/s1491">section 1491 of Title 28</ref>, and <ref href="/us/usc/t31/s3556">section 3556 of Title 31</ref>, amending provisions set out as notes under this section, and repealing provisions set out as notes under this section and <ref href="/us/usc/t5/s561">section 561 of this title</ref>] may be cited as the ‘Administrative Dispute Resolution Act of 1996’.”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="shortTitle" id="id10d325cf-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Short Title</heading><p><ref href="/us/pl/101/552/s1">Pub. L. 101–552, § 1</ref>, <date date="1990-11-15">Nov. 15, 1990</date>, <ref href="/us/stat/104/2736">104 Stat. 2736</ref>, provided that: <quotedContent origin="/us/pl/101/552/s1">“This Act [enacting this subchapter, amending <ref href="/us/usc/t5/s556">section 556 of this title</ref>, <ref href="/us/usc/t9/s10">section 10 of Title 9</ref>, Arbitration, <ref href="/us/usc/t28/s2672">section 2672 of Title 28</ref>, Judiciary and Judicial Procedure, <ref href="/us/usc/t29/s173">section 173 of Title 29</ref>, Labor, <ref href="/us/usc/t31/s3711">section 3711 of Title 31</ref>, Money and Finance, and sections 605 and 607 of Title 41, Public Contracts, and enacting provisions set out as notes under this section] may be cited as the ‘Administrative Dispute Resolution Act’.”</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="id10d325d0-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Congressional Findings</heading><p><ref href="/us/pl/101/552/s2">Pub. L. 101–552, § 2</ref>, <date date="1990-11-15">Nov. 15, 1990</date>, <ref href="/us/stat/104/2736">104 Stat. 2736</ref>, provided that: <quotedContent origin="/us/pl/101/552/s2">
<inline>“The Congress finds that—</inline>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> administrative procedure, as embodied in chapter 5 of title 5, United States Code, and other statutes, is intended to offer a prompt, expert, and inexpensive means of resolving disputes as an alternative to litigation in the Federal courts;</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><content> administrative proceedings have become increasingly formal, costly, and lengthy resulting in unnecessary expenditures of time and in a decreased likelihood of achieving consensual resolution of disputes;</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="3">“(3)</num><content> alternative means of dispute resolution have been used in the private sector for many years and, in appropriate circumstances, have yielded decisions that are faster, less expensive, and less contentious;</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="4">“(4)</num><content> such alternative means can lead to more creative, efficient, and sensible outcomes;</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="5">“(5)</num><content> such alternative means may be used advantageously in a wide variety of administrative programs;</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="6">“(6)</num><content> explicit authorization of the use of well-tested dispute resolution techniques will eliminate ambiguity of agency authority under existing law;</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="7">“(7)</num><content> Federal agencies may not only receive the benefit of techniques that were developed in the private sector, but may also take the lead in the further development and refinement of such techniques; and</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="8">“(8)</num><content> the availability of a wide range of dispute resolution procedures, and an increased understanding of the most effective use of such procedures, will enhance the operation of the Government and better serve the public.”</content>
</paragraph>
</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="id10d34ce1-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Promotion of Alternative Means of Dispute Resolution</heading><p><ref href="/us/pl/101/552/s3">Pub. L. 101–552, § 3</ref>, <date date="1990-11-15">Nov. 15, 1990</date>, <ref href="/us/stat/104/2736">104 Stat. 2736</ref>, as amended by <ref href="/us/pl/104/320/s4/a">Pub. L. 104–320, § 4(a)</ref>, <date date="1996-10-19">Oct. 19, 1996</date>, <ref href="/us/stat/110/3871">110 Stat. 3871</ref>, provided that:<quotedContent origin="/us/pl/104/320/s4/a">
<subsection style="-uslm-lc:I21" class="indent0"><num value="a">“(a)</num><heading> <inline class="small-caps">Promulgation of Agency Policy</inline>.—</heading><chapeau>Each agency shall adopt a policy that addresses the use of alternative means of dispute resolution and case management. In developing such a policy, each agency shall—</chapeau><paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> consult with the agency designated by, or the interagency committee designated or established by, the President under <ref href="/us/usc/t5/s573">section 573 of title 5</ref>, United States Code, to facilitate and encourage agency use of alternative dispute resolution under subchapter IV of chapter 5 of such title; and</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><chapeau> examine alternative means of resolving disputes in connection with—</chapeau><subparagraph style="-uslm-lc:I23" class="indent2"><num value="A">“(A)</num><content> formal and informal adjudications;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I23" class="indent2"><num value="B">“(B)</num><content> rulemakings;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I23" class="indent2"><num value="C">“(C)</num><content> enforcement actions;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I23" class="indent2"><num value="D">“(D)</num><content> issuing and revoking licenses or permits;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I23" class="indent2"><num value="E">“(E)</num><content> contract administration;</content>
</subparagraph>
<subparagraph style="-uslm-lc:I23" class="indent2"><num value="F">“(F)</num><content> litigation brought by or against the agency; and</content>
</subparagraph>
<subparagraph style="-uslm-lc:I23" class="indent2"><num value="G">“(G)</num><content> other agency actions.</content>
