SUBCHAPTER II— INVESTMENT ADVISERS
Sections
- § 80b–1 Findings
- § 80b–2 Definitions
- § 80b–3 Registration of investment advisers
- § 80b–3a State and Federal responsibilities
- § 80b–4 Reports by investment advisers
- § 80b–4a Prevention of misuse of nonpublic information
- § 80b–5 Investment advisory contracts
- § 80b–6 Prohibited transactions by investment advisers
- § 80b–6a Exemptions
- § 80b–7 Material misstatements
- § 80b–8 General prohibitions
- § 80b–9 Enforcement of subchapter
- § 80b–10 Disclosure of information by Commission
- § 80b–10a Consultation
- § 80b–11 Rules, regulations, and orders of Commission
- § 80b–12 Hearings
- § 80b–13 Court review of orders
- § 80b–14 Jurisdiction of offenses and suits
- § 80b–15 Validity of contracts
- § 80b–16 Omitted omitted
- § 80b–17 Penalties
- § 80b–18 Hiring and leasing authority of Commission
- § 80b–18a State regulation of investment advisers
- § 80b–18b Custody of client accounts
- § 80b–18c Rule of construction relating to the Commodities Exchange Act
- § 80b–19 Separability
- § 80b–20 Short title
- § 80b–21 Effective date