</subparagraph>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I21" class="indent0"><num value="b">“(b)</num><heading> <inline class="small-caps">Dispute Resolution Specialists</inline>.—</heading><chapeau>The head of each agency shall designate a senior official to be the dispute resolution specialist of the agency. Such official shall be responsible for the implementation of—</chapeau><paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> the provisions of this Act [see Short Title note above] and the amendments made by this Act; and</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><content> the agency policy developed under subsection (a).</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I21" class="indent0"><num value="c">“(c)</num><heading> <inline class="small-caps">Training</inline>.—</heading><content>Each agency shall provide for training on a regular basis for the dispute resolution specialist of the agency and other employees involved in implementing the policy of the agency developed under subsection (a). Such training should encompass the theory and practice of negotiation, mediation, arbitration, or related techniques. The dispute resolution specialist shall periodically recommend to the agency head agency employees who would benefit from similar training.</content>
</subsection>
<subsection style="-uslm-lc:I21" class="indent0"><num value="d">“(d)</num><heading> <inline class="small-caps">Procedures for Grants and Contracts.—</inline></heading><paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> Each agency shall review each of its standard agreements for contracts, grants, and other assistance and shall determine whether to amend any such standard agreements to authorize and encourage the use of alternative means of dispute resolution.</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><subparagraph style="-uslm-lc:I22" class="indent1"><num value="A">(A)</num><content> Within 1 year after the date of the enactment of this Act [<date date="1990-11-15">Nov. 15, 1990</date>], the Federal Acquisition Regulation shall be amended, as necessary, to carry out this Act [see Short Title note above] and the amendments made by this Act.</content>
</subparagraph>
<subparagraph style="-uslm-lc:I22" class="indent1"><num value="B">“(B)</num><content> For purposes of this section, the term ‘Federal Acquisition Regulation’ means the single system of Government-wide procurement regulation referred to in section 6(a) of the Office of Federal Procurement Policy Act ([former] <ref href="/us/usc/t41/s405/a">41 U.S.C. 405(a)</ref>) [now <ref href="/us/usc/t41/s1121/a">41 U.S.C. 1121(a)</ref> to (c)(1)].”</content>
</subparagraph>
</paragraph>
</subsection>
</quotedContent>
</p>
</note>
<note style="-uslm-lc:I74" topic="miscellaneous" id="id10d39b02-81bc-11eb-8b8f-cf900944cd12"><heading class="centered smallCaps">Use of Nonattorneys</heading><p><ref href="/us/pl/101/552/s9">Pub. L. 101–552, § 9</ref>, <date date="1990-11-15">Nov. 15, 1990</date>, <ref href="/us/stat/104/2747">104 Stat. 2747</ref>, provided that:<quotedContent origin="/us/pl/101/552/s9">
<subsection style="-uslm-lc:I21" class="indent0"><num value="a">“(a)</num><heading> <inline class="small-caps">Representation of Parties</inline>.—</heading><chapeau>Each agency, in developing a policy on the use of alternative means of dispute resolution under this Act [see Short Title note above], shall develop a policy with regard to the representation by persons other than attorneys of parties in alternative dispute resolution proceedings and shall identify any of its administrative programs with numerous claims or disputes before the agency and determine—</chapeau><paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> the extent to which individuals are represented or assisted by attorneys or by persons who are not attorneys; and</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><content> whether the subject areas of the applicable proceedings or the procedures are so complex or specialized that only attorneys may adequately provide such representation or assistance.</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I21" class="indent0"><num value="b">“(b)</num><heading> <inline class="small-caps">Representation and Assistance by Nonattorneys</inline>.—</heading><chapeau>A person who is not an attorney may provide representation or assistance to any individual in a claim or dispute with an agency, if—</chapeau><paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> such claim or dispute concerns an administrative program identified under subsection (a);</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><content> such agency determines that the proceeding or procedure does not necessitate representation or assistance by an attorney under subsection (a)(2); and</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="3">“(3)</num><content> such person meets any requirement of the agency to provide representation or assistance in such a claim or dispute.</content>
</paragraph>
</subsection>
<subsection style="-uslm-lc:I21" class="indent0"><num value="c">“(c)</num><heading> <inline class="small-caps">Disqualification of Representation or Assistance</inline>.—</heading><chapeau>Any agency that adopts regulations under subchapter IV of chapter 5 of title 5, United States Code, to permit representation or assistance by persons who are not attorneys shall review the rules of practice before such agency to—</chapeau><paragraph style="-uslm-lc:I22" class="indent1"><num value="1">“(1)</num><content> ensure that any rules pertaining to disqualification of attorneys from practicing before the agency shall also apply, as appropriate, to other persons who provide representation or assistance; and</content>
</paragraph>
<paragraph style="-uslm-lc:I22" class="indent1"><num value="2">“(2)</num><content> establish effective agency procedures for enforcing such rules of practice and for receiving complaints from affected persons.”</content>
</paragraph>
</subsection>
</quotedContent>
</p>
</note>
<note style="-uslm-lc:I87" topic="definitions" id="id10d3c213-81bc-11eb-8b8f-cf900944cd12">
<heading class="centered smallCaps">Definitions</heading>
<p><ref href="/us/pl/101/552/s10">Pub. L. 101–552, § 10</ref>, <date date="1990-11-15">Nov. 15, 1990</date>, <ref href="/us/stat/104/2747">104 Stat. 2747</ref>, as amended by <ref href="/us/pl/102/354/s5/b/6">Pub. L. 102–354, § 5(b)(6)</ref>, <date date="1992-08-26">Aug. 26, 1992</date>, <ref href="/us/stat/106/946">106 Stat. 946</ref>, provided that: <quotedContent origin="/us/pl/102/354/s5/b/6">“As used in this Act [see Short Title note above], the terms ‘agency’, ‘administrative program’, and ‘alternative means of dispute resolution’ have the meanings given such terms in <ref href="/us/usc/t5/s571">section 571 of title 5</ref>, United States Code (enacted as <ref href="/us/usc/t5/s581">section 581 of title 5</ref>, United States Code, by section 4(b) of this Act, and redesignated as section 571 of such title by section 3(b) of the Administrative Procedure Technical Amendments Act of 1991 [<ref href="/us/pl/102/354">Pub. L. 102–354</ref>]).”</quotedContent>
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